Newgate Capital Management’s NUVEEN SENIOR INCM FD NSL Stock Holding History

Newgate Capital Management’s Portfolio NSL Stock Details NSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	$2.16M	Sell	359,880 -269,367	-43%	-$1.61M	1.79%	15
2016 Q1	$3.69M	Sell	629,247 -231,187	-27%	-$1.29M	3.32%	8
2015 Q4	$4.93M	Buy	860,434 +56,046	+7%	+$323K	3.67%	6
2015 Q3	$4.73M	Buy	804,388 +171,734	+27%	+$1.06M	3.51%	8
2015 Q2	$4.03M	Buy	632,654 +45,011	+8%	+$300K	2.98%	9
2015 Q1	$3.91M	Buy	587,643 +60,530	+11%	+$398K	2.73%	10
2014 Q4	$3.43M	Sell	527,113 -71,355	-12%	-$472K	2.27%	11
2014 Q3	$4M	Sell	598,468 -87,089	-13%	-$602K	2.33%	13
2014 Q2	$4.83M	Sell	685,557 -24,716	-3%	-$173K	1.27%	31
2014 Q1	$5.09M	Buy	710,273 +60,603	+9%	+$435K	1.13%	26
2013 Q4	$4.63M	Buy	649,670 +291,394	+81%	+$2.06M	0.91%	33
2013 Q3	$2.57M	Buy	+358,276	New	+$2.59M	0.45%	76

Other funds holding NSL

Baillie Gifford & Co Edinburgh, United Kingdom $110B AUM 4.8% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Newgate Capital Management's NSL Position: Q2 2016 in Review

Newgate Capital Management reduced its NUVEEN SENIOR INCM FD (NSL) stake by 43% in Q2 2016, selling an estimated $1.61M and leaving 359,880 shares worth $2.16M. The position accounts for 1.79% of the portfolio, ranked #15.

Newgate Capital Management first reported a position in NSL in Q3 2013 and has held it in 12 quarters since. The position peaked at $5.09M in Q1 2014. 56 funds tracked by Wall St. Rank hold NSL as of Q2 2016.

Newgate Capital Management held 359,880 shares of NUVEEN SENIOR INCM FD worth $2.16M as of Q2 2016.
Newgate Capital Management sold 269,367 NUVEEN SENIOR INCM FD shares in Q2 2016, an estimated $1.61M.
NUVEEN SENIOR INCM FD made up 1.79% of Newgate Capital Management's portfolio in Q2 2016, its #15 holding.
Newgate Capital Management first reported a position in NUVEEN SENIOR INCM FD in Q3 2013 and has held it in 12 quarters since.
Newgate Capital Management's NUVEEN SENIOR INCM FD position peaked at $5.09M in Q1 2014.
56 funds tracked by Wall St. Rank held NUVEEN SENIOR INCM FD as of Q2 2016.

Based on Newgate Capital Management's 13F filing for Q2 2016, filed 3 Aug 2016.