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NSL

NUVEEN SENIOR INCM FD

Delisted

NSL was delisted on the 28th of July, 2023.

47 hedge funds and large institutions have $71.7M invested in NUVEEN SENIOR INCM FD in 2014 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

19% more capital invested

Capital invested by funds: $60.1M → $71.7M (+$11.6M)

15% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 13

6% less funds holding

Funds holding: 5047 (-3)

33% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 9

Holders
47
Holders Change
-3
Holders Change %
-6%
% of All Funds
1.36%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
15
Reduced
13
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Baillie Gifford & Co
1
Baillie Gifford & Co
United Kingdom
$13.7M +$5.71M +795,000 +71%
GC
2
Guggenheim Capital
Illinois
$12.7M -$311K -43,314 -2%
AAM
3
Advisors Asset Management
Colorado
$6.99M +$1.68M +233,611 +31%
Invesco
4
Invesco
Georgia
$6.1M -$452K -62,960 -7%
NCM
5
Newgate Capital Management
Connecticut
$5.09M +$435K +60,603 +9%
Morgan Stanley
6
Morgan Stanley
New York
$4.06M +$537K +74,768 +15%
HK
7
Horizon Kinetics
New York
$3.28M -$11.5K -1,602 -0.3%
U
8
UBS
Switzerland
$2.66M +$121K +16,890 +5%
TAM
9
Trust Asset Management
Texas
$2.43M +$2.43M +338,819 New
PPA
10
Parametric Portfolio Associates
Washington
$1.96M +$283K +39,444 +17%
SFS
11
Shaker Financial Services
Virginia
$1.77M +$517K +72,079 +41%
CS
12
Credit Suisse
Switzerland
$1.42M +$508K +70,790 +56%
MIG
13
Mariner Investment Group
New York
$1.25M +$1.25M +174,132 New
LPL Financial
14
LPL Financial
California
$982K +$51.2K +7,137 +5%
FAAS
15
First Allied Advisory Services
California
$834K -$10.7K -1,488 -1%
Bank of America
16
Bank of America
North Carolina
$634K -$72.8K -10,141 -10%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$622K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$607K +$175K +24,413 +40%
WAM
19
Wolverine Asset Management
Illinois
$599K -$32.1K -4,472 -5%
ARC
20
Absolute Return Capital
Massachusetts
$556K -$137K -19,125 -20%
SFG
21
Sage Financial Group
Pennsylvania
$394K
CIA
22
Capital Investment Advisors
Georgia
$393K -$48.5K -6,750 -11%
CAN
23
Cetera Advisor Networks
California
$379K -$8.48K -1,181 -2%
CA
24
Cornerstone Advisors
North Carolina
$345K +$214K +29,814 +162%
UCFA
25
United Capital Financial Advisors
Texas
$183K +$184K +25,565 New

NSL Hedge Fund Activity: Q1 2014 in Review

47 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in NUVEEN SENIOR INCM FD (NSL) for Q1 2014, worth a combined $71.7M — up 19% from $60.1M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of NSL and 6 opened new positions — a net loss of 3 holders — while 13 trimmed existing stakes and 15 added.

The largest buyer was Baillie Gifford & Co, adding an estimated $5.71M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $826K sold.

  • 47 institutional investors held NUVEEN SENIOR INCM FD (NSL) as of Q1 2014, down from 50 in Q4 2013.
  • Funds reported $71.7M of NUVEEN SENIOR INCM FD stock for Q1 2014, up 19% quarter-over-quarter.
  • 6 funds opened new NUVEEN SENIOR INCM FD positions in Q1 2014 and 9 closed out, a net change of -3 holders.
  • The largest NUVEEN SENIOR INCM FD buyer in Q1 2014 was Baillie Gifford & Co, an estimated $5.71M added.
  • The largest NUVEEN SENIOR INCM FD seller in Q1 2014 was Rivernorth Capital Management, an estimated $826K sold.

Based on aggregated 13F filings for Q1 2014.