HPS

John Hancock Preferred Income Fund III
HPS

Overview Fund Activity

44 hedge funds and large institutions have $64.8M invested in John Hancock Preferred Income Fund III in 2017 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 10 closing their positions.

Holders
44
Holders Change
–
Holders Change %
0%
% of All Funds
1%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
14
Reduced
12
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BC
1
Burney Company
Virginia
$2.4M
2
Cohen & Steers
2
Cohen & Steers
New York
$2.19M
3
GC
3
Guggenheim Capital
Illinois
$3.54M
4
Invesco
4
Invesco
Georgia
$4.61M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$4.95M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$13M
2
LCM
2
Laurion Capital Management
New York
$0
3
PAS
3
Partnervest Advisory Services
California
$0
4
IA
4
IFP Advisors
Florida
$0
5
RJA
5
Raymond James & Associates
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$13M 690,984 -105,480 -13%
SAMC
2
Spectrum Asset Management (Connecticut)
Connecticut
$12.1M 646,421 – –
UBS Group
3
UBS Group
Switzerland
$10.2M 544,530 -2,785 -0.5%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$4.95M 263,828 +7,252 +3%
Invesco
5
Invesco
Georgia
$4.61M 245,875 +9,808 +4%
GC
6
Guggenheim Capital
Illinois
$3.54M 188,996 +23,628 +14%
Bank of America
7
Bank of America
North Carolina
$2.86M 152,356 -4,991 -3%
BC
8
Burney Company
Virginia
$2.4M 127,762 +127,762 New
Cohen & Steers
9
Cohen & Steers
New York
$2.19M 116,810 +45,960 +65%
NL
10
NWAM LLC
Washington
$1.41M 74,992 -1,000 -1%
CAN
11
Cetera Advisor Networks
California
$1.15M 60,772 +1,910 +3%
Wells Fargo
12
Wells Fargo
California
$925K 49,296 -1,697 -3%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$629K 33,573 +624 +2%
CIA
14
Capital Investment Advisors
Georgia
$618K 32,956 -325 -1%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$483K 25,763 -86 -0.3%
Ameriprise
16
Ameriprise
Minnesota
$368K 19,607 +4,509 +30%
ONB
17
Old National Bancorp
Indiana
$357K 19,050 +3,880 +26%
LPL Financial
18
LPL Financial
California
$299K 15,925 +45 +0.3%
SFS
19
Shaker Financial Services
Virginia
$294K 15,693 -14,779 -49%
SWP
20
Stratos Wealth Partners
Ohio
$293K 15,627 +4,840 +45%
AG
21
Advisor Group
Arizona
$250K 13,328 +200 +2%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$249K 13,270 -786 -6%
BAS
23
Brown Advisory Securities
Maryland
$245K 13,004 +28 +0.2%
AAS
24
Annex Advisory Services
Wisconsin
$236K 12,600 -4,400 -26%
MML Investors Services
25
MML Investors Services
Massachusetts
$229K 12,201 +1,882 +18%
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