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HPS

John Hancock Preferred Income Fund III

44 hedge funds and large institutions have $64.8M invested in John Hancock Preferred Income Fund III in 2017 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 12

0% more funds holding

Funds holding: 4444 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 10

0.16% less ownership

Funds ownership: 11.1%10.94% (-0.16%)

2% less capital invested

Capital invested by funds: $65.9M → $64.8M (-$1.08M)

Holders
44
Holders Change
Holders Change %
0%
% of All Funds
1%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
14
Reduced
12
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$13M -$1.95M -105,480 -13%
SAMC
2
Spectrum Asset Management (Connecticut)
Connecticut
$12.1M
UBS Group
3
UBS Group
Switzerland
$10.2M -$51.6K -2,785 -0.5%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$4.95M +$134K +7,252 +3%
Invesco
5
Invesco
Georgia
$4.61M +$182K +9,808 +4%
GC
6
Guggenheim Capital
Illinois
$3.54M +$438K +23,628 +14%
Bank of America
7
Bank of America
North Carolina
$2.86M -$92.5K -4,991 -3%
BC
8
Burney Company
Virginia
$2.4M +$2.37M +127,762 New
Cohen & Steers
9
Cohen & Steers
New York
$2.19M +$852K +45,960 +65%
NL
10
NWAM LLC
Washington
$1.41M -$18.5K -1,000 -1%
CAN
11
Cetera Advisor Networks
California
$1.15M +$35.4K +1,910 +3%
Wells Fargo
12
Wells Fargo
California
$925K -$31.4K -1,697 -3%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$629K +$11.6K +624 +2%
CIA
14
Capital Investment Advisors
Georgia
$618K -$6.02K -325 -1%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$483K -$1.59K -86 -0.3%
Ameriprise
16
Ameriprise
Minnesota
$368K +$83.5K +4,509 +30%
ONB
17
Old National Bancorp
Indiana
$357K +$71.9K +3,880 +26%
LPL Financial
18
LPL Financial
California
$299K +$834 +45 +0.3%
SFS
19
Shaker Financial Services
Virginia
$294K -$274K -14,779 -49%
SWP
20
Stratos Wealth Partners
Ohio
$293K +$89.7K +4,840 +45%
AG
21
Advisor Group
Arizona
$250K +$3.71K +200 +2%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$249K -$14.6K -786 -6%
BAS
23
Brown Advisory Securities
Maryland
$245K +$519 +28 +0.2%
AAS
24
Annex Advisory Services
Wisconsin
$236K -$81.5K -4,400 -26%
MML Investors Services
25
MML Investors Services
Massachusetts
$229K +$34.9K +1,882 +18%

HPS Hedge Fund Activity: Q4 2017 in Review

44 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in John Hancock Preferred Income Fund III (HPS) for Q4 2017, worth a combined $64.8M — down 1.6% from $65.9M a quarter earlier.

Fund positioning in HPS was balanced in Q4 2017: 10 funds opened new positions, 10 closed out, 14 added to existing stakes and 12 trimmed.

The largest buyer was Burney Company, opening a new position worth an estimated $2.37M. The largest seller was Morgan Stanley, cutting an estimated $1.95M.

  • 44 institutional investors held John Hancock Preferred Income Fund III (HPS) as of Q4 2017, unchanged from Q3 2017.
  • Funds reported $64.8M of John Hancock Preferred Income Fund III stock for Q4 2017, down 1.6% quarter-over-quarter.
  • 10 funds opened new John Hancock Preferred Income Fund III positions in Q4 2017 and 10 closed out, a net change of 0 holders.
  • The largest John Hancock Preferred Income Fund III buyer in Q4 2017 was Burney Company, an estimated $2.37M added.
  • The largest John Hancock Preferred Income Fund III seller in Q4 2017 was Morgan Stanley, an estimated $1.95M sold.

Based on aggregated 13F filings for Q4 2017.