We are live on ! Find out more
HPS

John Hancock Preferred Income Fund III

62 hedge funds and large institutions have $66.7M invested in John Hancock Preferred Income Fund III in 2021 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 20 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 17

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

9% more capital invested

Capital invested by funds: $61M → $66.7M (+$5.76M)

2% more funds holding

Funds holding: 6162 (+1)

0.48% more ownership

Funds ownership: 11.08%11.56% (+0.48%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
62
Holders Change
+1
Holders Change %
+1.64%
% of All Funds
1.09%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
20
Reduced
17
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SAMC
1
Spectrum Asset Management (Connecticut)
Connecticut
$11.8M
Morgan Stanley
2
Morgan Stanley
New York
$10.7M +$139K +8,139 +1%
UBS Group
3
UBS Group
Switzerland
$9.07M +$1.36M +79,902 +19%
Invesco
4
Invesco
Georgia
$5.85M +$196K +11,486 +4%
Cohen & Steers
5
Cohen & Steers
New York
$4.81M +$1.12M +65,917 +33%
Ameriprise
6
Ameriprise
Minnesota
$2.62M +$30.4K +1,786 +1%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.38M +$304K +17,840 +31%
CW
8
CreativeOne Wealth
Kansas
$1.34M +$235K +13,800 +23%
CAN
9
Cetera Advisor Networks
California
$1.24M -$21.8K -1,281 -2%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.03M +$12.4K +726 +1%
Osaic Holdings
11
Osaic Holdings
Arizona
$916K -$18.2K -1,067 -2%
GG
12
Golden Green
South Carolina
$869K +$249K +14,608 +44%
BC
13
Burney Company
Virginia
$854K -$55.9K -3,277 -7%
Bank of America
14
Bank of America
North Carolina
$818K -$78.9K -4,629 -9%
SAM
15
Selway Asset Management
$810K
SFS
16
Sowell Financial Services
Arkansas
$775K +$708K +41,533 New
RJFSA
17
Raymond James Financial Services Advisors
Florida
$753K +$3.07K +180 +0.4%
LOPW
18
Live Oak Private Wealth
North Carolina
$703K
SFS
19
Shaker Financial Services
Virginia
$698K -$162K -9,507 -20%
Fiera Capital (Canada)
20
Fiera Capital (Canada)
Quebec, Canada
$691K +$647K +37,952 New
LPL Financial
21
LPL Financial
California
$636K -$22.7K -1,333 -4%
WWM
22
Western Wealth Management
Colorado
$636K +$54.4K +3,191 +10%
GC
23
Guggenheim Capital
Illinois
$592K -$356K -20,875 -39%
PTC
24
Philadelphia Trust Company
Pennsylvania
$588K -$51.1K -3,000 -8%
MAFM
25
Mid Atlantic Financial Management
Pennsylvania
$556K +$69K +4,050 +15%

HPS Hedge Fund Activity: Q1 2021 in Review

62 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in John Hancock Preferred Income Fund III (HPS) for Q1 2021, worth a combined $66.7M — up 9.4% from $61M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new HPS positions and 6 closed out — a net gain of 1 holder — while 20 added to existing stakes and 17 trimmed.

The largest buyer was UBS Group, adding an estimated $1.36M. The largest seller was Citigroup, cutting an estimated $795K.

  • 62 institutional investors held John Hancock Preferred Income Fund III (HPS) as of Q1 2021, up from 61 in Q4 2020.
  • Funds reported $66.7M of John Hancock Preferred Income Fund III stock for Q1 2021, up 9.4% quarter-over-quarter.
  • 7 funds opened new John Hancock Preferred Income Fund III positions in Q1 2021 and 6 closed out, a net change of +1 holder.
  • The largest John Hancock Preferred Income Fund III buyer in Q1 2021 was UBS Group, an estimated $1.36M added.
  • The largest John Hancock Preferred Income Fund III seller in Q1 2021 was Citigroup, an estimated $795K sold.

Based on aggregated 13F filings for Q1 2021.