Horizon Kinetics’s NUVEEN SENIOR INCM FD NSL Stock Holding History

Horizon Kinetics’s Portfolio NSL Stock Details NSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$605K	Hold	110,034	–	–	0.02%	225
2018 Q3	$678K	Sell	110,034 -365	-0.3%	-$2.24K	0.02%	231
2018 Q2	$688K	Hold	110,399	–	–	0.02%	228
2018 Q1	$723K	Sell	110,399 -2,537	-2%	-$16.4K	0.02%	221
2017 Q4	$735K	Hold	112,936	–	–	0.02%	222
2017 Q3	$756K	Sell	112,936 -22,500	-17%	-$151K	0.02%	222
2017 Q2	$924K	Sell	135,436 -6,728	-5%	-$46.3K	0.03%	203
2017 Q1	$965K	Sell	142,164 -200	-0.1%	-$1.39K	0.03%	198
2016 Q4	$967K	Sell	142,364 -61,319	-30%	-$401K	0.03%	193
2016 Q3	$1.33M	Sell	203,683 -41,262	-17%	-$258K	0.04%	170
2016 Q2	$1.48M	Hold	244,945	–	–	0.04%	156
2016 Q1	$1.45M	Sell	244,945 -9,037	-4%	-$50.3K	0.04%	152
2015 Q4	$1.47M	Sell	253,982 -18,000	-7%	-$104K	0.03%	151
2015 Q3	$1.61M	Sell	271,982 -5,835	-2%	-$36.1K	0.03%	148
2015 Q2	$1.78M	Sell	277,817 -64,492	-19%	-$430K	0.03%	158
2015 Q1	$2.28M	Sell	342,309 -62,922	-16%	-$414K	0.03%	152
2014 Q4	$2.65M	Sell	405,231 -18,970	-4%	-$126K	0.04%	151
2014 Q3	$2.84M	Sell	424,201 -9,478	-2%	-$65.5K	0.04%	134
2014 Q2	$3.06M	Sell	433,679 -24,725	-5%	-$173K	0.04%	131
2014 Q1	$3.28M	Sell	458,404 -1,602	-0.3%	-$11.5K	0.04%	127
2013 Q4	$3.28M	Sell	460,006 -705	-0.2%	-$4.97K	0.04%	128
2013 Q3	$3.31M	Sell	460,711 -3,238	-0.7%	-$23.4K	0.05%	118
2013 Q2	$3.52M	Buy	+463,949	New	+$3.66M	0.05%	123

Other funds holding NSL

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

CBA

Coastal Bridge Advisors Westport, Connecticut $1.62B AUM 36.83% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

Baillie Gifford & Co Edinburgh, United Kingdom $110B AUM 4.8% 1-Year Est. Return

Horizon Kinetics's NSL Position: Q4 2018 in Review

Horizon Kinetics held its NUVEEN SENIOR INCM FD (NSL) position steady in Q4 2018 at 110,034 shares worth $605K. The position accounts for 0.02% of the portfolio, ranked #225.

Horizon Kinetics first reported a position in NSL in Q2 2013 and has held it in 23 quarters since. The position peaked at $3.52M in Q2 2013. 71 funds tracked by Wall St. Rank hold NSL as of Q4 2018.

Horizon Kinetics held 110,034 shares of NUVEEN SENIOR INCM FD worth $605K as of Q4 2018.
Horizon Kinetics left its NUVEEN SENIOR INCM FD share count unchanged in Q4 2018.
NUVEEN SENIOR INCM FD made up 0.02% of Horizon Kinetics's portfolio in Q4 2018, its #225 holding.
Horizon Kinetics first reported a position in NUVEEN SENIOR INCM FD in Q2 2013 and has held it in 23 quarters since.
Horizon Kinetics's NUVEEN SENIOR INCM FD position peaked at $3.52M in Q2 2013.
71 funds tracked by Wall St. Rank held NUVEEN SENIOR INCM FD as of Q4 2018.

Based on Horizon Kinetics's 13F filing for Q4 2018, filed 14 Feb 2019.