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NP
NorthRock Partners Portfolio holdings
AUM
$6.2B
1-Year Est. Return
15.8%
This Fund
S&P 500
This Quarter
Est. Return
-14.76%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$335M
AUM Growth
-$11.6M
(-3.4%)
Cap. Flow
+$45M
Cap. Flow
% of AUM
13.41%
Top 10 Holdings %
Top 10 Hldgs %
77.79%
Holding
103
New
38
Increased
42
Reduced
12
Closed
4
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Growth ETF
EFG
|
+$7.52M |
| 2 |
FS KKR Capital
FSK
|
+$6.96M |
| 3 |
iShares MBS ETF
MBB
|
+$4.76M |
| 4 |
iShares MSCI EAFE Value ETF
EFV
|
+$4.18M |
| 5 |
Microsoft
MSFT
|
+$3.34M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CCT
Corporate Capital Trust, Inc.
CCT
|
+$7.72M |
| 2 |
Boeing
BA
|
+$1.04M |
| 3 |
BSCJ
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
|
+$1.04M |
| 4 |
WEB
Web.com Group, Inc.
WEB
|
+$561K |
| 5 |
iShares Russell 1000 Growth ETF
IWF
|
+$452K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 4.27% |
| 2 | Healthcare | 3.34% |
| 3 | Technology | 2.42% |
| 4 | Consumer Staples | 2.35% |
| 5 | Industrials | 1.57% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
State Street SPDR S&P 500 ETF Trust
SPY
$771B
| $71.1M | 21.19% |
282,662
-1,517
| -0.5% | -$409K |
|
2
iShares Russell 1000 Value ETF
IWD
$81.4B
| $37.8M | 11.26% |
340,123
+2,088
| +0.6% | +$250K |
|
|
3
iShares Russell 1000 Growth ETF
IWF
$117B
| $36.4M | 10.86% |
1,112,008
-12,816
| -1% | -$452K |
|
|
BSCJ
4
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
| $30M | 8.94% |
1,422,715
-49,200
| -3% | -$1.04M |
|
5
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
| $17M | 5.06% |
222,271
+13,828
| +7% | +$1.16M |
|
|
CEM
6
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
| $17M | 5.06% |
325,625
+15,144
| +5% | +$948K |
|
7
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
| $16.4M | 4.9% |
288,840
+8,442
| +3% | +$514K |
|
8
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
| $14.2M | 4.23% |
176,084
+15,240
| +9% | +$1.36M |
|
9
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
| $13.9M | 4.15% |
210,652
+19,754
| +10% | +$1.47M |
|
10
Target
TGT
$66.3B
| $7.2M | 2.15% |
105,519
+7,802
| +8% | +$600K |
|
|
11
iShares MSCI EAFE Growth ETF
EFG
$16.2B
| $7.13M | 2.13% |
+103,235
| New | +$7.52M |
|
12
Ameriprise Financial
AMP
$47.8B
| $6.09M | 1.82% |
58,329
+2,291
| +4% | +$288K |
|
|
13
FS KKR Capital
FSK
$3.01B
| $5.79M | 1.73% |
+279,702
| New | +$6.96M |
|
|
14
iShares MBS ETF
MBB
$39.1B
| $4.85M | 1.44% |
+46,305
| New | +$4.76M |
|
|
15
Microsoft
MSFT
$2.9T
| $4.12M | 1.23% |
40,510
+31,145
| +333% | +$3.34M |
|
|
16
iShares MSCI EAFE Value ETF
EFV
$28.3B
| $3.92M | 1.17% |
+86,680
| New | +$4.18M |
|
17
UnitedHealth
UNH
$382B
| $2.6M | 0.78% |
10,456
+7,832
| +298% | +$2.07M |
|
18
Abbott
ABT
$188B
| $2.53M | 0.75% |
+34,930
| New | +$2.45M |
|
19
Apple
AAPL
$4.97T
| $2M | 0.6% |
50,740
+9,632
| +23% | +$467K |
|
20
Axogen
AXGN
$2.2B
| $1.76M | 0.52% |
+86,468
| New | +$2.7M |
|
21
Berkshire Hathaway Class B
BRK.B
$1.1T
| $1.68M | 0.5% |
8,217
+815
| +11% | +$170K |
|
22
Amazon
AMZN
$2.44T
| $1.41M | 0.42% |
18,780
+11,020
| +142% | +$916K |
|
23
3M
MMM
$91.8B
| $1.25M | 0.37% |
7,876
+2,964
| +60% | +$492K |
|
|
24
Boeing
BA
$169B
| $1.17M | 0.35% |
3,614
-3,022
| -46% | -$1.04M |
|
25
Honeywell
HON
$76.4B
| $969K | 0.29% |
7,787
+1,757
| +29% | +$240K |
|
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NorthRock Partners's Q4 2018 Portfolio in Review
As of Q4 2018, NorthRock Partners held 103 positions worth $335M, down 3.4% from $347M the previous quarter. Its ten largest holdings account for 78% of the portfolio.
NorthRock Partners deployed $45M of net new capital in Q4 2018, opening 38 new positions and adding to 42 existing holdings. Its largest new stake was iShares MSCI EAFE Growth ETF: 103,235 shares worth $7.13M.
By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 3% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was Boeing, an estimated $1.04M trimmed.
- NorthRock Partners's largest Q4 2018 buy was iShares MSCI EAFE Growth ETF: 103,235 shares worth $7.13M.
- NorthRock Partners added most to Microsoft in Q4 2018, an estimated $3.34M increase.
- NorthRock Partners's biggest Q4 2018 reduction was Boeing, cutting an estimated $1.04M.
- NorthRock Partners fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $7.72M.
- NorthRock Partners's ten largest holdings make up 78% of its $335M portfolio in Q4 2018.
- NorthRock Partners opened 38 new positions and closed 4 in Q4 2018.
- NorthRock Partners's portfolio value fell 3.4% quarter-over-quarter to $335M.
Based on NorthRock Partners's 13F filing for Q4 2018, filed 13 Feb 2019.