Horizon Kinetics’s John Hancock Preferred Income Fund III HPS Stock Holding History

Horizon Kinetics’s Portfolio HPS Stock Details HPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$387K	Sell	24,434 -1,455	-6%	-$25.2K	0.01%	267
2018 Q3	$483K	Sell	25,889 -979	-4%	-$18.3K	0.01%	276
2018 Q2	$501K	Buy	+26,868	New	+$482K	0.01%	263
2017 Q4	–	Sell	-10,149	Closed	-$191K	–	501
2017 Q3	$191K	Buy	+10,149	New	+$192K	0.01%	467
2016 Q4	–	Sell	-25,382	Closed	-$491K	–	512
2016 Q3	$491K	Sell	25,382 -2,877	-10%	-$57.1K	0.01%	291
2016 Q2	$565K	Buy	28,259 +39	+0.1%	+$748	0.01%	286
2016 Q1	$532K	Buy	+28,220	New	+$512K	0.01%	302

Other funds holding HPS

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Burney Company Reston, Virginia $3.71B AUM 37.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

Horizon Kinetics's HPS Position: Q4 2018 in Review

Horizon Kinetics reduced its John Hancock Preferred Income Fund III (HPS) stake by 5.6% in Q4 2018, selling an estimated $25.2K and leaving 24,434 shares worth $387K. The position accounts for 0.01% of the portfolio, ranked #267.

Horizon Kinetics first reported a position in HPS in Q1 2016 and has held it in 7 quarters since. The position peaked at $565K in Q2 2016. 48 funds tracked by Wall St. Rank hold HPS as of Q4 2018.

Horizon Kinetics held 24,434 shares of John Hancock Preferred Income Fund III worth $387K as of Q4 2018.
Horizon Kinetics sold 1,455 John Hancock Preferred Income Fund III shares in Q4 2018, an estimated $25.2K.
John Hancock Preferred Income Fund III made up 0.01% of Horizon Kinetics's portfolio in Q4 2018, its #267 holding.
Horizon Kinetics first reported a position in John Hancock Preferred Income Fund III in Q1 2016 and has held it in 7 quarters since.
Horizon Kinetics's John Hancock Preferred Income Fund III position peaked at $565K in Q2 2016.
48 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q4 2018.

Based on Horizon Kinetics's 13F filing for Q4 2018, filed 14 Feb 2019.