Newgate Capital Management’s Rio Tinto RIO Stock Holding History

Newgate Capital Management’s Portfolio RIO Stock Details RIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	$406K	Buy	+12,966	New	+$387K	0.34%	64
2015 Q2	–	Sell	-9,870	Closed	-$409K	–	110
2015 Q1	$409K	Sell	9,870 -6,888	-41%	-$311K	0.29%	72
2014 Q4	$772K	Sell	16,758 -2,604	-13%	-$123K	0.51%	56
2014 Q3	$952K	Sell	19,362 -25,482	-57%	-$1.41M	0.55%	50
2014 Q2	$2.43M	Sell	44,844 -14,281	-24%	-$775K	0.64%	54
2014 Q1	$3.3M	Sell	59,125 -11,244	-16%	-$613K	0.73%	46
2013 Q4	$3.97M	Sell	70,369 -3,455	-5%	-$180K	0.78%	39
2013 Q3	$3.6M	Sell	73,824 -27,618	-27%	-$1.29M	0.63%	58
2013 Q2	$4.17M	Buy	+101,442	New	+$4.53M	0.58%	65

Other funds holding RIO

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

IAM

Impala Asset Management Palm Beach, Florida $215M AUM 86.77% 1-Year Est. Return

EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BlackRock Advisors Wilmington, Delaware $98.8B AUM 15.8% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Newgate Capital Management's RIO Position: Q2 2016 in Review

Newgate Capital Management opened a new position in Rio Tinto (RIO) in Q2 2016: 12,966 shares worth $406K. The stake represents 0.34% of the portfolio and ranks #64 among its holdings. This is a return to the name: Newgate Capital Management previously reported a position in RIO as recently as Q1 2015.

Newgate Capital Management first reported a position in RIO in Q2 2013 and has held it in 9 quarters since. The position peaked at $4.17M in Q2 2013. 276 funds tracked by Wall St. Rank hold RIO as of Q2 2016.

Newgate Capital Management held 12,966 shares of Rio Tinto worth $406K as of Q2 2016.
Rio Tinto was a new Newgate Capital Management position in Q2 2016.
Rio Tinto made up 0.34% of Newgate Capital Management's portfolio in Q2 2016, its #64 holding.
Newgate Capital Management first reported a position in Rio Tinto in Q2 2013 and has held it in 9 quarters since.
Newgate Capital Management's Rio Tinto position peaked at $4.17M in Q2 2013.
276 funds tracked by Wall St. Rank held Rio Tinto as of Q2 2016.

Based on Newgate Capital Management's 13F filing for Q2 2016, filed 3 Aug 2016.