CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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72 hedge funds and large institutions have $280M invested in ClearBridge MLP and Midstream Fund Inc. in 2015 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 23 increasing their positions, 23 reducing their positions, and 18 closing their positions.

Holders
72
Holders Change
-7
Holders Change %
-8.86%
% of All Funds
2.01%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
11
Increased
23
Reduced
23
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$46.8M
2
FT
2
Fiduciary Trust
Massachusetts
$7.56M
3
NP
3
NorthRock Partners
Minnesota
$15M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$7.88M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$1.08M

Top Sellers

1
1832 Asset Management
1
1832 Asset Management
Ontario, Canada
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$78.4M
3
SLF
3
Sun Life Financial
Ontario, Canada
$9.14M
4
CA
4
Cornerstone Advisors
North Carolina
$0
5
KA
5
Klingman & Associates
New York
$5.28M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$78.4M 4,525,888 -397,144 -8%
Bank of America
2
Bank of America
North Carolina
$46.8M 2,701,498 +679,975 +34%
Bessemer Group
3
Bessemer Group
New Jersey
$24.2M 1,394,588 -88,492 -6%
NP
4
NorthRock Partners
Minnesota
$15M 888,216 +94,790 +12%
GC
5
Guggenheim Capital
Illinois
$12.5M 719,836 -28,603 -4%
GKIM
6
GW&K Investment Management
Massachusetts
$11M 636,560 -6,346 -1%
SLF
7
Sun Life Financial
Ontario, Canada
$9.14M 90 -60 -40%
AAM
8
Advisors Asset Management
Colorado
$8.74M 504,307 -56,067 -10%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$7.88M 455,023 +67,691 +17%
Wells Fargo
10
Wells Fargo
California
$7.66M 442,453 -39,791 -8%
FT
11
Fiduciary Trust
Massachusetts
$7.56M 436,637 +436,637 New
UBS Group
12
UBS Group
Switzerland
$6.6M 381,206 -107,659 -22%
Invesco
13
Invesco
Georgia
$6.35M 366,551 +9,976 +3%
ClearBridge Investments
14
ClearBridge Investments
New York
$5.46M 315,207 +5,550 +2%
KA
15
Klingman & Associates
New York
– – -236,241 Closed
Citigroup
16
Citigroup
New York
$2.51M 145,144 +31,717 +28%
Ameriprise
17
Ameriprise
Minnesota
$2.43M 140,511 +6,340 +5%
OC
18
Oppenheimer & Co
New York
$1.77M 102,210 +1,615 +2%
LPL Financial
19
LPL Financial
California
$1.42M 76,523 -3,008 -4%
SI
20
Stephens Inc
Arkansas
$1.4M 80,807 -4,328 -5%
BOIA
21
Bush ODonnell Investment Advisors
Missouri
$1.38M 79,910 -1,000 -1%
PAG
22
Private Advisor Group
New Jersey
$1.34M 77,603 +17,016 +28%
RJA
23
Raymond James & Associates
Florida
$1.19M 68,800 +8,365 +14%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$1.16M 66,950 +7,620 +13%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$1.08M 62,175 +62,175 New
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