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NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$121M
AUM Growth
+$9.83M
Cap. Flow
+$7.61M
Cap. Flow %
6.29%
Top 10 Hldgs %
50.51%
Holding
115
New
25
Increased
39
Reduced
23
Closed
26

Top Buys

Rank Stock Value
1
VVR icon
Invesco Senior Income Trust
VVR
+$3.18M
2
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$2.95M
3
GLO
Clough Global Opportunities Fund
GLO
+$2.42M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$1.66M
5
DRA
Diversified Real Asset Income Fd
DRA
+$1.61M

Top Sells

Rank Stock Value
1
JSD
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
+$2.9M
2
NIO
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
+$1.8M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$1.61M
4
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$1.47M
5
NCV
Virtus Convertible & Income Fund
NCV
+$1.47M

Sector Composition

Rank Sector Weight
1 Energy 10.63%
2 Materials 5.89%
3 Financials 4.08%
4 Communication Services 2.58%
5 Technology 1.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEM icon
51
Newmont
NEM
$98.6B
$503K 0.42%
12,868
-5,409
-30% -$179K
PSX icon
52
Phillips 66
PSX
$84.4B
$499K 0.41%
6,292
+2,031
+48% +$166K
MPC icon
53
Marathon Petroleum
MPC
$92.7B
$476K 0.39%
12,536
+1,669
+15% +$61.3K
EMN icon
54
Eastman Chemical
EMN
$7.93B
$472K 0.39%
6,950
+1,900
+38% +$140K
CX icon
55
Cemex
CX
$18.2B
$462K 0.38%
77,882
-10,918
-12% -$70K
INFY icon
56
Infosys
INFY
$45.4B
$457K 0.38%
51,168
-6,380
-11% -$59.7K
AAPL icon
57
Apple
AAPL
$4.82T
$436K 0.36%
18,232
-18,224
-50% -$453K
WMB icon
58
Williams Companies
WMB
$89.4B
$435K 0.36%
20,089
+989
+5% +$19.9K
BAK icon
59
Braskem
BAK
$928M
$433K 0.36%
36,567
-5,474
-13% -$68.1K
IBB icon
60
iShares Biotechnology ETF
IBB
$9.31B
$425K 0.35%
+4,959
New +$445K
MBT
61
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$424K 0.35%
51,187
-7,798
-13% -$68.9K
CNQ icon
62
Canadian Natural Resources
CNQ
$93.6B
$416K 0.34%
27,561
+2,420
+10% +$34.2K
PBF icon
63
PBF Energy
PBF
$7.56B
$413K 0.34%
17,379
+818
+5% +$23.5K
RIO icon
64
Rio Tinto
RIO
$148B
$406K 0.34%
+12,966
New +$387K
GPOR
65
DELISTED
Gulfport Energy Corp.
GPOR
$399K 0.33%
+12,774
New +$387K
RIG icon
66
Transocean
RIG
$5.72B
$395K 0.33%
33,226
+5,972
+22% +$61.1K
VIPS icon
67
Vipshop
VIPS
$7.01B
$383K 0.32%
34,304
+1,626
+5% +$19.9K
NRK icon
68
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$919M
$377K 0.31%
26,577
-62,268
-70% -$865K
CBI
69
DELISTED
Chicago Bridge & Iron Nv
CBI
$356K 0.29%
10,274
+1,305
+15% +$48.2K
DO
70
DELISTED
Diamond Offshore Drilling
DO
$353K 0.29%
14,501
+731
+5% +$17.4K
FCX icon
71
Freeport-McMoran
FCX
$89.1B
$344K 0.28%
+30,906
New +$342K
JD icon
72
JD.com
JD
$41.3B
$334K 0.28%
15,734
-1,708
-10% -$41.3K
WLK icon
73
Westlake Corp
WLK
$9.83B
$326K 0.27%
7,606
+1,366
+22% +$62.4K
CPE
74
DELISTED
Callon Petroleum Company
CPE
$326K 0.27%
+2,904
New +$311K
BHI
75
DELISTED
Baker Hughes
BHI
$314K 0.26%
+6,966
New +$316K
1 2
3
4 5

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Newgate Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, Newgate Capital Management held 115 positions worth $121M, up 8.8% from $111M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Newgate Capital Management deployed $7.61M of net new capital in Q2 2016, opening 25 new positions and adding to 39 existing holdings. Its largest new stake was Nuveen AMT-Free Municipal Credit Income Fund: 188,667 shares worth $3.05M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, up from 9.3% a quarter earlier, followed by Materials and Financials.

On the sell side, the largest reduction was NUVEEN SENIOR INCM FD, an estimated $1.61M trimmed.

  • Newgate Capital Management's largest Q2 2016 buy was Nuveen AMT-Free Municipal Credit Income Fund: 188,667 shares worth $3.05M.
  • Newgate Capital Management added most to Invesco Senior Income Trust in Q2 2016, an estimated $3.18M increase.
  • Newgate Capital Management's biggest Q2 2016 reduction was NUVEEN SENIOR INCM FD, cutting an estimated $1.61M.
  • Newgate Capital Management fully exited NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND in Q2 2016, selling an estimated $2.9M.
  • Newgate Capital Management's ten largest holdings make up 51% of its $121M portfolio in Q2 2016.
  • Newgate Capital Management opened 25 new positions and closed 26 in Q2 2016.
  • Newgate Capital Management's portfolio value rose 8.8% quarter-over-quarter to $121M.

Based on Newgate Capital Management's 13F filing for Q2 2016, filed 3 Aug 2016.