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NSL

NUVEEN SENIOR INCM FD

Delisted

NSL was delisted on the 28th of July, 2023.

48 hedge funds and large institutions have $71.1M invested in NUVEEN SENIOR INCM FD in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 18 increasing their positions, 14 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 14

0% more funds holding

Funds holding: 4848 (0)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

6% less capital invested

Capital invested by funds: $75.7M → $71.1M (-$4.58M)

Holders
48
Holders Change
Holders Change %
0%
% of All Funds
1.39%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
18
Reduced
14
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Baillie Gifford & Co
1
Baillie Gifford & Co
United Kingdom
$12.8M
GC
2
Guggenheim Capital
Illinois
$9.77M -$347K -50,193 -3%
Morgan Stanley
3
Morgan Stanley
New York
$6.03M +$1.37M +199,010 +28%
Invesco
4
Invesco
Georgia
$5.99M +$40.4K +5,854 +0.7%
AAM
5
Advisors Asset Management
Colorado
$5.7M -$624K -90,244 -10%
NCM
6
Newgate Capital Management
Connecticut
$4M -$602K -87,089 -13%
HK
7
Horizon Kinetics
New York
$2.84M -$65.5K -9,478 -2%
U
8
UBS
Switzerland
$2.51M -$1.44M -208,737 -36%
TAM
9
Trust Asset Management
Texas
$2.18M
MIG
10
Mariner Investment Group
New York
$2.06M -$598K -86,532 -22%
RCM
11
Rivernorth Capital Management
Florida
$2M +$229K +33,121 +12%
PPA
12
Parametric Portfolio Associates
Washington
$1.97M +$19.1K +2,769 +0.9%
SFS
13
Shaker Financial Services
Virginia
$1.93M +$133K +19,255 +7%
Bank of America
14
Bank of America
North Carolina
$1.32M +$413K +59,827 +43%
CA
15
Cornerstone Advisors
North Carolina
$974K +$54.6K +7,900 +6%
Wells Fargo
16
Wells Fargo
California
$945K +$1.61K +233 +0.2%
HNB
17
Huntington National Bank
Ohio
$897K
LPL Financial
18
LPL Financial
California
$889K -$10.9K -1,581 -1%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$812K +$153K +22,107 +22%
WAM
20
Wolverine Asset Management
Illinois
$593K -$47.9K -6,933 -7%
UCFA
21
United Capital Financial Advisors
Texas
$591K +$115K +16,678 +23%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$535K
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$529K +$78.8K +11,400 +17%
JP Morgan Chase
24
JP Morgan Chase
New York
$424K +$299K +43,322 +217%
SFG
25
Sage Financial Group
Pennsylvania
$369K

NSL Hedge Fund Activity: Q3 2014 in Review

48 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in NUVEEN SENIOR INCM FD (NSL) for Q3 2014, worth a combined $71.1M — down 6% from $75.7M a quarter earlier.

Fund positioning in NSL was balanced in Q3 2014: 2 funds opened new positions, 2 closed out, 18 added to existing stakes and 14 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.37M. The largest seller was UBS, cutting an estimated $1.44M.

  • 48 institutional investors held NUVEEN SENIOR INCM FD (NSL) as of Q3 2014, unchanged from Q2 2014.
  • Funds reported $71.1M of NUVEEN SENIOR INCM FD stock for Q3 2014, down 6% quarter-over-quarter.
  • 2 funds opened new NUVEEN SENIOR INCM FD positions in Q3 2014 and 2 closed out, a net change of 0 holders.
  • The largest NUVEEN SENIOR INCM FD buyer in Q3 2014 was Morgan Stanley, an estimated $1.37M added.
  • The largest NUVEEN SENIOR INCM FD seller in Q3 2014 was UBS, an estimated $1.44M sold.

Based on aggregated 13F filings for Q3 2014.