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HPS

John Hancock Preferred Income Fund III

48 hedge funds and large institutions have $62M invested in John Hancock Preferred Income Fund III in 2019 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more capital invested

Capital invested by funds: $52.4M → $62M (+$9.57M)

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

0.11% more ownership

Funds ownership: 10.47%10.58% (+0.11%)

0% more funds holding

Funds holding: 4848 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

19% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 16

Holders
48
Holders Change
Holders Change %
0%
% of All Funds
1.04%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
13
Reduced
16
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SAMC
1
Spectrum Asset Management (Connecticut)
Connecticut
$12.1M
Morgan Stanley
2
Morgan Stanley
New York
$11.6M +$115K +6,388 +1%
UBS Group
3
UBS Group
Switzerland
$8.77M +$396K +22,007 +5%
Cohen & Steers
4
Cohen & Steers
New York
$6.24M
Invesco
5
Invesco
Georgia
$4.63M -$24.3K -1,349 -0.5%
ECA
6
Elevated Capital Advisors
Utah
$2.33M +$2.86M +159,003 New
BC
7
Burney Company
Virginia
$2.2M -$76.5K -4,257 -3%
CAN
8
Cetera Advisor Networks
California
$1.49M +$84.5K +4,699 +6%
Bank of America
9
Bank of America
North Carolina
$1.32M -$395K -21,983 -24%
NL
10
NWAM LLC
Washington
$1.29M
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.17M -$1.15M -63,859 -51%
MAFM
12
Mid Atlantic Financial Management
Pennsylvania
$968K +$70.2K +3,905 +8%
GC
13
Guggenheim Capital
Illinois
$959K -$268K -14,880 -23%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$837K +$120K +6,665 +18%
Wells Fargo
15
Wells Fargo
California
$768K -$40.9K -2,273 -5%
ONB
16
Old National Bancorp
Indiana
$567K
Ameriprise
17
Ameriprise
Minnesota
$511K -$3.92K -218 -0.8%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$472K +$35.5K +1,972 +9%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$379K +$9.33K +519 +3%
WS
20
Wedbush Securities
California
$331K +$14.2K +792 +5%
LPL Financial
21
LPL Financial
California
$326K +$21.3K +1,185 +7%
SWP
22
Stratos Wealth Partners
Ohio
$298K -$6.56K -365 -2%
BAS
23
Brown Advisory Securities
Maryland
$280K +$63.1K +3,509 +31%
RJA
24
Raymond James & Associates
Florida
$217K +$209K +11,606 New
Citigroup
25
Citigroup
New York
$215K +$186K +10,371 +955%

HPS Hedge Fund Activity: Q1 2019 in Review

48 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in John Hancock Preferred Income Fund III (HPS) for Q1 2019, worth a combined $62M — up 18% from $52.4M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new HPS positions and 6 closed out — a net gain of 1 holder — while 13 added to existing stakes and 16 trimmed.

The largest buyer was UBS Group, adding an estimated $396K. The largest seller was Royal Bank of Canada, cutting an estimated $1.15M.

  • 48 institutional investors held John Hancock Preferred Income Fund III (HPS) as of Q1 2019, unchanged from Q4 2018.
  • Funds reported $62M of John Hancock Preferred Income Fund III stock for Q1 2019, up 18% quarter-over-quarter.
  • 7 funds opened new John Hancock Preferred Income Fund III positions in Q1 2019 and 6 closed out, a net change of +1 holder.
  • The largest John Hancock Preferred Income Fund III buyer in Q1 2019 was UBS Group, an estimated $396K added.
  • The largest John Hancock Preferred Income Fund III seller in Q1 2019 was Royal Bank of Canada, an estimated $1.15M sold.

Based on aggregated 13F filings for Q1 2019.