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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

72 hedge funds and large institutions have $280M invested in ClearBridge MLP and Midstream Fund Inc. in 2015 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 23 increasing their positions, 23 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 23

9% less funds holding

Funds holding: 7972 (-7)

26% less capital invested

Capital invested by funds: $378M → $280M (-$98M)

39% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 18

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
72
Holders Change
-7
Holders Change %
-8.86%
% of All Funds
2.01%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
11
Increased
23
Reduced
23
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$78.4M -$8.55M -79,428 -8%
Bank of America
2
Bank of America
North Carolina
$46.8M +$14.6M +135,995 +34%
Bessemer Group
3
Bessemer Group
New Jersey
$24.2M -$1.91M -17,698 -6%
NP
4
NorthRock Partners
Minnesota
$15M +$2.04M +18,958 +12%
GC
5
Guggenheim Capital
Illinois
$12.5M -$616K -5,721 -4%
GKIM
6
GW&K Investment Management
Massachusetts
$11M -$137K -1,269 -1%
SLF
7
Sun Life Financial
Ontario, Canada
$9.14M -$1.29K -12 -40%
AAM
8
Advisors Asset Management
Colorado
$8.73M -$1.21M -11,214 -10%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$7.88M +$1.46M +13,539 +17%
Wells Fargo
10
Wells Fargo
California
$7.66M -$857K -7,958 -8%
FT
11
Fiduciary Trust
Massachusetts
$7.56M +$9.4M +87,327 New
UBS Group
12
UBS Group
Switzerland
$6.6M -$2.32M -21,532 -22%
Invesco
13
Invesco
Georgia
$6.35M +$215K +1,995 +3%
ClearBridge Investments
14
ClearBridge Investments
New York
$5.46M +$120K +1,110 +2%
KA
15
Klingman & Associates
New York
$5.28M -$5.09M -47,248 Closed
Citigroup
16
Citigroup
New York
$2.51M +$683K +6,344 +28%
Ameriprise
17
Ameriprise
Minnesota
$2.43M +$137K +1,268 +5%
OC
18
Oppenheimer & Co
New York
$1.77M +$34.8K +323 +2%
LPL Financial
19
LPL Financial
California
$1.42M -$64.7K -601 -4%
SI
20
Stephens Inc
Arkansas
$1.4M -$93.3K -866 -5%
BOIA
21
Bush ODonnell Investment Advisors
Missouri
$1.38M -$21.5K -200 -1%
PAG
22
Private Advisor Group
New Jersey
$1.34M +$367K +3,404 +28%
RJA
23
Raymond James & Associates
Florida
$1.19M +$180K +1,673 +14%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$1.16M +$164K +1,524 +13%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$1.08M +$1.34M +12,435 New

CEM Hedge Fund Activity: Q3 2015 in Review

72 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q3 2015, worth a combined $280M — down 26% from $378M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of CEM and 11 opened new positions — a net loss of 7 holders — while 23 trimmed existing stakes and 23 added.

The largest buyer was Bank of America, adding an estimated $14.6M. The largest seller was Morgan Stanley, cutting an estimated $8.55M.

  • 72 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q3 2015, down from 79 in Q2 2015.
  • Funds reported $280M of ClearBridge MLP and Midstream Fund Inc. stock for Q3 2015, down 26% quarter-over-quarter.
  • 11 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q3 2015 and 18 closed out, a net change of -7 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q3 2015 was Bank of America, an estimated $14.6M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q3 2015 was Morgan Stanley, an estimated $8.55M sold.

Based on aggregated 13F filings for Q3 2015.