First Allied Advisory Services’s John Hancock Preferred Income Fund III HPS Stock Holding History

First Allied Advisory Services’s Portfolio HPS Stock Details HPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-15,706	Closed	-$273K	–	989
2013 Q3	$273K	Buy	+15,706	New	+$270K	0.02%	762

Other funds holding HPS

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $346M AUM 25.25% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

PRCM

Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return

First Allied Advisory Services's HPS Position: Q4 2013 in Review

First Allied Advisory Services sold out of John Hancock Preferred Income Fund III (HPS) in Q4 2013, closing a stake of 15,706 shares — an estimated $273K sold.

First Allied Advisory Services first reported a position in HPS in Q3 2013 and held it in 1 quarter. The position peaked at $273K in Q3 2013. 43 funds tracked by Wall St. Rank hold HPS as of Q4 2013.

First Allied Advisory Services reported no remaining John Hancock Preferred Income Fund III position as of Q4 2013 after selling out during the quarter.
First Allied Advisory Services sold 15,706 John Hancock Preferred Income Fund III shares in Q4 2013, an estimated $273K.
First Allied Advisory Services first reported a position in John Hancock Preferred Income Fund III in Q3 2013 and held it in 1 quarter.
First Allied Advisory Services's John Hancock Preferred Income Fund III position peaked at $273K in Q3 2013.
43 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q4 2013.

Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.