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NorthRock Partners Portfolio holdings
AUM
$6.89B
Turnover
17.23%
1-Year Est. Return
19.83%
NorthRock Partners is a wealth management firm that offers financial planning, consulting and investment management through a model it calls the Personal Office. Each client gets a team covering areas such as investments, tax, estate planning and insurance. Its clients include corporate executives, business owners, athletes and entertainers, and families with generational wealth. A subsidiary of Sammons Financial Group owns most of NorthRock, with Rob Nelson and Todd Moser holding minority stakes, and its charitable arm, Foundation X, gives grants to nonprofits.
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$6.89B
AUM Growth
+$688M
(+11%)
Cap. Flow
+$35.8M
Cap. Flow % of AUM
Cap. Flow %
0.52%
Top 10 Holdings %
Top 10 Hldgs %
44.32%
Holding
743
New
65
Increased
246
Reduced
327
Closed
63
Avg Time Held
Equity + Options
2.8
years
Top 10 Avg Time Held
Equity + Options
2.9
years
Top 20 Avg Time Held
Equity + Options
3.3
years
Avg Time Held Equity only
2.9
years
Top 10 Avg Time Held Equity only
2.9
years
Top 20 Avg Time Held Equity only
3.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AB Tax-Aware Intermediate Municipal ETF
TAFM
|
+$67M |
| 2 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$49.7M |
| 3 |
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$39.7M |
| 4 |
iShares Global Infrastructure ETF
IGF
|
+$27.4M |
| 5 |
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
|
+$18.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Mortgage-Backed Securities ETF
JMTG
|
+$84.3M |
| 2 |
JPMorgan Ultra-Short Municipal Income ETF
JMST
|
+$42.2M |
| 3 |
Invesco QQQ Trust
QQQ
|
+$11.1M |
| 4 |
iShares Currency Hedged MSCI EAFE ETF
HEFA
|
+$10.6M |
| 5 |
ExxonMobil
XOM
|
+$10.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 83.13% |
| 2 | Technology | 6.85% |
| 3 | Consumer Staples | 2.44% |
| 4 | Financials | 2.26% |
| 5 | Industrials | 1.21% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
Vanguard S&P 500 ETF
VOO
$1.05T
| $412M | 5.98% |
599,760
+11,343
| +2% | +$7.56M |
2019 Q3
27 quarters
|
|
|
2
JPMorgan Mortgage-Backed Securities ETF
JMTG
$6.71B
| $410M | 5.94% |
8,082,572
-1,662,828
| -17% | -$84.3M |
2025 Q2
4 quarters
|
|
|
3
State Street SPDR Portfolio S&P 500 ETF
SPYM
$184B
| $407M | 5.9% |
4,629,596
+465,087
| +11% | +$39.7M |
2024 Q1
9 quarters
|
|
|
4
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$39B
| $297M | 4.31% |
4,889,672
+303,367
| +7% | +$18.2M |
2019 Q2
28 quarters
|
|
5
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54B
| $277M | 4.02% |
2,326,724
+132,109
| +6% | +$15.1M |
2019 Q2
28 quarters
|
|
|
6
iShares 0-3 Month Treasury Bond ETF
SGOV
$117B
| $276M | 4% |
2,736,985
+494,075
| +22% | +$49.7M |
2023 Q2
12 quarters
|
|
|
7
Invesco QQQ Trust
QQQ
$467B
| $275M | 3.99% |
373,687
-16,151
| -4% | -$11.1M |
2019 Q4
26 quarters
|
|
8
Vanguard Short-Term Treasury ETF
VGSH
$36.5B
| $274M | 3.98% |
4,710,769
-156,919
| -3% | -$9.15M |
2023 Q2
12 quarters
|
|
9
Apple
AAPL
$5.16T
| $221M | 3.21% |
764,922
-9,090
| -1% | -$2.6M |
2014 Q4
46 quarters
|
|
|
10
iShares Global Infrastructure ETF
IGF
$11B
| $205M | 2.97% |
3,076,200
+407,357
| +15% | +$27.4M |
2025 Q4
2 quarters
|
|
11
State Street SPDR S&P 500 ETF Trust
SPY
$803B
| $204M | 2.96% |
273,293
-11,601
| -4% | -$8.41M |
2014 Q4
46 quarters
|
|
12
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.83B
| $135M | 1.96% |
1,427,030
+83,282
| +6% | +$7.58M |
2019 Q2
28 quarters
|
|
|
13
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.7B
| $133M | 1.93% |
2,840,162
-234,600
| -8% | -$10.6M |
2025 Q3
3 quarters
|
|
14
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
| $129M | 1.88% |
1,153,617
+70,276
| +6% | +$7.45M |
2019 Q2
28 quarters
|
|
15
iShares Russell 1000 ETF
IWB
$48B
| $121M | 1.75% |
295,228
-3,034
| -1% | -$1.2M |
2022 Q4
14 quarters
|
|
|
16
AB Tax-Aware Intermediate Municipal ETF
TAFM
$1.17B
| $100M | 1.44% |
3,874,626
+2,632,091
| +212% | +$67M |
2025 Q2
4 quarters
|
|
17
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5B
| $91M | 1.32% |
834,093
+36,181
| +5% | +$3.73M |
2019 Q2
28 quarters
|
|
18
iShares Core MSCI Emerging Markets ETF
IEMG
$146B
| $90.8M | 1.32% |
1,096,059
+150,430
| +16% | +$12M |
2023 Q4
10 quarters
|
|
19
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$4.7B
| $87.3M | 1.27% |
732,397
+50,101
| +7% | +$5.42M |
2019 Q3
27 quarters
|
|
20
Hartford Multifactor US Equity ETF
ROUS
$784M
| $81.8M | 1.19% |
1,213,197
-61,372
| -5% | -$3.95M |
2025 Q3
3 quarters
|
|
21
iShares Russell Mid-Cap ETF
IWR
$58.3B
| $75.1M | 1.09% |
680,478
-27,291
| -4% | -$2.87M |
2019 Q3
27 quarters
|
|
22
iShares MSCI EAFE ETF
EFA
$77.2B
| $70.8M | 1.03% |
681,246
-2,430
| -0.4% | -$250K |
2019 Q3
27 quarters
|
|
23
NVIDIA
NVDA
$4.01T
| $65.1M | 0.95% |
325,443
-11,569
| -3% | -$2.38M |
2019 Q4
26 quarters
|
|
24
iShares 7-10 Year Treasury Bond ETF
IEF
$43.8B
| $62.6M | 0.91% |
662,231
+138,149
| +26% | +$13.1M |
2025 Q3
3 quarters
|
|
25
FT Vest Fund of Buffer ETFs
BUFR
$11B
| $61.6M | 0.89% |
1,687,130
+257,898
| +18% | +$9.24M |
2022 Q1
17 quarters
|
|
Similar funds
NorthRock Partners's Q2 2026 Portfolio in Review
As of Q2 2026, NorthRock Partners held 743 positions worth $6.89B, up 11% from $6.2B the previous quarter. Its ten largest holdings account for 44% of the portfolio.
NorthRock Partners's Q2 2026 filing shows 65 new, 246 increased, 327 reduced and 63 closed positions. Its largest new stake was iShares Flexible Equity Active ETF: 336,225 shares worth $8.61M. The largest sale was JPMorgan Mortgage-Backed Securities ETF, an estimated $84.3M.
By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 83% a quarter earlier, followed by Technology and Consumer Staples.
- NorthRock Partners's largest Q2 2026 buy was iShares Flexible Equity Active ETF: 336,225 shares worth $8.61M.
- NorthRock Partners added most to AB Tax-Aware Intermediate Municipal ETF in Q2 2026, an estimated $67M increase.
- NorthRock Partners's biggest Q2 2026 reduction was JPMorgan Mortgage-Backed Securities ETF, cutting an estimated $84.3M.
- NorthRock Partners fully exited ExxonMobil in Q2 2026, selling an estimated $10.3M.
- NorthRock Partners's ten largest holdings make up 44% of its $6.89B portfolio in Q2 2026.
- NorthRock Partners opened 65 new positions and closed 63 in Q2 2026.
- NorthRock Partners's portfolio value rose 11% quarter-over-quarter to $6.89B.
Based on NorthRock Partners's 13F filing for Q2 2026, filed 11 Aug 2026.