U
NSL

UBS’s NUVEEN SENIOR INCM FD NSL Stock Holding History

UBS’s Portfolio NSL Stock Details NSL Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$2.51M Sell
375,192
-208,737
-36% -$1.44M ﹤0.01% 2687
2014
Q2 		$4.12M Buy
583,929
+212,326
+57% +$1.49M ﹤0.01% 2137
2014
Q1 		$2.66M Buy
371,603
+16,890
+5% +$121K ﹤0.01% 2496
2013
Q4 		$2.53M Buy
354,713
+178,127
+101% +$1.26M ﹤0.01% 2572
2013
Q3 		$1.27M Buy
176,586
+39,405
+29% +$285K ﹤0.01% 3070
2013
Q2 		$1.04M Buy
+137,181
New +$1.08M ﹤0.01% 3290

Other funds holding NSL

Baillie Gifford & Co
Baillie Gifford & Co Edinburgh, United Kingdom $110B AUM 4.8% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
NCM
Newgate Capital Management Greenwich, Connecticut $121M AUM 3.73% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
TAM
Trust Asset Management Houston, Texas $1.61B AUM 29.06% 1-Year Est. Return
MIG
Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return

UBS's NSL Position: Q3 2014 in Review

UBS reduced its NUVEEN SENIOR INCM FD (NSL) stake by 36% in Q3 2014, selling an estimated $1.44M and leaving 375,192 shares worth $2.51M. The position accounts for ﹤0.01% of the portfolio, ranked #2687.

UBS first reported a position in NSL in Q2 2013 and has held it in 6 quarters since. The position peaked at $4.12M in Q2 2014. 48 funds tracked by Wall St. Rank hold NSL as of Q3 2014.

  • UBS held 375,192 shares of NUVEEN SENIOR INCM FD worth $2.51M as of Q3 2014.
  • UBS sold 208,737 NUVEEN SENIOR INCM FD shares in Q3 2014, an estimated $1.44M.
  • NUVEEN SENIOR INCM FD made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2687 holding.
  • UBS first reported a position in NUVEEN SENIOR INCM FD in Q2 2013 and has held it in 6 quarters since.
  • UBS's NUVEEN SENIOR INCM FD position peaked at $4.12M in Q2 2014.
  • 48 funds tracked by Wall St. Rank held NUVEEN SENIOR INCM FD as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.