1832 Asset Management

1832 Asset Management’s ClearBridge MLP and Midstream Total Return Fund Inc. CTR Stock Holding History

1832 Asset Management’s Portfolio CTR Stock Details CTR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-36,894	Closed	-$1.59M	–	778
2019 Q4	$1.59M	Hold	36,894	–	–	﹤0.01%	396
2019 Q3	$1.64M	Sell	36,894 -31,562	-46%	-$1.43M	0.01%	402
2019 Q2	$3.2M	Buy	68,456 +1,580	+2%	+$75.2K	0.01%	358
2019 Q1	$3.23M	Buy	66,876 +29,876	+81%	+$1.41M	0.01%	314
2018 Q4	$1.44M	Hold	37,000	–	–	0.01%	390
2018 Q3	$2.1M	Buy	+37,000	New	+$2.15M	0.01%	389
2015 Q3	–	Sell	-68,600	Closed	-$6.26M	–	702
2015 Q2	$6.26M	Buy	68,600 +26,418	+63%	+$2.63M	0.02%	319
2015 Q1	$4.2M	Hold	42,182	–	–	0.02%	302
2014 Q4	$4.51M	Buy	42,182 +1,977	+5%	+$215K	0.01%	348
2014 Q3	$4.64M	Buy	40,205 +4,085	+11%	+$479K	0.02%	351
2014 Q2	$4.33M	Buy	+36,120	New	+$4.08M	0.01%	351

Other funds holding CTR

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75B AUM 31.89% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return