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Rio Tinto

280 hedge funds and large institutions have $3.04B invested in Rio Tinto in 2016 Q3 according to their latest regulatory filings, with 42 funds opening new positions, 80 increasing their positions, 102 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 36

1% more funds holding

Funds holding: 276280 (+4)

5% more capital invested

Capital invested by funds: $2.9B → $3.04B (+$143M)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0.12% less ownership

Funds ownership: 6.75%6.62% (-0.12%)

5% less call options, than puts

Call options by funds: $114M | Put options by funds: $120M

22% less repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 102

Holders
280
Holders Change
+4
Holders Change %
+1.45%
% of All Funds
7.47%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.08%
New
42
Increased
80
Reduced
102
Closed
36
Calls
$114M
Puts
$120M
Net Calls
-$5.55M
Net Calls Change
+$59.4M
Name Holding Trade Value Shares
Change
Change in
Stake
Franklin Resources
1
Franklin Resources
California
$762M -$85M -2,666,135 -10%
State Farm Mutual Automobile Insurance
2
State Farm Mutual Automobile Insurance
Illinois
$452M
IAM
3
Impala Asset Management
Florida
$112M +$24.2M +760,529 +29%
Morgan Stanley
4
Morgan Stanley
New York
$100M -$7.56M -237,245 -7%
LM
5
Luminus Management
Texas
$98.9M +$50.1M +1,570,898 +113%
EARNEST Partners
6
EARNEST Partners
Georgia
$83.1M -$3.47M -108,880 -4%
BA
7
BlackRock Advisors
Delaware
$79.4M +$12.9M +403,306 +20%
Wellington Management Group
8
Wellington Management Group
Massachusetts
$70.9M +$55.2M +1,732,930 +445%
Bank of America
9
Bank of America
North Carolina
$70.4M -$515K -16,159 -0.8%
CS
10
Credit Suisse
Switzerland
$58.7M +$54M +1,694,960 +2,739%
Dimensional Fund Advisors
11
Dimensional Fund Advisors
Texas
$54.5M +$667K +20,930 +1%
Goldman Sachs
12
Goldman Sachs
New York
$48.5M +$1.16M +36,447 +3%
Barrow, Hanley, Mewhinney & Strauss
13
Barrow, Hanley, Mewhinney & Strauss
Texas
$46.9M -$832K -26,100 -2%
Capital International Investors
14
Capital International Investors
California
$40.6M
Jennison Associates
15
Jennison Associates
New York
$38.5M +$4.67M +146,573 +15%
NAMA
16
Nikko Asset Management Americas
New York
$35.5M +$3.93M +123,400 +13%
Sumitomo Mitsui Trust Group
17
Sumitomo Mitsui Trust Group
Japan
$35.5M +$33.9M +1,064,164 New
Bank of Montreal
18
Bank of Montreal
Ontario, Canada
$30.3M +$16.3M +510,279 +129%
Renaissance Technologies
19
Renaissance Technologies
New York
$30.2M -$29.1M -911,800 -50%
Lord, Abbett & Co
20
Lord, Abbett & Co
New Jersey
$28.8M +$2.1M +65,790 +8%
JP Morgan Chase
21
JP Morgan Chase
New York
$28.7M -$14.9M -466,303 -35%
CGM
22
Capital Growth Management
Massachusetts
$25.1M +$23.9M +750,000 New
Northern Trust
23
Northern Trust
Illinois
$23.9M +$1.65M +51,795 +8%
Arrowstreet Capital
24
Arrowstreet Capital
Massachusetts
$23.4M -$109M -3,433,488 -83%
Barclays
25
Barclays
United Kingdom
$22.2M -$2.63M -82,402 -11%

RIO Hedge Fund Activity: Q3 2016 in Review

280 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Rio Tinto (RIO) for Q3 2016, worth a combined $3.04B — up 4.9% from $2.9B a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new RIO positions and 36 closed out — a net gain of 6 holders — while 80 added to existing stakes and 102 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $55.2M. The largest seller was Arrowstreet Capital, cutting an estimated $109M.

  • 280 institutional investors held Rio Tinto (RIO) as of Q3 2016, up from 276 in Q2 2016.
  • Funds reported $3.04B of Rio Tinto stock for Q3 2016, up 4.9% quarter-over-quarter.
  • 42 funds opened new Rio Tinto positions in Q3 2016 and 36 closed out, a net change of +6 holders.
  • The largest Rio Tinto buyer in Q3 2016 was Wellington Management Group, an estimated $55.2M added.
  • The largest Rio Tinto seller in Q3 2016 was Arrowstreet Capital, an estimated $109M sold.

Based on aggregated 13F filings for Q3 2016.