SII Investments’s NUVEEN SENIOR INCM FD NSL Stock Holding History

SII Investments’s Portfolio NSL Stock Details NSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-59,716	Closed	-$394K	–	364
2017 Q4	$394K	Sell	59,716 -116,300	-66%	-$767K	0.04%	276
2017 Q3	$1.18M	Buy	176,016 +1,400	+0.8%	+$9.37K	0.07%	206
2017 Q2	$1.19M	Buy	174,616 +3,000	+2%	+$20.7K	0.07%	202
2017 Q1	$1.17M	Buy	171,616 +5,395	+3%	+$37.5K	0.08%	186
2016 Q4	$1.13M	Buy	+166,221	New	+$1.09M	0.08%	182

Other funds holding NSL

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

SII Investments's NSL Position: Q1 2018 in Review

SII Investments sold out of NUVEEN SENIOR INCM FD (NSL) in Q1 2018, closing a stake of 59,716 shares — an estimated $394K sold.

SII Investments first reported a position in NSL in Q4 2016 and held it in 5 quarters. The position peaked at $1.19M in Q2 2017. 51 funds tracked by Wall St. Rank hold NSL as of Q1 2018.

SII Investments reported no remaining NUVEEN SENIOR INCM FD position as of Q1 2018 after selling out during the quarter.
SII Investments sold 59,716 NUVEEN SENIOR INCM FD shares in Q1 2018, an estimated $394K.
SII Investments first reported a position in NUVEEN SENIOR INCM FD in Q4 2016 and held it in 5 quarters.
SII Investments's NUVEEN SENIOR INCM FD position peaked at $1.19M in Q2 2017.
51 funds tracked by Wall St. Rank held NUVEEN SENIOR INCM FD as of Q1 2018.

Based on SII Investments's 13F filing for Q1 2018.