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NSL

NUVEEN SENIOR INCM FD

Delisted

NSL was delisted on the 28th of July, 2023.

59 hedge funds and large institutions have $71.3M invested in NUVEEN SENIOR INCM FD in 2016 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 17 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

13% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 15

7% more funds holding

Funds holding: 5559 (+4)

7% less capital invested

Capital invested by funds: $76.3M → $71.3M (-$5.08M)

Holders
59
Holders Change
+4
Holders Change %
+7.27%
% of All Funds
1.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
17
Reduced
15
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Baillie Gifford & Co
1
Baillie Gifford & Co
United Kingdom
$13M
JP Morgan Chase
2
JP Morgan Chase
New York
$7.87M +$2.6M +398,000 +52%
RVPG
3
Relative Value Partners Group
$5.6M -$625K -95,552 -10%
GC
4
Guggenheim Capital
Illinois
$5.44M +$687K +105,033 +15%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$4.54M +$119K +18,174 +3%
Morgan Stanley
6
Morgan Stanley
New York
$4.22M -$3.38M -517,095 -45%
Wells Fargo
7
Wells Fargo
California
$3.42M +$1.35M +206,910 +70%
Invesco
8
Invesco
Georgia
$3.12M -$281K -42,976 -9%
UBS Group
9
UBS Group
Switzerland
$2.8M -$1.82M -277,701 -40%
RCM
10
Rivernorth Capital Management
Florida
$2.7M -$3.1M -474,059 -54%
Bank of America
11
Bank of America
North Carolina
$2.39M -$91.6K -14,001 -4%
AAM
12
Advisors Asset Management
Colorado
$2.17M +$1.63M +248,986 +356%
YMRC
13
Yorktown Management & Research Company
Virginia
$1.85M -$1.06M -162,437 -37%
LPL Financial
14
LPL Financial
California
$1.4M +$146K +22,276 +12%
SI
15
SII Investments
Wisconsin
$1.13M +$1.09M +166,221 New
HK
16
Horizon Kinetics
New York
$967K -$401K -61,319 -30%
Cohen & Steers
17
Cohen & Steers
New York
$890K -$193K -29,546 -18%
CBA
18
Coastal Bridge Advisors
Connecticut
$873K +$841K +128,531 New
MIG
19
Mariner Investment Group
New York
$801K -$3.51M -536,573 -82%
AG
20
Advisor Group
Arizona
$546K -$24.9K -3,808 -5%
Stifel Financial
21
Stifel Financial
Missouri
$463K +$82.9K +12,679 +23%
CIA
22
Capital Investment Advisors
Georgia
$354K
RJFSA
23
Raymond James Financial Services Advisors
Florida
$336K +$167K +25,483 +106%
EGA
24
E&G Advisors
Texas
$312K
KA
25
Klingman & Associates
New York
$306K -$84.5K -12,919 -22%

NSL Hedge Fund Activity: Q4 2016 in Review

59 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in NUVEEN SENIOR INCM FD (NSL) for Q4 2016, worth a combined $71.3M — down 6.7% from $76.3M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new NSL positions and 5 closed out — a net gain of 5 holders — while 17 added to existing stakes and 15 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $2.6M. The largest seller was Mariner Investment Group, cutting an estimated $3.51M.

  • 59 institutional investors held NUVEEN SENIOR INCM FD (NSL) as of Q4 2016, up from 55 in Q3 2016.
  • Funds reported $71.3M of NUVEEN SENIOR INCM FD stock for Q4 2016, down 6.7% quarter-over-quarter.
  • 10 funds opened new NUVEEN SENIOR INCM FD positions in Q4 2016 and 5 closed out, a net change of +5 holders.
  • The largest NUVEEN SENIOR INCM FD buyer in Q4 2016 was JP Morgan Chase, an estimated $2.6M added.
  • The largest NUVEEN SENIOR INCM FD seller in Q4 2016 was Mariner Investment Group, an estimated $3.51M sold.

Based on aggregated 13F filings for Q4 2016.