Ladenburg Thalmann Financial Services’s NUVEEN SENIOR INCM FD NSL Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio NSL Stock Details NSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$418K	Sell	69,953 -483	-0.7%	-$2.77K	﹤0.01%	1965
2019 Q3	$406K	Sell	70,436 -5,554	-7%	-$32.1K	﹤0.01%	1923
2019 Q2	$451K	Buy	75,990 +306	+0.4%	+$1.8K	﹤0.01%	1832
2019 Q1	$439K	Sell	75,684 -13,541	-15%	-$78.9K	﹤0.01%	1794
2018 Q4	$491K	Sell	89,225 -48,609	-35%	-$286K	﹤0.01%	1543
2018 Q3	$849K	Sell	137,834 -45,335	-25%	-$279K	0.01%	1229
2018 Q2	$1.2M	Hold	183,169	–	–	0.01%	957
2018 Q1	$1.2M	Sell	183,169 -26,743	-13%	-$173K	0.01%	957
2017 Q4	$1.37M	Sell	209,912 -31,136	-13%	-$205K	0.01%	883
2017 Q3	$1.61M	Sell	241,048 -414,225	-63%	-$2.77M	0.02%	732
2017 Q2	$4.47M	Buy	655,273 +217	+0%	+$1.49K	0.05%	313
2017 Q1	$4.45M	Sell	655,056 -13,515	-2%	-$94K	0.06%	307
2016 Q4	$4.54M	Buy	668,571 +18,174	+3%	+$119K	0.06%	275
2016 Q3	$4.25M	Buy	650,397 +32,387	+5%	+$202K	0.06%	275
2016 Q2	$3.73M	Sell	618,010 -7,396	-1%	-$44.2K	0.06%	288
2016 Q1	$3.67M	Sell	625,406 -12,920	-2%	-$71.9K	0.06%	277
2015 Q4	$3.68M	Buy	638,326 +14,877	+2%	+$85.7K	0.07%	257
2015 Q3	$3.69M	Buy	623,449 +13,259	+2%	+$82.1K	0.08%	252
2015 Q2	$3.9M	Buy	610,190 +11,942	+2%	+$79.6K	0.07%	268
2015 Q1	$3.98M	Buy	598,248 +584,305	+4,191%	+$3.84M	0.08%	262
2014 Q4	$91K	Buy	13,943 +5,163	+59%	+$34.2K	﹤0.01%	1955
2014 Q3	$59K	Buy	8,780 +94	+1%	+$649	﹤0.01%	1927
2014 Q2	$61K	Buy	8,686 +104	+1%	+$729	﹤0.01%	1924
2014 Q1	$61K	Buy	8,582 +67	+0.8%	+$481	﹤0.01%	1818
2013 Q4	$61K	Buy	8,515 +144	+2%	+$1.02K	﹤0.01%	1784
2013 Q3	$60K	Buy	8,371 +108	+1%	+$782	﹤0.01%	1704
2013 Q2	$63K	Buy	+8,263	New	+$65.1K	﹤0.01%	1572

Other funds holding NSL

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 12.96% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

CBA

Coastal Bridge Advisors Westport, Connecticut $1.41B AUM 24.15% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

NCM

Next Capital Management New York $370M AUM 13.07% 1-Year Est. Return

Ladenburg Thalmann Financial Services's NSL Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its NUVEEN SENIOR INCM FD (NSL) stake by 0.69% in Q4 2019, selling an estimated $2.77K and leaving 69,953 shares worth $418K. The position accounts for ﹤0.01% of the portfolio, ranked #1965.

Ladenburg Thalmann Financial Services first reported a position in NSL in Q2 2013 and has held it in 27 quarters since. The position peaked at $4.54M in Q4 2016. 68 funds tracked by Wall St. Rank hold NSL as of Q4 2019.

Ladenburg Thalmann Financial Services held 69,953 shares of NUVEEN SENIOR INCM FD worth $418K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 483 NUVEEN SENIOR INCM FD shares in Q4 2019, an estimated $2.77K.
NUVEEN SENIOR INCM FD made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1965 holding.
Ladenburg Thalmann Financial Services first reported a position in NUVEEN SENIOR INCM FD in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's NUVEEN SENIOR INCM FD position peaked at $4.54M in Q4 2016.
68 funds tracked by Wall St. Rank held NUVEEN SENIOR INCM FD as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.