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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$6.89B
AUM Growth
+$688M
Cap. Flow
-$249M
Cap. Flow %
-3.62%
Top 10 Hldgs %
44.32%
Holding
743
New
65
Increased
240
Reduced
333
Closed
63

Top Buys

Rank Stock Value
1
TAFM icon
AB Tax-Aware Intermediate Municipal ETF
TAFM
+$67M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$49.7M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$39.7M
4
IGF icon
iShares Global Infrastructure ETF
IGF
+$27.4M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$18.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$140M
2
JMTG
JPMorgan Mortgage-Backed Securities ETF
JMTG
+$84.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$75.8M
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$42.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$42.2M

Sector Composition

Rank Sector Weight
1 Technology 6.85%
2 Consumer Staples 2.44%
3 Financials 2.25%
4 Industrials 1.21%
5 Healthcare 1.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
1
Vanguard S&P 500 ETF
VOO
$1.03T
$412M 5.98%
599,760
+11,343
+2% +$7.56M
JMTG
2
JPMorgan Mortgage-Backed Securities ETF
JMTG
$6.81B
$410M 5.94%
8,082,572
-1,662,828
-17% -$84.3M
SPYM
3
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
$407M 5.9%
4,629,596
+465,087
+11% +$39.7M
SPYV icon
4
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.6B
$297M 4.31%
4,889,672
+303,367
+7% +$18.2M
SPYG icon
5
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.9B
$277M 4.02%
2,326,724
+132,109
+6% +$15.1M
SGOV icon
6
iShares 0-3 Month Treasury Bond ETF
SGOV
$101B
$276M 4%
2,736,985
+494,075
+22% +$49.7M
QQQ icon
7
Invesco QQQ Trust
QQQ
$478B
$275M 3.99%
373,687
-16,151
-4% -$11.1M
VGSH icon
8
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$274M 3.98%
4,710,769
-156,919
-3% -$9.15M
AAPL icon
9
Apple
AAPL
$4.45T
$221M 3.21%
764,922
-9,090
-1% -$2.6M
IGF icon
10
iShares Global Infrastructure ETF
IGF
$10.7B
$205M 2.97%
3,076,200
+407,357
+15% +$27.4M
SPY icon
11
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$204M 2.96%
273,293
-11,601
-4% -$8.41M
MDYV icon
12
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.87B
$135M 1.96%
1,427,030
+83,282
+6% +$7.58M
HEFA icon
13
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.75B
$133M 1.93%
2,840,162
-234,600
-8% -$10.6M
MDYG icon
14
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
$129M 1.88%
1,153,617
+70,276
+6% +$7.45M
IWB icon
15
iShares Russell 1000 ETF
IWB
$50B
$121M 1.75%
295,228
-3,034
-1% -$1.2M
TAFM icon
16
AB Tax-Aware Intermediate Municipal ETF
TAFM
$722M
$99.5M 1.44%
3,874,626
+2,632,091
+212% +$67M
SLYV icon
17
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.06B
$91M 1.32%
834,093
+36,181
+5% +$3.73M
IEMG icon
18
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$90.8M 1.32%
1,096,059
+150,430
+16% +$12M
SLYG icon
19
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.2B
$87.3M 1.27%
732,397
+50,101
+7% +$5.42M
ROUS icon
20
Hartford Multifactor US Equity ETF
ROUS
$723M
$81.8M 1.19%
1,213,197
-61,372
-5% -$3.95M
IWR icon
21
iShares Russell Mid-Cap ETF
IWR
$57.7B
$75.1M 1.09%
680,478
-27,291
-4% -$2.87M
EFA icon
22
iShares MSCI EAFE ETF
EFA
$79.9B
$70.8M 1.03%
681,246
-2,430
-0.4% -$250K
NVDA icon
23
NVIDIA
NVDA
$5.27T
$65.1M 0.95%
325,443
-11,569
-3% -$2.38M
IEF icon
24
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$62.6M 0.91%
662,231
+138,149
+26% +$13.1M
BUFR icon
25
FT Vest Fund of Buffer ETFs
BUFR
$10.4B
$61.6M 0.89%
1,687,130
+257,898
+18% +$9.24M
1
2 3 4 5

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PFA
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SBH
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DE
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CF
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CWM
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JCAM
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NorthRock Partners's Q2 2026 Portfolio in Review

As of Q2 2026, NorthRock Partners held 743 positions worth $6.89B, up 11% from $6.2B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

NorthRock Partners withdrew a net $249M in Q2 2026, closing 63 positions and reducing 333 holdings. Its most notable exit was ExxonMobil, an estimated $10.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, up from 6.3% a quarter earlier, followed by Consumer Staples and Financials.

Against the trend, NorthRock Partners opened a new position in iShares Flexible Equity Active ETF worth $8.61M.

  • NorthRock Partners's largest Q2 2026 buy was iShares Flexible Equity Active ETF: 336,225 shares worth $8.61M.
  • NorthRock Partners added most to AB Tax-Aware Intermediate Municipal ETF in Q2 2026, an estimated $67M increase.
  • NorthRock Partners's biggest Q2 2026 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $140M.
  • NorthRock Partners fully exited ExxonMobil in Q2 2026, selling an estimated $10.3M.
  • NorthRock Partners's ten largest holdings make up 44% of its $6.89B portfolio in Q2 2026.
  • NorthRock Partners opened 65 new positions and closed 63 in Q2 2026.
  • NorthRock Partners's portfolio value rose 11% quarter-over-quarter to $6.89B.

Based on NorthRock Partners's 13F filing for Q2 2026, filed 11 Aug 2026.