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NSL

NUVEEN SENIOR INCM FD

Delisted

NSL was delisted on the 28th of July, 2023.

50 hedge funds and large institutions have $60.1M invested in NUVEEN SENIOR INCM FD in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 13 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 5

25% more capital invested

Capital invested by funds: $48.3M → $60.1M (+$11.8M)

22% more funds holding

Funds holding: 4150 (+9)

0% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 13

Holders
50
Holders Change
+9
Holders Change %
+21.95%
% of All Funds
1.45%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
13
Reduced
13
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$13M -$2.59M -367,300 -17%
Baillie Gifford & Co
2
Baillie Gifford & Co
United Kingdom
$7.99M +$7.9M +1,120,000 New
Invesco
3
Invesco
Georgia
$6.52M -$584K -82,800 -8%
AAM
4
Advisors Asset Management
Colorado
$5.3M +$936K +132,733 +22%
NCM
5
Newgate Capital Management
Connecticut
$4.63M +$2.06M +291,394 +81%
Morgan Stanley
6
Morgan Stanley
New York
$3.51M +$39.9K +5,655 +1%
HK
7
Horizon Kinetics
New York
$3.28M -$4.97K -705 -0.2%
U
8
UBS
Switzerland
$2.53M +$1.26M +178,127 +101%
PPA
9
Parametric Portfolio Associates
Washington
$1.67M +$637K +90,282 +63%
SFS
10
Shaker Financial Services
Virginia
$1.25M +$113K +16,047 +10%
LPL Financial
11
LPL Financial
California
$927K +$36.9K +5,228 +4%
CS
12
Credit Suisse
Switzerland
$906K +$896K +127,024 New
FAAS
13
First Allied Advisory Services
California
$845K -$13.9K -1,972 -2%
RCM
14
Rivernorth Capital Management
Florida
$826K +$818K +115,893 New
Bank of America
15
Bank of America
North Carolina
$704K -$139K -19,647 -17%
ARC
16
Absolute Return Capital
Massachusetts
$690K +$19.4K +2,748 +3%
WAM
17
Wolverine Asset Management
Illinois
$628K +$333K +47,260 +116%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$619K -$21.2K -3,000 -3%
Barclays
19
Barclays
United Kingdom
$504K +$159K +22,536 +46%
CIA
20
Capital Investment Advisors
Georgia
$440K +$435K +61,645 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$431K -$440K -62,292 -51%
SFG
22
Sage Financial Group
Pennsylvania
$393K +$389K +55,088 New
CAN
23
Cetera Advisor Networks
California
$387K
Wells Fargo
24
Wells Fargo
California
$320K -$114K -16,120 -26%
SG Americas Securities
25
SG Americas Securities
New York
$229K +$226K +32,097 New

NSL Hedge Fund Activity: Q4 2013 in Review

50 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in NUVEEN SENIOR INCM FD (NSL) for Q4 2013, worth a combined $60.1M — up 25% from $48.3M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new NSL positions and 5 closed out — a net gain of 9 holders — while 13 added to existing stakes and 13 trimmed.

The largest buyer was Baillie Gifford & Co, opening a new position worth an estimated $7.9M. The largest seller was Guggenheim Capital, cutting an estimated $2.59M.

  • 50 institutional investors held NUVEEN SENIOR INCM FD (NSL) as of Q4 2013, up from 41 in Q3 2013.
  • Funds reported $60.1M of NUVEEN SENIOR INCM FD stock for Q4 2013, up 25% quarter-over-quarter.
  • 14 funds opened new NUVEEN SENIOR INCM FD positions in Q4 2013 and 5 closed out, a net change of +9 holders.
  • The largest NUVEEN SENIOR INCM FD buyer in Q4 2013 was Baillie Gifford & Co, an estimated $7.9M added.
  • The largest NUVEEN SENIOR INCM FD seller in Q4 2013 was Guggenheim Capital, an estimated $2.59M sold.

Based on aggregated 13F filings for Q4 2013.