CAPTRUST Financial Advisors’s John Hancock Preferred Income Fund III HPS Stock Holding History

CAPTRUST Financial Advisors’s Portfolio HPS Stock Details HPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-3,015	Closed	-$53K	–	124
2016 Q4	$53K	Buy	+3,015	New	+$53.3K	﹤0.01%	110
2016 Q2	–	Sell	-3,015	Closed	-$57K	–	123
2016 Q1	$57K	Buy	3,015 +535	+22%	+$9.71K	0.01%	106
2015 Q4	$44K	Buy	2,480 +579	+30%	+$9.9K	﹤0.01%	122
2015 Q3	$32K	Sell	1,901 -2,283	-55%	-$38.5K	﹤0.01%	113
2015 Q2	$70K	Buy	4,184 +271	+7%	+$4.83K	0.01%	80
2015 Q1	$73.2K	Buy	3,913 +2,283	+140%	+$42.1K	0.01%	80
2014 Q4	$29K	Buy	+1,630	New	+$29.1K	0.01%	106
2014 Q3	–	Sell	-1,630	Closed	-$29K	–	79
2014 Q2	$29K	Hold	1,630	–	–	0.01%	105
2014 Q1	$28K	Hold	1,630	–	–	0.01%	119
2013 Q4	$25K	Hold	1,630	–	–	﹤0.01%	119
2013 Q3	$27K	Hold	1,630	–	–	0.01%	108
2013 Q2	$30K	Buy	+1,630	New	+$31.4K	0.01%	109

Other funds holding HPS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

CAPTRUST Financial Advisors's HPS Position: Q1 2017 in Review

CAPTRUST Financial Advisors sold out of John Hancock Preferred Income Fund III (HPS) in Q1 2017, closing a stake of 3,015 shares — an estimated $53K sold.

CAPTRUST Financial Advisors first reported a position in HPS in Q2 2013 and held it in 12 quarters. The position peaked at $73.2K in Q1 2015. 41 funds tracked by Wall St. Rank hold HPS as of Q1 2017.

CAPTRUST Financial Advisors reported no remaining John Hancock Preferred Income Fund III position as of Q1 2017 after selling out during the quarter.
CAPTRUST Financial Advisors sold 3,015 John Hancock Preferred Income Fund III shares in Q1 2017, an estimated $53K.
CAPTRUST Financial Advisors first reported a position in John Hancock Preferred Income Fund III in Q2 2013 and held it in 12 quarters.
CAPTRUST Financial Advisors's John Hancock Preferred Income Fund III position peaked at $73.2K in Q1 2015.
41 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q1 2017.

Based on CAPTRUST Financial Advisors's 13F filing for Q1 2017, filed 12 May 2017.