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NSL

NUVEEN SENIOR INCM FD

Delisted

NSL was delisted on the 28th of July, 2023.

41 hedge funds and large institutions have $48.3M invested in NUVEEN SENIOR INCM FD in 2013 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 10 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 5

17% more funds holding

Funds holding: 3541 (+6)

4% more capital invested

Capital invested by funds: $46.2M → $48.3M (+$2.06M)

23% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 13

Holders
41
Holders Change
+6
Holders Change %
+17.14%
% of All Funds
1.33%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
10
Reduced
13
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$15.7M -$980K -135,368 -6%
Invesco
2
Invesco
Georgia
$7.16M -$24K -3,312 -0.3%
AAM
3
Advisors Asset Management
Colorado
$4.38M -$1.1M -151,479 -20%
Morgan Stanley
4
Morgan Stanley
New York
$3.5M +$1.14M +157,511 +48%
HK
5
Horizon Kinetics
New York
$3.31M -$23.4K -3,238 -0.7%
NCM
6
Newgate Capital Management
Connecticut
$2.57M +$2.59M +358,276 New
U
7
UBS
Switzerland
$1.27M +$285K +39,405 +29%
SFS
8
Shaker Financial Services
Virginia
$1.14M +$1.15M +158,739 New
PPA
9
Parametric Portfolio Associates
Washington
$1.03M +$1.04M +143,640 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$881K -$144K -19,879 -14%
LPL Financial
11
LPL Financial
California
$875K +$13.6K +1,881 +2%
FAAS
12
First Allied Advisory Services
California
$869K +$152 +21 +0%
Bank of America
13
Bank of America
North Carolina
$851K -$780K -107,821 -48%
ARC
14
Absolute Return Capital
Massachusetts
$675K -$241K -33,360 -26%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$645K +$650K +89,876 New
Wells Fargo
16
Wells Fargo
California
$438K -$102K -14,039 -19%
DA
17
Doliver Advisors
Texas
$428K +$431K +59,564 New
CAN
18
Cetera Advisor Networks
California
$391K +$13.3K +1,840 +4%
Barclays
19
Barclays
United Kingdom
$347K +$151K +20,853 +73%
WAM
20
Wolverine Asset Management
Illinois
$293K +$296K +40,917 New
SCM
21
Saba Capital Management
New York
$223K +$224K +30,989 New
HighTower Advisors
22
HighTower Advisors
Illinois
$203K -$2.37K -327 -1%
Citigroup
23
Citigroup
New York
$174K +$176K +24,351 New
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$145K +$146K +20,157 New
JP Morgan Chase
25
JP Morgan Chase
New York
$144K

NSL Hedge Fund Activity: Q3 2013 in Review

41 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in NUVEEN SENIOR INCM FD (NSL) for Q3 2013, worth a combined $48.3M — up 4.5% from $46.2M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new NSL positions and 5 closed out — a net gain of 6 holders — while 10 added to existing stakes and 13 trimmed.

The largest buyer was Newgate Capital Management, opening a new position worth an estimated $2.59M. The largest seller was Advisors Asset Management, cutting an estimated $1.1M.

  • 41 institutional investors held NUVEEN SENIOR INCM FD (NSL) as of Q3 2013, up from 35 in Q2 2013.
  • Funds reported $48.3M of NUVEEN SENIOR INCM FD stock for Q3 2013, up 4.5% quarter-over-quarter.
  • 11 funds opened new NUVEEN SENIOR INCM FD positions in Q3 2013 and 5 closed out, a net change of +6 holders.
  • The largest NUVEEN SENIOR INCM FD buyer in Q3 2013 was Newgate Capital Management, an estimated $2.59M added.
  • The largest NUVEEN SENIOR INCM FD seller in Q3 2013 was Advisors Asset Management, an estimated $1.1M sold.

Based on aggregated 13F filings for Q3 2013.