HPS

John Hancock Preferred Income Fund III
HPS

Overview Fund Activity

41 hedge funds and large institutions have $61.1M invested in John Hancock Preferred Income Fund III in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 5 closing their positions.

Holders
41
Holders Change
-1
Holders Change %
-2.38%
% of All Funds
1.19%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
4
Increased
14
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NCM
1
Newgate Capital Management
Connecticut
$2.37M
2
Invesco
2
Invesco
Georgia
$6.41M
3
UCFA
3
United Capital Financial Advisors
Texas
$238K
4
Wells Fargo
4
Wells Fargo
California
$1.2M
5
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$158K

Top Sellers

1
MIG
1
Mariner Investment Group
New York
$0
2
U
2
UBS
Switzerland
$5.54M
3
GC
3
Guggenheim Capital
Illinois
$7.95M
4
ONB
4
Old National Bancorp
Indiana
$785K
5
CIA
5
Capital Investment Advisors
Georgia
$1.25M
Name Market Value Shares Shares
Change 		Shares
Change %
SAMC
1
Spectrum Asset Management (Connecticut)
Connecticut
$11.7M 670,344 – –
Morgan Stanley
2
Morgan Stanley
New York
$10.8M 619,291 -3,063 -0.5%
GC
3
Guggenheim Capital
Illinois
$7.95M 454,237 -22,795 -5%
Invesco
4
Invesco
Georgia
$6.41M 366,114 +114,823 +46%
U
5
UBS
Switzerland
$5.54M 316,598 -68,650 -18%
Bank of America
6
Bank of America
North Carolina
$3.07M 175,162 +5,086 +3%
NCM
7
Newgate Capital Management
Connecticut
$2.37M 135,435 +135,435 New
CS
8
Credit Suisse
Switzerland
$1.83M 104,707 +629 +0.6%
NL
9
NWAM LLC
Washington
$1.45M 82,752 +5,025 +6%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.28M 72,833 +2,992 +4%
CIA
11
Capital Investment Advisors
Georgia
$1.25M 71,444 -4,433 -6%
Wells Fargo
12
Wells Fargo
California
$1.2M 68,684 +11,359 +20%
SFS
13
Shaker Financial Services
Virginia
$1.18M 67,610 +3,227 +5%
LPL Financial
14
LPL Financial
California
$1.18M 67,702 -105 -0.2%
PRCM
15
Pine River Capital Management
Minnesota
$803K 45,860 – –
ONB
16
Old National Bancorp
Indiana
$785K 44,841 -6,120 -12%
ICOA
17
Investment Centers of America
North Dakota
$254K 14,479 -1,339 -8%
SGCA
18
Steel Grove Capital Advisors
Tennessee
$247K 14,125 – –
UCFA
19
United Capital Financial Advisors
Texas
$238K 13,604 +13,604 New
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$220K 12,537 +4,065 +48%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$195K 11,114 -385 -3%
RCM
22
Robinson Capital Management
Michigan
$184K 10,500 – –
Fifth Third Bancorp
23
Fifth Third Bancorp
Ohio
$161K 9,192 +69 +0.8%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$158K 9,000 +7,166 +391%
AIG
25
American International Group
New York
$135K 7,683 +5,620 +272%
1
2