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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$939M
AUM Growth
+$60.9M
Cap. Flow
-$1.24M
Cap. Flow %
-0.13%
Top 10 Hldgs %
61.63%
Holding
367
New
25
Increased
90
Reduced
190
Closed
40

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.62M
2
TGT icon
Target
TGT
+$4.86M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.68M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.55M
5
ATI icon
ATI
ATI
+$3.04M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$3.27M
2
MDLZ icon
Mondelez International
MDLZ
+$1.31M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.3M
4
NFE icon
New Fortress Energy
NFE
+$1.14M
5
NVDA icon
NVIDIA
NVDA
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 11.03%
2 Consumer Staples 9.67%
3 Financials 4.02%
4 Healthcare 3.82%
5 Industrials 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$172M 18.29%
419,660
+8,886
+2% +$3.55M
SPYV icon
2
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$91.5M 9.74%
2,247,866
+115,521
+5% +$4.68M
AAPL icon
3
Apple
AAPL
$4.97T
$64M 6.81%
388,065
-4,837
-1% -$714K
SPYG icon
4
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
$56.3M 5.99%
1,017,164
+106,158
+12% +$5.62M
MDYV icon
5
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$45M 4.79%
681,477
+21,325
+3% +$1.46M
SLYV icon
6
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$34.5M 3.68%
453,487
+5,689
+1% +$452K
MDLZ icon
7
Mondelez International
MDLZ
$83.4B
$32.7M 3.48%
468,840
-19,748
-4% -$1.31M
MDYG icon
8
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
$32.2M 3.43%
470,825
+28,360
+6% +$1.94M
SLYG icon
9
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
$27.2M 2.9%
369,190
+7,573
+2% +$571K
IWF icon
10
iShares Russell 1000 Growth ETF
IWF
$117B
$23.6M 2.51%
386,672
+2,388
+0.6% +$138K
EFA icon
11
iShares MSCI EAFE ETF
EFA
$76.4B
$22.7M 2.42%
317,491
-7,387
-2% -$517K
TGT icon
12
Target
TGT
$66.3B
$16.3M 1.74%
98,561
+29,577
+43% +$4.86M
MSFT icon
13
Microsoft
MSFT
$2.9T
$15.4M 1.64%
53,498
-3,859
-7% -$984K
PM icon
14
Philip Morris
PM
$309B
$13.6M 1.45%
139,751
-1,442
-1% -$144K
AMP icon
15
Ameriprise Financial
AMP
$47.8B
$9.17M 0.98%
29,931
+2,750
+10% +$901K
BUFR icon
16
FT Vest Fund of Buffer ETFs
BUFR
$9.99B
$7.94M 0.84%
338,139
+31,194
+10% +$716K
ATI icon
17
ATI
ATI
$24.3B
$7.84M 0.83%
198,736
+80,525
+68% +$3.04M
AMZN icon
18
Amazon
AMZN
$2.44T
$6.66M 0.71%
64,436
+373
+0.6% +$36K
VTI icon
19
Vanguard Total Stock Market ETF
VTI
$646B
$6.65M 0.71%
32,587
+1,359
+4% +$272K
IWP icon
20
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
$6.5M 0.69%
71,419
-328
-0.5% -$29.3K
KHC icon
21
Kraft Heinz
KHC
$32.8B
$6.2M 0.66%
160,217
-4,833
-3% -$191K
MO icon
22
Altria Group
MO
$125B
$6.14M 0.65%
137,584
-3,392
-2% -$156K
GOOGL icon
23
Alphabet (Google) Class A
GOOGL
$4.12T
$5.91M 0.63%
56,981
-5,071
-8% -$486K
BRK.B icon
24
Berkshire Hathaway Class B
BRK.B
$1.1T
$5.36M 0.57%
17,361
-447
-3% -$138K
NVDA icon
25
NVIDIA
NVDA
$4.6T
$5.05M 0.54%
181,650
-50,500
-22% -$1.09M
1
2 3 4 5

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NorthRock Partners's Q1 2023 Portfolio in Review

As of Q1 2023, NorthRock Partners held 367 positions worth $939M, up 6.9% from $879M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

NorthRock Partners's Q1 2023 filing shows 25 new, 90 increased, 190 reduced and 40 closed positions. Its largest new stake was Dominion Energy: 5,726 shares worth $320K. The largest sale was Vanguard S&P 500 ETF, an estimated $3.27M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.9% a quarter earlier, followed by Consumer Staples and Financials.

  • NorthRock Partners's largest Q1 2023 buy was Dominion Energy: 5,726 shares worth $320K.
  • NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2023, an estimated $5.62M increase.
  • NorthRock Partners's biggest Q1 2023 reduction was Vanguard S&P 500 ETF, cutting an estimated $3.27M.
  • NorthRock Partners fully exited iShares Preferred and Income Securities ETF in Q1 2023, selling an estimated $1.3M.
  • NorthRock Partners's ten largest holdings make up 62% of its $939M portfolio in Q1 2023.
  • NorthRock Partners opened 25 new positions and closed 40 in Q1 2023.
  • NorthRock Partners's portfolio value rose 6.9% quarter-over-quarter to $939M.

Based on NorthRock Partners's 13F filing for Q1 2023, filed 4 May 2023.