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Rio Tinto

301 hedge funds and large institutions have $5.67B invested in Rio Tinto in 2014 Q1 according to their latest regulatory filings, with 33 funds opening new positions, 95 increasing their positions, 113 reducing their positions, and 34 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more capital invested

Capital invested by funds: $5.42B → $5.67B (+$256M)

0.41% more ownership

Funds ownership: 6.77%7.19% (+0.41%)

3% less first-time investments, than exits

New positions opened: 33 | Existing positions closed: 34

2% less funds holding

Funds holding: 306301 (-5)

10% less funds holding in top 10

Funds holding in top 10: 109 (-1)

16% less repeat investments, than reductions

Existing positions increased: 95 | Existing positions reduced: 113

48% less call options, than puts

Call options by funds: $188M | Put options by funds: $360M

Holders
301
Holders Change
-5
Holders Change %
-1.63%
% of All Funds
8.69%
Holding in Top 10
9
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-10%
% of All Funds
0.26%
New
33
Increased
95
Reduced
113
Closed
34
Calls
$188M
Puts
$360M
Net Calls
-$172M
Net Calls Change
-$166M
Name Holding Trade Value Shares
Change
Change in
Stake
Franklin Resources
1
Franklin Resources
California
$1.29B +$80.1M +1,469,290 +7%
State Farm Mutual Automobile Insurance
2
State Farm Mutual Automobile Insurance
Illinois
$756M
Deutsche Bank
3
Deutsche Bank
Germany
$421M +$272M +4,998,394 +197%
WI
4
WHV Investments
California
$398M -$40.1M -735,095 -9%
Goldman Sachs
5
Goldman Sachs
New York
$370M +$193M +3,541,918 +115%
EARNEST Partners
6
EARNEST Partners
Georgia
$182M +$6.05M +111,018 +4%
Allianz Asset Management
7
Allianz Asset Management
Germany
$131M -$9.36M -171,689 -7%
Bank of America
8
Bank of America
North Carolina
$122M +$4.89M +89,703 +4%
MAA
9
Managed Account Advisors
New Jersey
$96.3M -$2.38M -43,684 -2%
Jennison Associates
10
Jennison Associates
New York
$84.1M -$2.27M -41,658 -3%
PHAM
11
Pacific Heights Asset Management
California
$83.7M
Wellington Management Group
12
Wellington Management Group
Massachusetts
$83.2M -$15.5M -284,215 -16%
Wells Fargo
13
Wells Fargo
California
$83.1M -$2.78M -50,951 -3%
SCM
14
Snow Capital Management
Pennsylvania
$82.2M +$2.98M +54,662 +4%
NAMA
15
Nikko Asset Management Americas
New York
$81.6M -$16M -294,300 -16%
Morgan Stanley
16
Morgan Stanley
New York
$70.8M +$34.9M +639,533 +102%
Mackenzie Financial
17
Mackenzie Financial
Ontario, Canada
$61.2M -$16.1M -295,600 -21%
AAMU
18
Amundi Asset Management US
Massachusetts
$59.9M +$9.24M +169,628 +19%
JP Morgan Chase
19
JP Morgan Chase
New York
$56.2M +$17M +311,528 +45%
Dimensional Fund Advisors
20
Dimensional Fund Advisors
Texas
$54.8M +$6.58M +120,821 +14%
RFS
21
Rockefeller Financial Services
New York
$51.1M +$1.08M +19,796 +2%
Citigroup
22
Citigroup
New York
$48.7M -$54.3M -995,612 -53%
Northern Trust
23
Northern Trust
Illinois
$44.9M +$18.2M +333,720 +71%
USAA
24
United Services Automobile Association
Texas
$44.7M +$1.08M +19,728 +3%
Lord, Abbett & Co
25
Lord, Abbett & Co
New Jersey
$42.8M -$79.6M -1,461,183 -66%

RIO Hedge Fund Activity: Q1 2014 in Review

301 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Rio Tinto (RIO) for Q1 2014, worth a combined $5.67B — up 4.7% from $5.42B a quarter earlier.

Sellers outnumbered buyers: 34 funds closed out of RIO and 33 opened new positions — a net loss of 1 holder — while 113 trimmed existing stakes and 95 added.

The largest buyer was Deutsche Bank, adding an estimated $272M. The largest seller was Lord, Abbett & Co, cutting an estimated $79.6M.

  • 301 institutional investors held Rio Tinto (RIO) as of Q1 2014, down from 306 in Q4 2013.
  • Funds reported $5.67B of Rio Tinto stock for Q1 2014, up 4.7% quarter-over-quarter.
  • 33 funds opened new Rio Tinto positions in Q1 2014 and 34 closed out, a net change of -1 holder.
  • The largest Rio Tinto buyer in Q1 2014 was Deutsche Bank, an estimated $272M added.
  • The largest Rio Tinto seller in Q1 2014 was Lord, Abbett & Co, an estimated $79.6M sold.

Based on aggregated 13F filings for Q1 2014.