ClearBridge Investments’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

ClearBridge Investments’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-57,760	Closed	-$2M	–	717
2023 Q2	$2M	Buy	57,760 +1,400	+2%	+$46.1K	﹤0.01%	597
2023 Q1	$1.82M	Hold	56,360	–	–	﹤0.01%	615
2022 Q4	$1.88M	Sell	56,360 -700	-1%	-$23.7K	﹤0.01%	626
2022 Q3	$1.7M	Sell	57,060 -4,500	-7%	-$146K	﹤0.01%	640
2022 Q2	$1.77M	Hold	61,560	–	–	﹤0.01%	646
2022 Q1	$2.08M	Hold	61,560	–	–	﹤0.01%	660
2021 Q4	$1.66M	Sell	61,560 -200	-0.3%	-$5.71K	﹤0.01%	683
2021 Q3	$1.68M	Hold	61,760	–	–	﹤0.01%	677
2021 Q2	$1.81M	Hold	61,760	–	–	﹤0.01%	668
2021 Q1	$1.44M	Buy	+61,760	New	+$1.31M	﹤0.01%	653
2020 Q4	–	Sell	-28,360	Closed	-$313K	–	825
2020 Q3	$313K	Sell	28,360 -1,340	-5%	-$19.2K	﹤0.01%	741
2020 Q2	$474K	Sell	29,700 -867	-3%	-$13.9K	﹤0.01%	664
2020 Q1	$280K	Buy	30,567 +1,167	+4%	+$49.1K	﹤0.01%	680
2019 Q4	$1.68M	Buy	29,400 +1,300	+5%	+$69.7K	﹤0.01%	629
2019 Q3	$1.6M	Buy	28,100 +1,100	+4%	+$64K	﹤0.01%	641
2019 Q2	$1.61M	Sell	27,000 -1,000	-4%	-$61.6K	﹤0.01%	645
2019 Q1	$1.77M	Sell	28,000 -500	-2%	-$30.4K	﹤0.01%	645
2018 Q4	$1.48M	Sell	28,500 -7,780	-21%	-$487K	﹤0.01%	665
2018 Q3	$2.64M	Sell	36,280 -4,800	-12%	-$352K	﹤0.01%	646
2018 Q2	$2.9M	Sell	41,080 -200	-0.5%	-$14.1K	﹤0.01%	558
2018 Q1	$2.6M	Hold	41,280	–	–	﹤0.01%	558
2017 Q4	$3.15M	Sell	41,280 -192	-0.5%	-$13.2K	﹤0.01%	541
2017 Q3	$3.08M	Buy	41,472 +2,400	+6%	+$181K	﹤0.01%	547
2017 Q2	$2.98M	Buy	39,072 +540	+1%	+$43.5K	﹤0.01%	541
2017 Q1	$3.22M	Buy	38,532 +2,912	+8%	+$243K	﹤0.01%	557
2016 Q4	$2.77M	Sell	35,620 -8,640	-20%	-$669K	﹤0.01%	579
2016 Q3	$3.6M	Sell	44,260 -3,450	-7%	-$276K	﹤0.01%	560
2016 Q2	$3.8M	Sell	47,710 -5,432	-10%	-$408K	﹤0.01%	570
2016 Q1	$3.61M	Buy	53,142 +6,500	+14%	+$410K	﹤0.01%	568
2015 Q4	$3.54M	Sell	46,642 -16,399	-26%	-$1.44M	﹤0.01%	591
2015 Q3	$5.46M	Buy	63,041 +1,110	+2%	+$120K	0.01%	555
2015 Q2	$7.2M	Buy	61,931 +5,300	+9%	+$670K	0.01%	527
2015 Q1	$7.07M	Buy	56,631 +7,367	+15%	+$949K	0.01%	534
2014 Q4	$6.8M	Sell	49,264 -1,029	-2%	-$139K	0.01%	563
2014 Q3	$7.01M	Buy	50,293 +329	+0.7%	+$47.5K	0.01%	555
2014 Q2	$7.46M	Sell	49,964 -330	-0.7%	-$46.6K	0.01%	552
2014 Q1	$6.7M	Buy	50,294 +250	+0.5%	+$32.7K	0.01%	546
2013 Q4	$6.81M	Buy	50,044 +4,374	+10%	+$587K	0.01%	530
2013 Q3	$6.09M	Sell	45,670 -380	-0.8%	-$51.9K	0.01%	540
2013 Q2	$6.48M	Buy	+46,050	New	+$6.29M	0.01%	537

Other funds holding CEM

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Woodline Partners San Francisco, California $26.4B AUM 44.85% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

ClearBridge Investments's CEM Position: Q3 2023 in Review

ClearBridge Investments sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q3 2023, closing a stake of 57,760 shares — an estimated $2M sold.

ClearBridge Investments first reported a position in CEM in Q2 2013 and held it in 40 quarters. The position peaked at $7.46M in Q2 2014. 72 funds tracked by Wall St. Rank hold CEM as of Q3 2023.

ClearBridge Investments reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q3 2023 after selling out during the quarter.
ClearBridge Investments sold 57,760 ClearBridge MLP and Midstream Fund Inc. shares in Q3 2023, an estimated $2M.
ClearBridge Investments first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2013 and held it in 40 quarters.
ClearBridge Investments's ClearBridge MLP and Midstream Fund Inc. position peaked at $7.46M in Q2 2014.
72 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q3 2023.

Based on ClearBridge Investments's 13F filing for Q3 2023, filed 13 Nov 2023.