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NP
NorthRock Partners Portfolio holdings
AUM
$6.2B
1-Year Est. Return
15.8%
This Fund
S&P 500
This Quarter
Est. Return
-3.62%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.11B
AUM Growth
-$223M
(-17%)
Cap. Flow
-$166M
Cap. Flow
% of AUM
-14.89%
Top 10 Holdings %
Top 10 Hldgs %
62.05%
Holding
384
New
47
Increased
128
Reduced
153
Closed
47
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest Fund of Buffer ETFs
BUFR
|
+$7.27M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$2.65M |
| 3 |
iShares MBS ETF
MBB
|
+$2.21M |
| 4 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$2.05M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$1.96M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.7M |
| 2 |
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
|
+$22.1M |
| 3 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$16.5M |
| 4 |
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
|
+$12.8M |
| 5 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$11.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 10.44% |
| 2 | Technology | 10.03% |
| 3 | Financials | 4.04% |
| 4 | Healthcare | 3.85% |
| 5 | Consumer Discretionary | 2.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
State Street SPDR S&P 500 ETF Trust
SPY
$771B
| $209M | 18.77% |
462,135
-86,988
| -16% | -$38.7M |
|
|
2
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
| $98.1M | 8.83% |
2,350,530
-535,519
| -19% | -$22.1M |
|
3
Apple
AAPL
$4.97T
| $71.1M | 6.39% |
406,915
-36,563
| -8% | -$6.15M |
|
|
4
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
| $68.7M | 6.18% |
1,037,850
-253,558
| -20% | -$16.5M |
|
|
5
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
| $53.8M | 4.84% |
764,422
-184,754
| -19% | -$12.8M |
|
|
6
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
| $47.3M | 4.25% |
567,475
-141,492
| -20% | -$11.7M |
|
7
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
| $38M | 3.42% |
512,091
-106,467
| -17% | -$7.88M |
|
8
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
| $37.8M | 3.4% |
451,176
-103,595
| -19% | -$8.74M |
|
9
Mondelez International
MDLZ
$83.4B
| $37.4M | 3.36% |
595,642
-110,626
| -16% | -$7.2M |
|
10
Target
TGT
$66.3B
| $29M | 2.6% |
136,467
-10,167
| -7% | -$2.2M |
|
11
iShares Russell 1000 Growth ETF
IWF
$117B
| $27.6M | 2.48% |
397,276
-78,720
| -17% | -$5.37M |
|
12
Philip Morris
PM
$309B
| $18.7M | 1.69% |
199,421
-83,918
| -30% | -$8.4M |
|
13
Microsoft
MSFT
$2.9T
| $16.2M | 1.45% |
52,456
+683
| +1% | +$205K |
|
14
Altria Group
MO
$125B
| $10.4M | 0.93% |
198,628
-99,437
| -33% | -$5.07M |
|
15
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
| $9.46M | 0.85% |
188,257
-88,790
| -32% | -$4.47M |
|
16
Amazon
AMZN
$2.44T
| $9.4M | 0.85% |
57,660
-2,000
| -3% | -$309K |
|
17
Vanguard Total Stock Market ETF
VTI
$646B
| $8.53M | 0.77% |
37,471
-16,598
| -31% | -$3.73M |
|
18
Ameriprise Financial
AMP
$47.8B
| $8.21M | 0.74% |
27,335
-1,878
| -6% | -$568K |
|
19
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
| $8.04M | 0.72% |
79,972
-14,040
| -15% | -$1.4M |
|
20
Alphabet (Google) Class A
GOOGL
$4.12T
| $7.6M | 0.68% |
54,680
-4,000
| -7% | -$543K |
|
|
21
FT Vest Fund of Buffer ETFs
BUFR
$9.99B
| $7.38M | 0.66% |
+310,591
| New | +$7.27M |
|
22
Berkshire Hathaway Class B
BRK.B
$1.1T
| $5.97M | 0.54% |
16,928
-766
| -4% | -$248K |
|
23
Vanguard S&P 500 ETF
VOO
$956B
| $5.89M | 0.53% |
14,182
+483
| +4% | +$198K |
|
24
Tesla
TSLA
$1.18T
| $5.87M | 0.53% |
16,332
-3,852
| -19% | -$1.2M |
|
25
Vanguard Dividend Appreciation ETF
VIG
$111B
| $5.82M | 0.52% |
35,912
-7,010
| -16% | -$1.13M |
|
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NorthRock Partners's Q1 2022 Portfolio in Review
As of Q1 2022, NorthRock Partners held 384 positions worth $1.11B, down 17% from $1.33B the previous quarter. Its ten largest holdings account for 62% of the portfolio.
NorthRock Partners withdrew a net $166M in Q1 2022, closing 47 positions and reducing 153 holdings. Its most notable exit was iShare MSCI Eurozone ETF, an estimated $711K position sold in full.
By sector, the portfolio is most concentrated in Consumer Staples at 10% of assets, down from 11% a quarter earlier, followed by Technology and Financials.
Against the trend, NorthRock Partners opened a new position in FT Vest Fund of Buffer ETFs worth $7.38M.
- NorthRock Partners's largest Q1 2022 buy was FT Vest Fund of Buffer ETFs: 310,591 shares worth $7.38M.
- NorthRock Partners added most to iShares Core S&P 500 ETF in Q1 2022, an estimated $2.65M increase.
- NorthRock Partners's biggest Q1 2022 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $38.7M.
- NorthRock Partners fully exited iShare MSCI Eurozone ETF in Q1 2022, selling an estimated $711K.
- NorthRock Partners's ten largest holdings make up 62% of its $1.11B portfolio in Q1 2022.
- NorthRock Partners opened 47 new positions and closed 47 in Q1 2022.
- NorthRock Partners's portfolio value fell 17% quarter-over-quarter to $1.11B.
Based on NorthRock Partners's 13F filing for Q1 2022, filed 5 May 2022.