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NSL

NUVEEN SENIOR INCM FD

Delisted

NSL was delisted on the 28th of July, 2023.

71 hedge funds and large institutions have $60.2M invested in NUVEEN SENIOR INCM FD in 2018 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 18 increasing their positions, 22 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

64% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 11

9% more funds holding

Funds holding: 6571 (+6)

5% more capital invested

Capital invested by funds: $57.3M → $60.2M (+$2.9M)

18% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 22

Holders
71
Holders Change
+6
Holders Change %
+9.23%
% of All Funds
1.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
18
Reduced
22
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$6.48M +$1.15M +196,179 +20%
JP Morgan Chase
2
JP Morgan Chase
New York
$6.37M
GC
3
Guggenheim Capital
Illinois
$5.85M -$1.07M -182,450 -15%
RCM
4
Rivernorth Capital Management
Florida
$3.93M +$4.22M +718,780 New
Invesco
5
Invesco
Georgia
$3.8M +$752K +127,921 +23%
Morgan Stanley
6
Morgan Stanley
New York
$2.75M +$457K +77,784 +18%
SIA
7
Sit Investment Associates
Minnesota
$2.65M -$262K -44,553 -8%
CBA
8
Coastal Bridge Advisors
Connecticut
$2.2M +$2.35M +399,607 New
Stifel Financial
9
Stifel Financial
Missouri
$2.14M -$218K -37,020 -9%
Baillie Gifford & Co
10
Baillie Gifford & Co
United Kingdom
$2.11M -$1.19M -203,153 -35%
UBS Group
11
UBS Group
Switzerland
$1.85M +$417K +70,914 +27%
LC
12
Lindbrook Capital
California
$1.61M +$1.72M +292,644 New
CAN
13
Cetera Advisor Networks
California
$1.58M -$8.69K -1,479 -0.5%
GCP
14
Gill Capital Partners
Colorado
$1.47M +$1.44M +245,317 New
NCM
15
Next Capital Management
New York
$1.18M +$1.26M +214,534 New
MIG
16
Mariner Investment Group
New York
$917K -$63.5K -10,800 -6%
CRC
17
Curi RMB Capital
Illinois
$915K -$539K -91,622 -36%
WAM
18
Wolverine Asset Management
Illinois
$819K +$58.5K +9,947 +7%
MAFM
19
Mid Atlantic Financial Management
Pennsylvania
$647K +$691K +117,615 New
Wells Fargo
20
Wells Fargo
California
$628K -$169K -28,698 -20%
HK
21
Horizon Kinetics
New York
$605K
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$598K +$362K +61,519 +130%
EGA
23
E&G Advisors
Texas
$581K
QGA
24
Q Global Advisors
Texas
$562K +$601K +102,199 New
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$491K -$286K -48,609 -35%

NSL Hedge Fund Activity: Q4 2018 in Review

71 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in NUVEEN SENIOR INCM FD (NSL) for Q4 2018, worth a combined $60.2M — up 5.1% from $57.3M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new NSL positions and 11 closed out — a net gain of 7 holders — while 18 added to existing stakes and 22 trimmed.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $4.22M. The largest seller was Shaker Financial Services, exiting entirely with an estimated $2.99M sold.

  • 71 institutional investors held NUVEEN SENIOR INCM FD (NSL) as of Q4 2018, up from 65 in Q3 2018.
  • Funds reported $60.2M of NUVEEN SENIOR INCM FD stock for Q4 2018, up 5.1% quarter-over-quarter.
  • 18 funds opened new NUVEEN SENIOR INCM FD positions in Q4 2018 and 11 closed out, a net change of +7 holders.
  • The largest NUVEEN SENIOR INCM FD buyer in Q4 2018 was Rivernorth Capital Management, an estimated $4.22M added.
  • The largest NUVEEN SENIOR INCM FD seller in Q4 2018 was Shaker Financial Services, an estimated $2.99M sold.

Based on aggregated 13F filings for Q4 2018.