Rivernorth Capital Management’s ClearBridge MLP and Midstream Total Return Fund Inc. CTR Stock Holding History

Rivernorth Capital Management’s Portfolio CTR Stock Details CTR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-154,197	Closed	-$1.54M	–	407
2020 Q3	$1.54M	Sell	154,197 -63,660	-29%	-$794K	0.1%	164
2020 Q2	$2.95M	Buy	217,857 +211,243	+3,194%	+$2.76M	0.17%	113
2020 Q1	$46K	Buy	+6,614	New	+$213K	﹤0.01%	251
2016 Q4	–	Sell	-27,149	Closed	-$1.77M	–	165
2016 Q3	$1.77M	Sell	27,149 -87,393	-76%	-$5.65M	0.13%	119
2016 Q2	$7.33M	Sell	114,542 -23,143	-17%	-$1.37M	0.47%	67
2016 Q1	$7.15M	Sell	137,685 -36,012	-21%	-$1.71M	0.44%	65
2015 Q4	$10.7M	Sell	173,697 -16,452	-9%	-$1.15M	0.61%	52
2015 Q3	$13.1M	Buy	190,149 +73,449	+63%	+$5.99M	0.8%	35
2015 Q2	$10.7M	Buy	116,700 +35,407	+44%	+$3.53M	0.66%	55
2015 Q1	$8.09M	Buy	81,293 +44,332	+120%	+$4.54M	0.54%	62
2014 Q4	$3.95M	Buy	36,961 +26,166	+242%	+$2.85M	0.26%	103
2014 Q3	$1.24M	Buy	+10,795	New	+$1.27M	0.1%	136

Other funds holding CTR

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

Quantedge Capital Singapore $132M AUM 56.43% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $11.4B AUM 5.65% 1-Year Est. Return

Rivernorth Capital Management's CTR Position: Q4 2020 in Review

Rivernorth Capital Management sold out of ClearBridge MLP and Midstream Total Return Fund Inc. (CTR) in Q4 2020, closing a stake of 154,197 shares — an estimated $1.54M sold.

Rivernorth Capital Management first reported a position in CTR in Q3 2014 and held it in 12 quarters. The position peaked at $13.1M in Q3 2015. 42 funds tracked by Wall St. Rank hold CTR as of Q4 2020.

Rivernorth Capital Management reported no remaining ClearBridge MLP and Midstream Total Return Fund Inc. position as of Q4 2020 after selling out during the quarter.
Rivernorth Capital Management sold 154,197 ClearBridge MLP and Midstream Total Return Fund Inc. shares in Q4 2020, an estimated $1.54M.
Rivernorth Capital Management first reported a position in ClearBridge MLP and Midstream Total Return Fund Inc. in Q3 2014 and held it in 12 quarters.
Rivernorth Capital Management's ClearBridge MLP and Midstream Total Return Fund Inc. position peaked at $13.1M in Q3 2015.
42 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Total Return Fund Inc. as of Q4 2020.

Based on Rivernorth Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.