SG Americas Securities’s John Hancock Preferred Income Fund III HPS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-11,603	Closed	-$207K	–	2580
2015 Q4	$207K	Buy	+11,603	New	+$207K	﹤0.01%	1799
2014 Q1	–	Sell	-48,784	Closed	-$761K	–	2142
2013 Q4	$761K	Buy	+48,784	New	+$761K	﹤0.01%	1205