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CTR

ClearBridge MLP and Midstream Total Return Fund Inc.

Delisted

CTR was delisted on the 6th of September, 2024.

38 hedge funds and large institutions have $120M invested in ClearBridge MLP and Midstream Total Return Fund Inc. in 2015 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 14 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% less capital invested

Capital invested by funds: $124M → $120M (-$4.14M)

14% less funds holding

Funds holding: 4438 (-6)

14% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 14

75% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 8

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
38
Holders Change
-6
Holders Change %
-13.64%
% of All Funds
1.01%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
2
Increased
12
Reduced
14
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$27.1M +$724K +7,071 +3%
AAM
2
Advisors Asset Management
Colorado
$17.6M +$4.15M +40,571 +30%
GC
3
Guggenheim Capital
Illinois
$11.5M -$1.58M -15,454 -12%
RCM
4
Rivernorth Capital Management
Florida
$8.09M +$4.54M +44,332 +120%
Bank of America
5
Bank of America
North Carolina
$7.21M +$793K +7,748 +12%
KIM
6
Karpus Investment Management
New York
$6.29M -$12.7K -124 -0.2%
CA
7
Cornerstone Advisors
North Carolina
$5.85M -$2.13M -20,777 -26%
UBS Group
8
UBS Group
Switzerland
$5.77M +$1.35M +13,187 +29%
Invesco
9
Invesco
Georgia
$4.61M -$502K -4,903 -10%
Wells Fargo
10
Wells Fargo
California
$4.6M +$1.1M +10,745 +30%
1832 Asset Management
11
1832 Asset Management
Ontario, Canada
$4.2M
BTS
12
BB&T Securities
Virginia
$2.56M -$30.7K -300 -10%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.42M +$148K +1,442 +6%
UCFA
14
United Capital Financial Advisors
Texas
$1.96M -$358K -3,498 -16%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$1.77M -$418K -4,088 -19%
DA
16
Doliver Advisors
Texas
$1.38M +$1.42M +13,883 New
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$1.31M +$98.3K +960 +8%
LPL Financial
18
LPL Financial
California
$1.1M -$295K -2,883 -21%
OC
19
Oppenheimer & Co
New York
$888K +$190K +1,860 +26%
AIG
20
American International Group
New York
$776K -$64.3K -628 -7%
Citigroup
21
Citigroup
New York
$624K -$9.11K -89 -1%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$525K -$69.3K -677 -11%
ClearBridge Investments
23
ClearBridge Investments
New York
$442K
B
24
Baird
Wisconsin
$395K +$13.3K +130 +3%
William Blair & Company
25
William Blair & Company
Illinois
$298K