Rockefeller Capital Management’s John Hancock Preferred Income Fund III HPS Stock Holding History

Rockefeller Capital Management’s Portfolio HPS Stock Details HPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$113K	Hold	7,937	–	–	﹤0.01%	2806
2025 Q4	$114K	Sell	7,937 -2,760	-26%	-$41.5K	﹤0.01%	2655
2025 Q3	$165K	Buy	+10,697	New	+$157K	﹤0.01%	2330
2023 Q3	–	Sell	-10,478	Closed	-$147K	–	1641
2023 Q2	$147K	Buy	+10,478	New	+$145K	﹤0.01%	1719
2023 Q1	–	Sell	-6,702	Closed	-$96K	–	2836
2022 Q4	$96K	Hold	6,702	–	–	﹤0.01%	2043
2022 Q3	$100K	Sell	6,702 -3,108	-32%	-$49.9K	﹤0.01%	1990
2022 Q2	$154K	Buy	9,810 +3,210	+49%	+$53.4K	﹤0.01%	1729
2022 Q1	$118K	Hold	6,600	–	–	﹤0.01%	1914
2021 Q4	$123K	Hold	6,600	–	–	﹤0.01%	1841
2021 Q3	$123K	Hold	6,600	–	–	﹤0.01%	1776
2021 Q2	$126K	Hold	6,600	–	–	﹤0.01%	1692
2021 Q1	$120K	Hold	6,600	–	–	﹤0.01%	1527
2020 Q4	$114K	Hold	6,600	–	–	﹤0.01%	1386
2020 Q3	$105K	Hold	6,600	–	–	﹤0.01%	1237
2020 Q2	$104K	Hold	6,600	–	–	﹤0.01%	1151
2020 Q1	$90K	Buy	+6,600	New	+$117K	﹤0.01%	1047

Other funds holding HPS

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return

Rockefeller Capital Management's HPS Position: Q1 2026 in Review

Rockefeller Capital Management held its John Hancock Preferred Income Fund III (HPS) position steady in Q1 2026 at 7,937 shares worth $113K. The position accounts for ﹤0.01% of the portfolio, ranked #2806.

Rockefeller Capital Management first reported a position in HPS in Q1 2020 and has held it in 16 quarters since. The position peaked at $165K in Q3 2025. 60 funds tracked by Wall St. Rank hold HPS as of Q1 2026.

Rockefeller Capital Management held 7,937 shares of John Hancock Preferred Income Fund III worth $113K as of Q1 2026.
Rockefeller Capital Management left its John Hancock Preferred Income Fund III share count unchanged in Q1 2026.
John Hancock Preferred Income Fund III made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #2806 holding.
Rockefeller Capital Management first reported a position in John Hancock Preferred Income Fund III in Q1 2020 and has held it in 16 quarters since.
Rockefeller Capital Management's John Hancock Preferred Income Fund III position peaked at $165K in Q3 2025.
60 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.