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NSL

NUVEEN SENIOR INCM FD

Delisted

NSL was delisted on the 28th of July, 2023.

67 hedge funds and large institutions have $43.1M invested in NUVEEN SENIOR INCM FD in 2021 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 18 increasing their positions, 27 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less funds holding

Funds holding: 7067 (-3)

21% less capital invested

Capital invested by funds: $54.5M → $43.1M (-$11.4M)

33% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 27

38% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 8

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
67
Holders Change
-3
Holders Change %
-4.29%
% of All Funds
1.17%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
5
Increased
18
Reduced
27
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$6.35M +$6.31M +1,085,093 New
Morgan Stanley
2
Morgan Stanley
New York
$3.29M +$744K +127,994 +29%
PPA
3
Parametric Portfolio Associates
Washington
$3.23M +$149K +25,689 +5%
GC
4
Guggenheim Capital
Illinois
$3.1M +$721K +124,005 +31%
SFS
5
Shaker Financial Services
Virginia
$2.6M +$1.62M +277,852 +166%
Northwestern Mutual Wealth Management
6
Northwestern Mutual Wealth Management
Wisconsin
$2.49M -$1.41M -242,164 -36%
NCM
7
Next Capital Management
New York
$2.04M -$121K -20,744 -6%
UBS Group
8
UBS Group
Switzerland
$1.91M +$293K +50,314 +18%
Invesco
9
Invesco
Georgia
$1.56M +$378K +65,055 +32%
HI
10
Harbour Investments
Wisconsin
$1.14M +$10.2K +1,760 +0.9%
GCP
11
Gill Capital Partners
Colorado
$1.08M -$117K -20,124 -10%
PAS
12
Park Avenue Securities
New York
$1.07M +$79.7K +13,707 +8%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$1.06M +$82.5K +14,192 +9%
Stifel Financial
14
Stifel Financial
Missouri
$1.04M -$238K -40,879 -19%
MAFM
15
Mid Atlantic Financial Management
Pennsylvania
$844K -$276K -47,400 -25%
HKAM
16
Horizon Kinetics Asset Management
New York
$615K
Osaic Holdings
17
Osaic Holdings
Arizona
$569K -$14.4K -2,479 -2%
EGA
18
E&G Advisors
Texas
$560K +$557K +95,800 New
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$551K -$24.4K -4,200 -4%
CBA
20
Coastal Bridge Advisors
Connecticut
$542K -$5.45M -937,633 -91%
VEA
21
Virtus ETF Advisers
New York
$531K -$1.38K -238 -0.3%
SIA
22
Sit Investment Associates
Minnesota
$476K
AAM
23
Advisors Asset Management
Colorado
$464K -$804K -138,273 -64%
Wells Fargo
24
Wells Fargo
California
$444K -$518K -89,162 -54%
CW
25
CreativeOne Wealth
Kansas
$441K +$438K +75,355 New

NSL Hedge Fund Activity: Q3 2021 in Review

67 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in NUVEEN SENIOR INCM FD (NSL) for Q3 2021, worth a combined $43.1M — down 21% from $54.5M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of NSL and 5 opened new positions — a net loss of 3 holders — while 27 trimmed existing stakes and 18 added.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $6.31M. The largest seller was Lindbrook Capital, cutting an estimated $11.4M.

  • 67 institutional investors held NUVEEN SENIOR INCM FD (NSL) as of Q3 2021, down from 70 in Q2 2021.
  • Funds reported $43.1M of NUVEEN SENIOR INCM FD stock for Q3 2021, down 21% quarter-over-quarter.
  • 5 funds opened new NUVEEN SENIOR INCM FD positions in Q3 2021 and 8 closed out, a net change of -3 holders.
  • The largest NUVEEN SENIOR INCM FD buyer in Q3 2021 was Rivernorth Capital Management, an estimated $6.31M added.
  • The largest NUVEEN SENIOR INCM FD seller in Q3 2021 was Lindbrook Capital, an estimated $11.4M sold.

Based on aggregated 13F filings for Q3 2021.