MSI Financial Services’s John Hancock Preferred Income Fund III HPS Stock Holding History

MSI Financial Services’s Portfolio HPS Stock Details HPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	$923K	Buy	52,023 +26,945	+107%	+$476K	0.03%	474
2016 Q3	$485K	Sell	25,078 -10,565	-30%	-$210K	0.02%	684
2016 Q2	$712K	Sell	35,643 -15,225	-30%	-$292K	0.03%	511
2016 Q1	$959K	Sell	50,868 -5,138	-9%	-$93.3K	0.04%	389
2015 Q4	$1M	Buy	56,006 +55,706	+18,569%	+$953K	0.05%	360
2015 Q3	$5K	Hold	300	–	–	﹤0.01%	2402
2015 Q2	$5K	Hold	300	–	–	﹤0.01%	2433
2015 Q1	$6K	Sell	300 -2,353	-89%	-$43.4K	﹤0.01%	2355
2014 Q4	$47K	Buy	2,653 +2,253	+563%	+$40.2K	0.01%	1113
2014 Q3	$7K	Hold	400	–	–	﹤0.01%	1969
2014 Q2	$7K	Hold	400	–	–	﹤0.01%	1945
2014 Q1	$7K	Sell	400 -500	-56%	-$8.32K	﹤0.01%	1871
2013 Q4	$14K	Sell	900 -1,000	-53%	-$16.1K	﹤0.01%	1537
2013 Q3	$32K	Sell	1,900 -200	-10%	-$3.44K	0.01%	1031
2013 Q2	$38K	Buy	+2,100	New	+$40.5K	0.01%	993

Other funds holding HPS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

MSI Financial Services's HPS Position: Q4 2016 in Review

MSI Financial Services increased its John Hancock Preferred Income Fund III (HPS) stake by 107% in Q4 2016, buying an estimated $476K and bringing the position to 52,023 shares worth $923K. The position accounts for 0.03% of the portfolio, ranked #474.

MSI Financial Services first reported a position in HPS in Q2 2013 and has held it in 15 quarters since. The position peaked at $1M in Q4 2015. 46 funds tracked by Wall St. Rank hold HPS as of Q4 2016.

MSI Financial Services held 52,023 shares of John Hancock Preferred Income Fund III worth $923K as of Q4 2016.
MSI Financial Services bought 26,945 John Hancock Preferred Income Fund III shares in Q4 2016, an estimated $476K.
John Hancock Preferred Income Fund III made up 0.03% of MSI Financial Services's portfolio in Q4 2016, its #474 holding.
MSI Financial Services first reported a position in John Hancock Preferred Income Fund III in Q2 2013 and has held it in 15 quarters since.
MSI Financial Services's John Hancock Preferred Income Fund III position peaked at $1M in Q4 2015.
46 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q4 2016.

Based on MSI Financial Services's 13F filing for Q4 2016, filed 13 Jan 2017.