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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+9.06%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$879M
AUM Growth
+$18.1M
Cap. Flow
-$49.6M
Cap. Flow %
-5.64%
Top 10 Hldgs %
59.43%
Holding
356
New
56
Increased
137
Reduced
131
Closed
14

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$14M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.03M
3
SYY icon
Sysco
SYY
+$1.99M
4
MA icon
Mastercard
MA
+$942K
5
TSN icon
Tyson Foods
TSN
+$863K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.67M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$8.04M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.79M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.15M

Sector Composition

Rank Sector Weight
1 Technology 9.88%
2 Consumer Staples 9.86%
3 Financials 4.67%
4 Healthcare 4.57%
5 Industrials 2.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$157M 17.88%
410,774
-49,430
-11% -$19M
SPYV icon
2
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$82.9M 9.44%
2,132,345
-210,007
-9% -$8.04M
AAPL icon
3
Apple
AAPL
$4.97T
$51M 5.81%
392,902
-7,460
-2% -$1.07M
SPYG icon
4
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
$46.2M 5.25%
911,006
-166,619
-15% -$8.67M
MDYV icon
5
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$42.7M 4.86%
660,152
-88,150
-12% -$5.66M
SLYV icon
6
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$33.2M 3.78%
447,798
-103,887
-19% -$7.79M
MDLZ icon
7
Mondelez International
MDLZ
$83.4B
$32.6M 3.71%
488,588
-41,336
-8% -$2.61M
MDYG icon
8
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
$28.9M 3.29%
442,465
-72,665
-14% -$4.78M
SLYG icon
9
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
$26.1M 2.97%
361,617
-78,065
-18% -$5.75M
EFA icon
10
iShares MSCI EAFE ETF
EFA
$76.4B
$21.3M 2.43%
324,878
+223,681
+221% +$14M
IWF icon
11
iShares Russell 1000 Growth ETF
IWF
$117B
$20.6M 2.34%
384,284
+14,728
+4% +$810K
PM icon
12
Philip Morris
PM
$309B
$14.3M 1.63%
141,193
-15,771
-10% -$1.49M
MSFT icon
13
Microsoft
MSFT
$2.9T
$13.8M 1.57%
57,357
+3,489
+6% +$837K
TGT icon
14
Target
TGT
$66.3B
$10.3M 1.17%
68,984
-32,309
-32% -$5.07M
AMP icon
15
Ameriprise Financial
AMP
$47.8B
$8.46M 0.96%
27,181
-4,906
-15% -$1.5M
BUFR icon
16
FT Vest Fund of Buffer ETFs
BUFR
$9.99B
$6.82M 0.78%
306,945
-26,638
-8% -$587K
KHC icon
17
Kraft Heinz
KHC
$32.8B
$6.72M 0.76%
165,050
-25,077
-13% -$952K
MO icon
18
Altria Group
MO
$125B
$6.44M 0.73%
140,976
-22,941
-14% -$1.04M
IWP icon
19
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
$6M 0.68%
71,747
-659
-0.9% -$55.5K
VTI icon
20
Vanguard Total Stock Market ETF
VTI
$646B
$5.97M 0.68%
31,228
-2,028
-6% -$391K
BRK.B icon
21
Berkshire Hathaway Class B
BRK.B
$1.1T
$5.5M 0.63%
17,808
-95
-0.5% -$28.2K
GOOGL icon
22
Alphabet (Google) Class A
GOOGL
$4.12T
$5.47M 0.62%
62,052
+5,710
+10% +$543K
AMZN icon
23
Amazon
AMZN
$2.44T
$5.38M 0.61%
64,063
+2,770
+5% +$274K
IWM icon
24
iShares Russell 2000 ETF
IWM
$79.1B
$4.52M 0.51%
25,904
-74
-0.3% -$13.2K
JNJ icon
25
Johnson & Johnson
JNJ
$640B
$4.45M 0.51%
25,177
-2,210
-8% -$382K
1
2 3 4 5

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NorthRock Partners's Q4 2022 Portfolio in Review

As of Q4 2022, NorthRock Partners held 356 positions worth $879M, up 2.1% from $860M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

NorthRock Partners withdrew a net $49.6M in Q4 2022, closing 14 positions and reducing 131 holdings. Its most notable exit was JPMorgan Ultra-Short Income ETF, an estimated $6.15M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, down from 10% a quarter earlier, followed by Consumer Staples and Financials.

Against the trend, NorthRock Partners opened a new position in iShares Russell 1000 ETF worth $3.01M.

  • NorthRock Partners's largest Q4 2022 buy was iShares Russell 1000 ETF: 14,303 shares worth $3.01M.
  • NorthRock Partners added most to iShares MSCI EAFE ETF in Q4 2022, an estimated $14M increase.
  • NorthRock Partners's biggest Q4 2022 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $19M.
  • NorthRock Partners fully exited JPMorgan Ultra-Short Income ETF in Q4 2022, selling an estimated $6.15M.
  • NorthRock Partners's ten largest holdings make up 59% of its $879M portfolio in Q4 2022.
  • NorthRock Partners opened 56 new positions and closed 14 in Q4 2022.
  • NorthRock Partners's portfolio value rose 2.1% quarter-over-quarter to $879M.

Based on NorthRock Partners's 13F filing for Q4 2022, filed 1 Feb 2023.