We are live on
!
Find out more
NCM
Newgate Capital Management Portfolio holdings
AUM
$121M
1-Year Est. Return
3.73%
This Fund
S&P 500
This Quarter
Est. Return
+3.44%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$121M
AUM Growth
+$9.83M
(+8.8%)
Cap. Flow
+$7.61M
Cap. Flow
% of AUM
6.29%
Top 10 Holdings %
Top 10 Hldgs %
50.51%
Holding
115
New
25
Increased
39
Reduced
23
Closed
26
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Senior Income Trust
VVR
|
+$3.18M |
| 2 |
Nuveen AMT-Free Municipal Credit Income Fund
NVG
|
+$2.95M |
| 3 |
GLO
Clough Global Opportunities Fund
GLO
|
+$2.42M |
| 4 |
BRW
Saba Capital Income & Opportunities Fund
BRW
|
+$1.66M |
| 5 |
DRA
Diversified Real Asset Income Fd
DRA
|
+$1.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
JSD
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
|
+$2.9M |
| 2 |
NIO
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
|
+$1.8M |
| 3 |
NSL
NUVEEN SENIOR INCM FD
NSL
|
+$1.61M |
| 4 |
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
|
+$1.47M |
| 5 |
NCV
Virtus Convertible & Income Fund
NCV
|
+$1.47M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 10.63% |
| 2 | Materials | 5.89% |
| 3 | Financials | 4.08% |
| 4 | Communication Services | 2.58% |
| 5 | Technology | 1.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Halliburton
HAL
$27.7B
| $1.23M | 1.01% |
27,042
+4,609
| +21% | +$190K |
|
27
Korea Electric Power
KEP
$15.1B
| $1.18M | 0.97% |
45,358
-6,299
| -12% | -$162K |
|
|
NPI
28
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
| $1.14M | 0.94% |
+74,330
| New | +$1.11M |
|
|
PXD
29
DELISTED
Pioneer Natural Resource Co.
PXD
| $1.08M | 0.89% |
7,163
+4,419
| +161% | +$693K |
|
30
TSMC
TSM
$2.2T
| $938K | 0.78% |
35,745
-10,203
| -22% | -$255K |
|
|
SHI
31
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
| $907K | 0.75% |
19,778
-929
| -4% | -$44.3K |
|
32
Alibaba
BABA
$283B
| $814K | 0.67% |
10,236
+1,847
| +22% | +$145K |
|
|
NPM
33
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
| $758K | 0.63% |
+49,141
| New | +$742K |
|
|
NPF
34
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
| $756K | 0.62% |
50,341
+26,378
| +110% | +$387K |
|
35
Wheaton Precious Metals
WPM
$49.9B
| $743K | 0.61% |
31,571
+2,130
| +7% | +$41.1K |
|
36
EOG Resources
EOG
$76.4B
| $699K | 0.58% |
8,395
+2,863
| +52% | +$229K |
|
|
NFX
37
DELISTED
Newfield Exploration
NFX
| $657K | 0.54% |
+14,874
| New | +$571K |
|
38
Celanese
CE
$5.09B
| $651K | 0.54% |
9,996
+2,661
| +36% | +$185K |
|
39
LyondellBasell Industries
LYB
$19.8B
| $648K | 0.54% |
8,711
+2,769
| +47% | +$229K |
|
40
Devon Energy
DVN
$50.9B
| $636K | 0.53% |
17,533
+2,209
| +14% | +$74.9K |
|
|
ANDV
41
DELISTED
Andeavor
ANDV
| $634K | 0.52% |
8,463
+2,559
| +43% | +$203K |
|
|
TSE
42
DELISTED
Trinseo
TSE
| $612K | 0.51% |
14,356
+515
| +4% | +$22.6K |
|
|
RDS.A
43
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $586K | 0.48% |
+10,619
| New | +$540K |
|
|
KRA
44
DELISTED
Kraton Corporation
KRA
| $570K | 0.47% |
20,392
-3,344
| -14% | -$81.8K |
|
45
APA Corp
APA
$12.6B
| $567K | 0.47% |
+10,239
| New | +$557K |
|
46
Meta Platforms (Facebook)
META
$1.63T
| $541K | 0.45% |
4,737
| – | – |
|
47
Valero Energy
VLO
$93.5B
| $541K | 0.45% |
10,602
+2,349
| +28% | +$133K |
|
48
NetEase
NTES
$82.9B
| $537K | 0.44% |
13,900
-8,715
| -39% | -$271K |
|
49
KB Financial Group
KB
$42.2B
| $533K | 0.44% |
+18,739
| New | +$544K |
|
50
Shinhan Financial Group
SHG
$33.7B
| $518K | 0.43% |
15,834
+4,907
| +45% | +$168K |
|
Similar funds
HDE
BPV
FV2GP
EIGI
EGA
WCM
WCM
VP
Newgate Capital Management's Q2 2016 Portfolio in Review
As of Q2 2016, Newgate Capital Management held 115 positions worth $121M, up 8.8% from $111M the previous quarter. Its ten largest holdings account for 51% of the portfolio.
Newgate Capital Management deployed $7.61M of net new capital in Q2 2016, opening 25 new positions and adding to 39 existing holdings. Its largest new stake was Nuveen AMT-Free Municipal Credit Income Fund: 188,667 shares worth $3.05M.
By sector, the portfolio is most concentrated in Energy at 11% of assets, up from 9.3% a quarter earlier, followed by Materials and Financials.
On the sell side, the largest reduction was NUVEEN SENIOR INCM FD, an estimated $1.61M trimmed.
- Newgate Capital Management's largest Q2 2016 buy was Nuveen AMT-Free Municipal Credit Income Fund: 188,667 shares worth $3.05M.
- Newgate Capital Management added most to Invesco Senior Income Trust in Q2 2016, an estimated $3.18M increase.
- Newgate Capital Management's biggest Q2 2016 reduction was NUVEEN SENIOR INCM FD, cutting an estimated $1.61M.
- Newgate Capital Management fully exited NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND in Q2 2016, selling an estimated $2.9M.
- Newgate Capital Management's ten largest holdings make up 51% of its $121M portfolio in Q2 2016.
- Newgate Capital Management opened 25 new positions and closed 26 in Q2 2016.
- Newgate Capital Management's portfolio value rose 8.8% quarter-over-quarter to $121M.
Based on Newgate Capital Management's 13F filing for Q2 2016, filed 3 Aug 2016.