RCM
CTR

Rivernorth Capital Management’s ClearBridge MLP and Midstream Total Return Fund Inc. CTR Stock Holding History

Rivernorth Capital Management’s Portfolio CTR Stock Details CTR Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q4 		– Sell
-154,197
Closed -$1.54M – 407
2020
Q3 		$1.54M Sell
154,197
-63,660
-29% -$794K 0.1% 164
2020
Q2 		$2.95M Buy
217,857
+211,243
+3,194% +$2.76M 0.17% 113
2020
Q1 		$46K Buy
+6,614
New +$213K ﹤0.01% 251
2016
Q4 		– Sell
-27,149
Closed -$1.77M – 165
2016
Q3 		$1.77M Sell
27,149
-87,393
-76% -$5.65M 0.13% 119
2016
Q2 		$7.33M Sell
114,542
-23,143
-17% -$1.37M 0.47% 67
2016
Q1 		$7.15M Sell
137,685
-36,012
-21% -$1.71M 0.44% 65
2015
Q4 		$10.7M Sell
173,697
-16,452
-9% -$1.15M 0.61% 52
2015
Q3 		$13.1M Buy
190,149
+73,449
+63% +$5.99M 0.8% 35
2015
Q2 		$10.7M Buy
116,700
+35,407
+44% +$3.53M 0.66% 55
2015
Q1 		$8.09M Buy
81,293
+44,332
+120% +$4.54M 0.54% 62
2014
Q4 		$3.95M Buy
36,961
+26,166
+242% +$2.85M 0.26% 103
2014
Q3 		$1.24M Buy
+10,795
New +$1.27M 0.1% 136

Other funds holding CTR

RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75B AUM 31.89% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return
QC
Quantedge Capital Singapore $183M AUM 37.27% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $431B AUM 30.22% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $6.41B AUM 4.78% 1-Year Est. Return