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HPS

John Hancock Preferred Income Fund III

41 hedge funds and large institutions have $61.1M invested in John Hancock Preferred Income Fund III in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 9

0.09% more ownership

Funds ownership: 10.97%11.06% (+0.09%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less capital invested

Capital invested by funds: $62M → $61.1M (-$881K)

2% less funds holding

Funds holding: 4241 (-1)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

Holders
41
Holders Change
-1
Holders Change %
-2.38%
% of All Funds
1.19%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
14
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SAMC
1
Spectrum Asset Management (Connecticut)
Connecticut
$11.7M
Morgan Stanley
2
Morgan Stanley
New York
$10.8M -$53.8K -3,063 -0.5%
GC
3
Guggenheim Capital
Illinois
$7.95M -$400K -22,795 -5%
Invesco
4
Invesco
Georgia
$6.41M +$2.02M +114,823 +46%
U
5
UBS
Switzerland
$5.54M -$1.21M -68,650 -18%
Bank of America
6
Bank of America
North Carolina
$3.07M +$89.3K +5,086 +3%
NCM
7
Newgate Capital Management
Connecticut
$2.37M +$2.38M +135,435 New
CS
8
Credit Suisse
Switzerland
$1.83M +$11K +629 +0.6%
NL
9
NWAM LLC
Washington
$1.45M +$88.2K +5,025 +6%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.28M +$52.5K +2,992 +4%
CIA
11
Capital Investment Advisors
Georgia
$1.25M -$77.8K -4,433 -6%
Wells Fargo
12
Wells Fargo
California
$1.2M +$199K +11,359 +20%
SFS
13
Shaker Financial Services
Virginia
$1.18M +$56.7K +3,227 +5%
LPL Financial
14
LPL Financial
California
$1.18M -$1.84K -105 -0.2%
PRCM
15
Pine River Capital Management
Minnesota
$803K
ONB
16
Old National Bancorp
Indiana
$785K -$107K -6,120 -12%
ICOA
17
Investment Centers of America
North Dakota
$254K -$23.5K -1,339 -8%
SGCA
18
Steel Grove Capital Advisors
Tennessee
$247K
UCFA
19
United Capital Financial Advisors
Texas
$238K +$239K +13,604 New
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$220K +$71.4K +4,065 +48%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$195K -$6.76K -385 -3%
RCM
22
Robinson Capital Management
Michigan
$184K
Fifth Third Bancorp
23
Fifth Third Bancorp
Ohio
$161K +$1.21K +69 +0.8%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$158K +$126K +7,166 +391%
AIG
25
American International Group
New York
$135K +$98.7K +5,620 +272%

HPS Hedge Fund Activity: Q3 2014 in Review

41 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in John Hancock Preferred Income Fund III (HPS) for Q3 2014, worth a combined $61.1M — down 1.4% from $62M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of HPS and 4 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 14 added.

The largest buyer was Newgate Capital Management, opening a new position worth an estimated $2.38M. The largest seller was Mariner Investment Group, exiting entirely with an estimated $3.06M sold.

  • 41 institutional investors held John Hancock Preferred Income Fund III (HPS) as of Q3 2014, down from 42 in Q2 2014.
  • Funds reported $61.1M of John Hancock Preferred Income Fund III stock for Q3 2014, down 1.4% quarter-over-quarter.
  • 4 funds opened new John Hancock Preferred Income Fund III positions in Q3 2014 and 5 closed out, a net change of -1 holder.
  • The largest John Hancock Preferred Income Fund III buyer in Q3 2014 was Newgate Capital Management, an estimated $2.38M added.
  • The largest John Hancock Preferred Income Fund III seller in Q3 2014 was Mariner Investment Group, an estimated $3.06M sold.

Based on aggregated 13F filings for Q3 2014.