Annex Advisory Services’s John Hancock Preferred Income Fund III HPS Stock Holding History

Annex Advisory Services’s Portfolio HPS Stock Details HPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-11,210	Closed	-$178K	–	136
2018 Q4	$178K	Sell	11,210 -1,225	-10%	-$21.2K	0.03%	119
2018 Q3	$232K	Hold	12,435	–	–	0.04%	115
2018 Q2	$232K	Sell	12,435 -1,590	-11%	-$28.5K	0.04%	115
2018 Q1	$247K	Buy	14,025 +1,425	+11%	+$25.2K	0.04%	114
2017 Q4	$236K	Sell	12,600 -4,400	-26%	-$81.5K	0.04%	111
2017 Q3	$320K	Hold	17,000	–	–	0.07%	92
2017 Q2	$326K	Sell	17,000 -3,100	-15%	-$58.5K	0.07%	94
2017 Q1	$371K	Sell	20,100 -1,850	-8%	-$33.8K	0.09%	85
2016 Q4	$389K	Buy	+21,950	New	+$388K	0.09%	77

Other funds holding HPS

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

ECA

Elevated Capital Advisors Sandy, Utah $397M AUM 11.67% 1-Year Est. Return

Burney Company Reston, Virginia $3.71B AUM 37.66% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

Annex Advisory Services's HPS Position: Q1 2019 in Review

Annex Advisory Services sold out of John Hancock Preferred Income Fund III (HPS) in Q1 2019, closing a stake of 11,210 shares — an estimated $178K sold.

Annex Advisory Services first reported a position in HPS in Q4 2016 and held it in 9 quarters. The position peaked at $389K in Q4 2016. 48 funds tracked by Wall St. Rank hold HPS as of Q1 2019.

Annex Advisory Services reported no remaining John Hancock Preferred Income Fund III position as of Q1 2019 after selling out during the quarter.
Annex Advisory Services sold 11,210 John Hancock Preferred Income Fund III shares in Q1 2019, an estimated $178K.
Annex Advisory Services first reported a position in John Hancock Preferred Income Fund III in Q4 2016 and held it in 9 quarters.
Annex Advisory Services's John Hancock Preferred Income Fund III position peaked at $389K in Q4 2016.
48 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q1 2019.

Based on Annex Advisory Services's 13F filing for Q1 2019, filed 15 May 2019.