Mariner Investment Group’s NUVEEN SENIOR INCM FD NSL Stock Holding History

Mariner Investment Group’s Portfolio NSL Stock Details NSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-55,000	Closed	-$257K	–	148
2022 Q3	$257K	Hold	55,000	–	–	0.29%	89
2022 Q2	$263K	Buy	+55,000	New	+$284K	0.28%	86
2021 Q3	–	Sell	-106,376	Closed	-$629K	–	149
2021 Q2	$629K	Sell	106,376 -37,168	-26%	-$212K	1.37%	17
2021 Q1	$805K	Buy	143,544 +26,477	+23%	+$145K	1.97%	17
2020 Q4	$608K	Buy	117,067 +14,600	+14%	+$72.6K	1.23%	26
2020 Q3	$495K	Hold	102,467	–	–	1.37%	21
2020 Q2	$482K	Hold	102,467	–	–	1.74%	22
2020 Q1	$452K	Sell	102,467 -200,000	-66%	-$1.1M	1.54%	25
2019 Q4	$1.8M	Buy	302,467 +20,000	+7%	+$115K	2.02%	13
2019 Q3	$1.63M	Buy	282,467 +25,567	+10%	+$148K	2.53%	11
2019 Q2	$1.52M	Hold	256,900	–	–	2.68%	12
2019 Q1	$1.49M	Buy	256,900 +90,232	+54%	+$526K	2.01%	16
2018 Q4	$917K	Sell	166,668 -10,800	-6%	-$63.5K	1.28%	27
2018 Q3	$1.09M	Buy	+177,468	New	+$1.09M	2.22%	12
2018 Q2	–	Sell	-49,762	Closed	-$326K	–	78
2018 Q1	$326K	Hold	49,762	–	–	0.32%	40
2017 Q4	$324K	Buy	+49,762	New	+$328K	0.14%	67
2017 Q1	–	Sell	-117,946	Closed	-$801K	–	102
2016 Q4	$801K	Sell	117,946 -536,573	-82%	-$3.51M	0.43%	43
2016 Q3	$4.28M	Sell	654,519 -478,601	-42%	-$2.99M	2.21%	14
2016 Q2	$6.84M	Sell	1,133,120 -51,372	-4%	-$307K	2.31%	10
2016 Q1	$6.99M	Buy	1,184,492 +30,000	+3%	+$167K	1.93%	8
2015 Q4	$6.66M	Buy	1,154,492 +105,064	+10%	+$605K	1.48%	12
2015 Q3	$6.2M	Buy	1,049,428 +203,700	+24%	+$1.26M	1.25%	19
2015 Q2	$5.41M	Buy	845,728 +31,278	+4%	+$209K	1.38%	14
2015 Q1	$5.42M	Buy	814,450 +144,510	+22%	+$951K	1.46%	19
2014 Q4	$4.39M	Buy	669,940 +362,480	+118%	+$2.4M	0.75%	34
2014 Q3	$2.06M	Sell	307,460 -86,532	-22%	-$598K	0.43%	57
2014 Q2	$2.78M	Buy	393,992 +219,860	+126%	+$1.54M	0.54%	50
2014 Q1	$1.25M	Buy	+174,132	New	+$1.25M	0.27%	80

Other funds holding NSL

AWA

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

OCM

Oaktree Capital Management Los Angeles, California $6.56B AUM 42.97% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

NCM

Next Capital Management New York $330M AUM 11.54% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Mariner Investment Group's NSL Position: Q4 2022 in Review

Mariner Investment Group sold out of NUVEEN SENIOR INCM FD (NSL) in Q4 2022, closing a stake of 55,000 shares — an estimated $257K sold.

Mariner Investment Group first reported a position in NSL in Q1 2014 and held it in 28 quarters. The position peaked at $6.99M in Q1 2016. 79 funds tracked by Wall St. Rank hold NSL as of Q4 2022.

Mariner Investment Group reported no remaining NUVEEN SENIOR INCM FD position as of Q4 2022 after selling out during the quarter.
Mariner Investment Group sold 55,000 NUVEEN SENIOR INCM FD shares in Q4 2022, an estimated $257K.
Mariner Investment Group first reported a position in NUVEEN SENIOR INCM FD in Q1 2014 and held it in 28 quarters.
Mariner Investment Group's NUVEEN SENIOR INCM FD position peaked at $6.99M in Q1 2016.
79 funds tracked by Wall St. Rank held NUVEEN SENIOR INCM FD as of Q4 2022.

Based on Mariner Investment Group's 13F filing for Q4 2022, filed 14 Feb 2023.