HPS

John Hancock Preferred Income Fund III
HPS

Overview Fund Activity

48 hedge funds and large institutions have $62M invested in John Hancock Preferred Income Fund III in 2019 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 16 reducing their positions, and 6 closing their positions.

Holders
48
Holders Change
–
Holders Change %
0%
% of All Funds
1.04%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
13
Reduced
16
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ECA
1
Elevated Capital Advisors
Utah
$2.33M
2
UBS Group
2
UBS Group
Switzerland
$8.77M
3
RJA
3
Raymond James & Associates
Florida
$217K
4
Stifel Financial
4
Stifel Financial
Missouri
$201K
5
HKAM
5
Horizon Kinetics Asset Management
New York
$199K

Top Sellers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$1.17M
2
Bank of America
2
Bank of America
North Carolina
$1.32M
3
CIA
3
Capital Investment Advisors
Georgia
$202K
4
WAM
4
Weiss Asset Management
Massachusetts
$0
5
GC
5
Guggenheim Capital
Illinois
$959K
Name Market Value Shares Shares
Change 		Shares
Change %
SAMC
1
Spectrum Asset Management (Connecticut)
Connecticut
$12.1M 646,421 – –
Morgan Stanley
2
Morgan Stanley
New York
$11.6M 621,963 +6,388 +1%
UBS Group
3
UBS Group
Switzerland
$8.77M 468,125 +22,007 +5%
Cohen & Steers
4
Cohen & Steers
New York
$6.24M 333,384 – –
Invesco
5
Invesco
Georgia
$4.63M 247,040 -1,349 -0.5%
ECA
6
Elevated Capital Advisors
Utah
$2.33M 159,003 +159,003 New
BC
7
Burney Company
Virginia
$2.2M 117,669 -4,257 -3%
CAN
8
Cetera Advisor Networks
California
$1.49M 79,481 +4,699 +6%
Bank of America
9
Bank of America
North Carolina
$1.32M 70,570 -21,983 -24%
NL
10
NWAM LLC
Washington
$1.29M 68,704 – –
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.17M 62,328 -63,859 -51%
MAFM
12
Mid Atlantic Financial Management
Pennsylvania
$968K 51,664 +3,905 +8%
GC
13
Guggenheim Capital
Illinois
$959K 51,226 -14,880 -23%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$837K 44,738 +6,665 +18%
Wells Fargo
15
Wells Fargo
California
$768K 40,958 -2,273 -5%
ONB
16
Old National Bancorp
Indiana
$567K 30,290 – –
Ameriprise
17
Ameriprise
Minnesota
$511K 27,282 -218 -0.8%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$472K 25,145 +1,972 +9%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$379K 20,240 +519 +3%
WS
20
Wedbush Securities
California
$331K 17,653 +792 +5%
LPL Financial
21
LPL Financial
California
$326K 17,381 +1,185 +7%
SWP
22
Stratos Wealth Partners
Ohio
$298K 15,895 -365 -2%
BAS
23
Brown Advisory Securities
Maryland
$280K 14,933 +3,509 +31%
RJA
24
Raymond James & Associates
Florida
$217K 11,606 +11,606 New
Citigroup
25
Citigroup
New York
$215K 11,457 +10,371 +955%
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