NP
CEM

NorthRock Partners’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

NorthRock Partners’s Portfolio CEM Stock Details CEM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q1 		– Sell
-3,677
Closed -$207K – 291
2019
Q4 		$207K Sell
3,677
-6,749
-65% -$362K 0.02% 250
2019
Q3 		$593K Sell
10,426
-880
-8% -$51.2K 0.08% 114
2019
Q2 		$689K Sell
11,306
-336,474
-97% -$20.7M 0.2% 28
2019
Q1 		$22M Buy
347,780
+22,155
+7% +$1.35M 5.81% 5
2018
Q4 		$17M Buy
325,625
+15,144
+5% +$948K 5.06% 6
2018
Q3 		$22.6M Buy
310,481
+10,138
+3% +$743K 6.5% 5
2018
Q2 		$21.2M Buy
300,343
+7,765
+3% +$546K 7.24% 4
2018
Q1 		$18.4M Buy
292,578
+4,109
+1% +$316K 6% 4
2017
Q4 		$22M Buy
288,469
+21,493
+8% +$1.48M 7.03% 4
2017
Q3 		$19.8M Buy
266,976
+6,947
+3% +$523K 7.53% 4
2017
Q2 		$19.9M Buy
260,029
+14,976
+6% +$1.21M 8.31% 4
2017
Q1 		$20.7M Sell
245,053
-95,544
-28% -$7.99M 8.9% 4
2016
Q4 		$26.5M Buy
340,597
+7,434
+2% +$576K 9.38% 4
2016
Q3 		$27.1M Buy
333,163
+8,771
+3% +$701K 11.6% 4
2016
Q2 		$25.8M Buy
324,392
+819
+0.3% +$61.4K 11.56% 4
2016
Q1 		$22M Buy
323,573
+135,171
+72% +$8.52M 11.4% 4
2015
Q4 		$14.3M Buy
188,402
+10,759
+6% +$948K 8.38% 6
2015
Q3 		$15M Buy
177,643
+18,958
+12% +$2.04M 9.48% 4
2015
Q2 		$18.5M Buy
158,685
+59,629
+60% +$7.54M 8.53% 3
2015
Q1 		$12.4M Buy
99,056
+13,291
+15% +$1.71M 7.35% 5
2014
Q4 		$11.9M Buy
+85,765
New +$11.6M 7.28% 5

Other funds holding CEM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
MGAM
McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return
AC
Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
MC
Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return
TB
Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
LCM
Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

NorthRock Partners's CEM Position: Q1 2020 in Review

NorthRock Partners sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q1 2020, closing a stake of 3,677 shares — an estimated $207K sold.

NorthRock Partners first reported a position in CEM in Q4 2014 and held it in 21 quarters. The position peaked at $27.1M in Q3 2016. 87 funds tracked by Wall St. Rank hold CEM as of Q1 2020.

  • NorthRock Partners reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q1 2020 after selling out during the quarter.
  • NorthRock Partners sold 3,677 ClearBridge MLP and Midstream Fund Inc. shares in Q1 2020, an estimated $207K.
  • NorthRock Partners first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q4 2014 and held it in 21 quarters.
  • NorthRock Partners's ClearBridge MLP and Midstream Fund Inc. position peaked at $27.1M in Q3 2016.
  • 87 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q1 2020.

Based on NorthRock Partners's 13F filing for Q1 2020, filed 13 May 2020.