Benjamin F. Edwards & Company’s John Hancock Preferred Income Fund III HPS Stock Holding History

Benjamin F. Edwards & Company’s Portfolio HPS Stock Details HPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-550	Closed	-$9K	–	1191
2015 Q3	$9K	Sell	550 -1,650	-75%	-$27.8K	﹤0.01%	889
2015 Q2	$37K	Sell	2,200 -300	-12%	-$5.34K	0.01%	657
2015 Q1	$47K	Sell	2,500 -534	-18%	-$9.84K	0.01%	578
2014 Q4	$54K	Hold	3,034	–	–	0.01%	502
2014 Q3	$53K	Buy	3,034 +850	+39%	+$14.9K	0.01%	498
2014 Q2	$39K	Buy	2,184 +1,584	+264%	+$28K	0.01%	511
2014 Q1	$10K	Buy	600 +200	+50%	+$3.33K	﹤0.01%	683
2013 Q4	$6K	Sell	400 -22,275	-98%	-$358K	﹤0.01%	727
2013 Q3	$380K	Buy	+22,675	New	+$390K	0.14%	164

Other funds holding HPS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

Benjamin F. Edwards & Company's HPS Position: Q4 2015 in Review

Benjamin F. Edwards & Company sold out of John Hancock Preferred Income Fund III (HPS) in Q4 2015, closing a stake of 550 shares — an estimated $9K sold.

Benjamin F. Edwards & Company first reported a position in HPS in Q3 2013 and held it in 9 quarters. The position peaked at $380K in Q3 2013. 42 funds tracked by Wall St. Rank hold HPS as of Q4 2015.

Benjamin F. Edwards & Company reported no remaining John Hancock Preferred Income Fund III position as of Q4 2015 after selling out during the quarter.
Benjamin F. Edwards & Company sold 550 John Hancock Preferred Income Fund III shares in Q4 2015, an estimated $9K.
Benjamin F. Edwards & Company first reported a position in John Hancock Preferred Income Fund III in Q3 2013 and held it in 9 quarters.
Benjamin F. Edwards & Company's John Hancock Preferred Income Fund III position peaked at $380K in Q3 2013.
42 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q4 2015.

Based on Benjamin F. Edwards & Company's 13F filing for Q4 2015, filed 12 Jan 2016.