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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+10.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$2.39B
AUM Growth
+$1.43B
Cap. Flow
+$1.27B
Cap. Flow %
53.15%
Top 10 Hldgs %
51.94%
Holding
760
New
406
Increased
311
Reduced
22
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$137M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$97.7M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$80.1M
4
AAPL icon
Apple
AAPL
+$74.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$70.6M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$799K
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$738K
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$351K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$259K
5
NVO
Novo Nordisk
NVO
+$253K

Sector Composition

Rank Sector Weight
1 Technology 10.91%
2 Consumer Staples 6.84%
3 Financials 3.77%
4 Healthcare 3.74%
5 Consumer Discretionary 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$324M 13.56%
679,285
+306,809
+82% +$137M
SPYV icon
2
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$183M 7.66%
3,928,387
+1,856,729
+90% +$80.1M
SGOV icon
3
iShares 0-3 Month Treasury Bond ETF
SGOV
$99.4B
$152M 6.38%
1,519,720
+972,855
+178% +$97.7M
AAPL icon
4
Apple
AAPL
$4.97T
$135M 5.66%
702,239
+401,457
+133% +$74.1M
SPYG icon
5
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
$119M 4.96%
1,823,099
+912,180
+100% +$56.3M
MDYV icon
6
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$84.3M 3.53%
1,149,040
+518,570
+82% +$34.3M
VOO icon
7
Vanguard S&P 500 ETF
VOO
$956B
$76.1M 3.18%
174,239
+172,378
+9,263% +$70.6M
MDYG icon
8
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
$63.6M 2.66%
840,783
+412,893
+96% +$29M
SLYV icon
9
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$56.2M 2.35%
675,069
+287,781
+74% +$21.3M
SLYG icon
10
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
$47.5M 1.99%
567,380
+258,343
+84% +$19.4M
MSFT icon
11
Microsoft
MSFT
$2.9T
$47.3M 1.98%
125,716
+67,701
+117% +$24.1M
MDLZ icon
12
Mondelez International
MDLZ
$83.4B
$44.3M 1.85%
607,752
+321,039
+112% +$22M
IWF icon
13
iShares Russell 1000 Growth ETF
IWF
$117B
$41M 1.72%
541,128
+192,128
+55% +$13.6M
EFA icon
14
iShares MSCI EAFE ETF
EFA
$76.4B
$36.1M 1.51%
479,486
+236,682
+97% +$16.7M
IWB icon
15
iShares Russell 1000 ETF
IWB
$47.1B
$29.2M 1.22%
111,157
+101,775
+1,085% +$24.9M
PM icon
16
Philip Morris
PM
$309B
$24.2M 1.01%
254,231
+130,500
+105% +$12M
AMZN icon
17
Amazon
AMZN
$2.44T
$21.5M 0.9%
141,787
+76,934
+119% +$10.8M
TGT icon
18
Target
TGT
$66.3B
$20.2M 0.85%
141,900
+13,146
+10% +$1.6M
QQQ icon
19
Invesco QQQ Trust
QQQ
$436B
$19.8M 0.83%
48,319
+38,518
+393% +$14.6M
NVDA icon
20
NVIDIA
NVDA
$4.6T
$18.9M 0.79%
840,680
+687,580
+449% +$31.9M
EFG icon
21
iShares MSCI EAFE Growth ETF
EFG
$16.2B
$16.6M 0.7%
171,706
+154,498
+898% +$13.8M
EFV icon
22
iShares MSCI EAFE Value ETF
EFV
$28.3B
$15.9M 0.66%
304,373
+297,276
+4,189% +$14.7M
EMXC icon
23
iShares MSCI Emerging Markets ex China ETF
EMXC
$22.1B
$15.5M 0.65%
279,913
+260,737
+1,360% +$13.4M
GOOGL icon
24
Alphabet (Google) Class A
GOOGL
$4.12T
$15.4M 0.65%
110,400
+49,827
+82% +$6.69M
BUFR icon
25
FT Vest Fund of Buffer ETFs
BUFR
$9.99B
$14.9M 0.62%
559,485
+287,653
+106% +$7.27M
1
2 3 4 5

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NorthRock Partners's Q4 2023 Portfolio in Review

As of Q4 2023, NorthRock Partners held 760 positions worth $2.39B, up 149% from $959M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

NorthRock Partners deployed $1.27B of net new capital in Q4 2023, opening 406 new positions and adding to 311 existing holdings. Its largest new stake was Keurig Dr Pepper: 407,903 shares worth $13.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $799K trimmed.

  • NorthRock Partners's largest Q4 2023 buy was Keurig Dr Pepper: 407,903 shares worth $13.6M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $137M increase.
  • NorthRock Partners's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $799K.
  • NorthRock Partners fully exited Novo Nordisk in Q4 2023, selling an estimated $253K.
  • NorthRock Partners's ten largest holdings make up 52% of its $2.39B portfolio in Q4 2023.
  • NorthRock Partners opened 406 new positions and closed 10 in Q4 2023.
  • NorthRock Partners's portfolio value rose 149% quarter-over-quarter to $2.39B.

Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.