SG Americas Securities’s John Hancock Preferred Income Fund III HPS Stock Holding History

SG Americas Securities’s Portfolio HPS Stock Details HPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-11,603	Closed	-$207K	–	3068
2015 Q4	$207K	Buy	+11,603	New	+$198K	﹤0.01%	2084
2014 Q1	–	Sell	-48,784	Closed	-$761K	–	2563
2013 Q4	$761K	Buy	+48,784	New	+$783K	﹤0.01%	1331

Other funds holding HPS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SG Americas Securities's HPS Position: Q1 2016 in Review

SG Americas Securities sold out of John Hancock Preferred Income Fund III (HPS) in Q1 2016, closing a stake of 11,603 shares — an estimated $207K sold.

SG Americas Securities first reported a position in HPS in Q4 2013 and held it in 2 quarters. The position peaked at $761K in Q4 2013. 39 funds tracked by Wall St. Rank hold HPS as of Q1 2016.

SG Americas Securities reported no remaining John Hancock Preferred Income Fund III position as of Q1 2016 after selling out during the quarter.
SG Americas Securities sold 11,603 John Hancock Preferred Income Fund III shares in Q1 2016, an estimated $207K.
SG Americas Securities first reported a position in John Hancock Preferred Income Fund III in Q4 2013 and held it in 2 quarters.
SG Americas Securities's John Hancock Preferred Income Fund III position peaked at $761K in Q4 2013.
39 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q1 2016.

Based on SG Americas Securities's 13F filing for Q1 2016, filed 12 May 2016.