Steel Grove Capital Advisors’s John Hancock Preferred Income Fund III HPS Stock Holding History

Steel Grove Capital Advisors’s Portfolio HPS Stock Details HPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-11,336	Closed	-$189K	–	204
2015 Q2	$189K	Sell	11,336 -2,168	-16%	-$38.6K	0.04%	167
2015 Q1	$253K	Buy	+13,504	New	+$249K	0.06%	125
2014 Q3	$247K	Hold	14,125	–	–	0.06%	120
2014 Q2	$253K	Hold	14,125	–	–	0.06%	117
2014 Q1	$245K	Sell	14,125 -1,012	-7%	-$16.8K	0.06%	119
2013 Q4	$236K	Hold	15,137	–	–	0.06%	121
2013 Q3	$254K	Hold	15,137	–	–	0.07%	109
2013 Q2	$276K	Buy	+15,137	New	+$292K	0.09%	104

Other funds holding HPS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

Steel Grove Capital Advisors's HPS Position: Q3 2015 in Review

Steel Grove Capital Advisors sold out of John Hancock Preferred Income Fund III (HPS) in Q3 2015, closing a stake of 11,336 shares — an estimated $189K sold.

Steel Grove Capital Advisors first reported a position in HPS in Q2 2013 and held it in 8 quarters. The position peaked at $276K in Q2 2013. 41 funds tracked by Wall St. Rank hold HPS as of Q3 2015.

Steel Grove Capital Advisors reported no remaining John Hancock Preferred Income Fund III position as of Q3 2015 after selling out during the quarter.
Steel Grove Capital Advisors sold 11,336 John Hancock Preferred Income Fund III shares in Q3 2015, an estimated $189K.
Steel Grove Capital Advisors first reported a position in John Hancock Preferred Income Fund III in Q2 2013 and held it in 8 quarters.
Steel Grove Capital Advisors's John Hancock Preferred Income Fund III position peaked at $276K in Q2 2013.
41 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q3 2015.

Based on Steel Grove Capital Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.