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Rio Tinto

306 hedge funds and large institutions have $5.42B invested in Rio Tinto in 2013 Q4 according to their latest regulatory filings, with 49 funds opening new positions, 84 increasing their positions, 125 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 510 (+5)

48% more first-time investments, than exits

New positions opened: 49 | Existing positions closed: 33

21% more capital invested

Capital invested by funds: $4.48B → $5.42B (+$936M)

5% more funds holding

Funds holding: 291306 (+15)

0.27% more ownership

Funds ownership: 6.51%6.77% (+0.27%)

3% less call options, than puts

Call options by funds: $186M | Put options by funds: $191M

33% less repeat investments, than reductions

Existing positions increased: 84 | Existing positions reduced: 125

Holders
306
Holders Change
+15
Holders Change %
+5.15%
% of All Funds
8.88%
Holding in Top 10
10
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+100%
% of All Funds
0.29%
New
49
Increased
84
Reduced
125
Closed
33
Calls
$186M
Puts
$191M
Net Calls
-$5.64M
Net Calls Change
-$68.5M
Name Holding Trade Value Shares
Change
Change in
Stake
Franklin Resources
1
Franklin Resources
California
$1.22B +$87.6M +1,683,255 +8%
State Farm Mutual Automobile Insurance
2
State Farm Mutual Automobile Insurance
Illinois
$764M
WI
3
WHV Investments
California
$444M -$46.5M -894,037 -10%
EARNEST Partners
4
EARNEST Partners
Georgia
$177M +$163M +3,143,159 New
Goldman Sachs
5
Goldman Sachs
New York
$175M +$50.6M +971,866 +46%
Deutsche Bank
6
Deutsche Bank
Germany
$143M +$128M +2,454,488 +2,830%
Allianz Asset Management
7
Allianz Asset Management
Germany
$142M -$989K -19,006 -0.7%
Lord, Abbett & Co
8
Lord, Abbett & Co
New Jersey
$126M +$3.44M +66,194 +3%
Bank of America
9
Bank of America
North Carolina
$118M -$2.07M -39,844 -2%
Citigroup
10
Citigroup
New York
$105M -$98M -1,884,044 -50%
NAMA
11
Nikko Asset Management Americas
New York
$100M -$18.7M -359,400 -17%
Wellington Management Group
12
Wellington Management Group
Massachusetts
$100M +$47.3M +909,266 +105%
MAA
13
Managed Account Advisors
New Jersey
$99.8M -$692K -13,294 -0.7%
Jennison Associates
14
Jennison Associates
New York
$87.4M +$18.9M +364,149 +31%
Wells Fargo
15
Wells Fargo
California
$86.9M -$16M -307,865 -17%
PHAM
16
Pacific Heights Asset Management
California
$84.6M -$5.2M -100,000 -6%
SCM
17
Snow Capital Management
Pennsylvania
$80M +$14.1M +271,134 +24%
Mackenzie Financial
18
Mackenzie Financial
Ontario, Canada
$78.5M -$14.6M -280,500 -17%
T. Rowe Price Associates
19
T. Rowe Price Associates
Maryland
$61.1M -$6.45M -123,910 -10%
JHIU
20
Janus Henderson Investors US
Colorado
$57.1M +$357K +6,870 +0.7%
AAMU
21
Amundi Asset Management US
Massachusetts
$51M +$39.6M +761,480 +535%
RFS
22
Rockefeller Financial Services
New York
$50.6M +$46.6M +895,801 New
Dimensional Fund Advisors
23
Dimensional Fund Advisors
Texas
$48.6M +$5.29M +101,714 +13%
Jane Street
24
Jane Street
New York
$46.7M +$37.5M +721,153 +680%
USAA
25
United Services Automobile Association
Texas
$44.1M +$15.9M +306,491 +65%

RIO Hedge Fund Activity: Q4 2013 in Review

306 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Rio Tinto (RIO) for Q4 2013, worth a combined $5.42B — up 21% from $4.48B a quarter earlier.

Buyers outnumbered sellers: 49 funds opened new RIO positions and 33 closed out — a net gain of 16 holders — while 84 added to existing stakes and 125 trimmed.

The largest buyer was EARNEST Partners, opening a new position worth an estimated $163M. The largest seller was ING Group, exiting entirely with an estimated $102M sold.

  • 306 institutional investors held Rio Tinto (RIO) as of Q4 2013, up from 291 in Q3 2013.
  • Funds reported $5.42B of Rio Tinto stock for Q4 2013, up 21% quarter-over-quarter.
  • 49 funds opened new Rio Tinto positions in Q4 2013 and 33 closed out, a net change of +16 holders.
  • The largest Rio Tinto buyer in Q4 2013 was EARNEST Partners, an estimated $163M added.
  • The largest Rio Tinto seller in Q4 2013 was ING Group, an estimated $102M sold.

Based on aggregated 13F filings for Q4 2013.