Newgate Capital Management’s ClearBridge MLP and Midstream Total Return Fund Inc. CTR Stock Holding History

Newgate Capital Management’s Portfolio CTR Stock Details CTR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-44,944	Closed	-$5.18M	–	125
2014 Q3	$5.18M	Sell	44,944 -7,914	-15%	-$928K	3.01%	7
2014 Q2	$6.33M	Buy	52,858 +20,656	+64%	+$2.33M	1.66%	16
2014 Q1	$3.46M	Buy	+32,202	New	+$3.48M	0.77%	42

Other funds holding CTR

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $3.04B AUM 36.62% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.48B AUM 10.49% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Newgate Capital Management's CTR Position: Q4 2014 in Review

Newgate Capital Management sold out of ClearBridge MLP and Midstream Total Return Fund Inc. (CTR) in Q4 2014, closing a stake of 44,944 shares — an estimated $5.18M sold.

Newgate Capital Management first reported a position in CTR in Q1 2014 and held it in 3 quarters. The position peaked at $6.33M in Q2 2014. 44 funds tracked by Wall St. Rank hold CTR as of Q4 2014.

Newgate Capital Management reported no remaining ClearBridge MLP and Midstream Total Return Fund Inc. position as of Q4 2014 after selling out during the quarter.
Newgate Capital Management sold 44,944 ClearBridge MLP and Midstream Total Return Fund Inc. shares in Q4 2014, an estimated $5.18M.
Newgate Capital Management first reported a position in ClearBridge MLP and Midstream Total Return Fund Inc. in Q1 2014 and held it in 3 quarters.
Newgate Capital Management's ClearBridge MLP and Midstream Total Return Fund Inc. position peaked at $6.33M in Q2 2014.
44 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Total Return Fund Inc. as of Q4 2014.

Based on Newgate Capital Management's 13F filing for Q4 2014, filed 29 Jan 2015.