Karpus Investment Management’s ClearBridge MLP and Midstream Total Return Fund Inc. CTR Stock Holding History

Karpus Investment Management’s Portfolio CTR Stock Details CTR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-61,648	Closed	-$5.63M	–	213
2015 Q2	$5.63M	Sell	61,648 -1,620	-3%	-$161K	0.26%	86
2015 Q1	$6.29M	Sell	63,268 -124	-0.2%	-$12.7K	0.29%	80
2014 Q4	$6.78M	Buy	+63,392	New	+$6.91M	0.32%	80

Other funds holding CTR

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $3.04B AUM 36.62% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Karpus Investment Management's CTR Position: Q3 2015 in Review

Karpus Investment Management sold out of ClearBridge MLP and Midstream Total Return Fund Inc. (CTR) in Q3 2015, closing a stake of 61,648 shares — an estimated $5.63M sold.

Karpus Investment Management first reported a position in CTR in Q4 2014 and held it in 3 quarters. The position peaked at $6.78M in Q4 2014. 44 funds tracked by Wall St. Rank hold CTR as of Q3 2015.

Karpus Investment Management reported no remaining ClearBridge MLP and Midstream Total Return Fund Inc. position as of Q3 2015 after selling out during the quarter.
Karpus Investment Management sold 61,648 ClearBridge MLP and Midstream Total Return Fund Inc. shares in Q3 2015, an estimated $5.63M.
Karpus Investment Management first reported a position in ClearBridge MLP and Midstream Total Return Fund Inc. in Q4 2014 and held it in 3 quarters.
Karpus Investment Management's ClearBridge MLP and Midstream Total Return Fund Inc. position peaked at $6.78M in Q4 2014.
44 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Total Return Fund Inc. as of Q3 2015.

Based on Karpus Investment Management's 13F filing for Q3 2015, filed 13 Nov 2015.