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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+7.07%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$913M
AUM Growth
-$26.3M
Cap. Flow
-$84.5M
Cap. Flow %
-9.26%
Top 10 Hldgs %
60.05%
Holding
356
New
29
Increased
67
Reduced
200
Closed
43

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$32.5M
2
TGT icon
Target
TGT
+$4.1M
3
KHC icon
Kraft Heinz
KHC
+$3.18M
4
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$1.08M
5
PGR icon
Progressive
PGR
+$954K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20M
2
AAPL icon
Apple
AAPL
+$17.8M
3
MDLZ icon
Mondelez International
MDLZ
+$13.9M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$7.77M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$7.21M

Sector Composition

Rank Sector Weight
1 Technology 10.66%
2 Consumer Staples 8.44%
3 Financials 4.12%
4 Healthcare 3.57%
5 Industrials 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$165M 18.06%
372,030
-47,630
-11% -$20M
SPYV icon
2
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$89M 9.75%
2,059,829
-188,037
-8% -$7.77M
AAPL icon
3
Apple
AAPL
$4.54T
$55.4M 6.07%
285,800
-102,265
-26% -$17.8M
SPYG icon
4
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.7B
$54.4M 5.95%
891,236
-125,928
-12% -$7.21M
MDYV icon
5
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$42.8M 4.68%
621,792
-59,685
-9% -$3.9M
SGOV icon
6
iShares 0-3 Month Treasury Bond ETF
SGOV
$99.4B
$32.6M 3.57%
+324,120
New +$32.5M
SLYV icon
7
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$30.3M 3.32%
393,069
-60,418
-13% -$4.49M
MDYG icon
8
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.8B
$29.9M 3.28%
417,418
-53,407
-11% -$3.65M
IWF icon
9
iShares Russell 1000 Growth ETF
IWF
$121B
$24.6M 2.69%
357,152
-29,520
-8% -$1.88M
SLYG icon
10
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
$24.4M 2.67%
317,310
-51,880
-14% -$3.79M
MDLZ icon
11
Mondelez International
MDLZ
$79.5B
$20.5M 2.25%
281,316
-187,524
-40% -$13.9M
EFA icon
12
iShares MSCI EAFE ETF
EFA
$78B
$18M 1.97%
247,765
-69,726
-22% -$5.06M
MSFT icon
13
Microsoft
MSFT
$3.45T
$16.8M 1.84%
49,243
-4,255
-8% -$1.33M
TGT icon
14
Target
TGT
$65.6B
$16.6M 1.82%
126,156
+27,595
+28% +$4.1M
PM icon
15
Philip Morris
PM
$297B
$11.3M 1.24%
115,962
-23,789
-17% -$2.27M
AMP icon
16
Ameriprise Financial
AMP
$48.3B
$9.91M 1.09%
29,846
-85
-0.3% -$26.1K
ATI icon
17
ATI
ATI
$25.6B
$8.79M 0.96%
198,736
– –
KHC icon
18
Kraft Heinz
KHC
$30.7B
$8.62M 0.94%
242,857
+82,640
+52% +$3.18M
AMZN icon
19
Amazon
AMZN
$2.92T
$7.23M 0.79%
55,460
-8,976
-14% -$1.03M
BUFR icon
20
FT Vest Fund of Buffer ETFs
BUFR
$10.1B
$6.72M 0.74%
268,286
-69,853
-21% -$1.67M
MO icon
21
Altria Group
MO
$114B
$6.56M 0.72%
144,814
+7,230
+5% +$327K
GOOGL icon
22
Alphabet (Google) Class A
GOOGL
$4.36T
$6.45M 0.71%
53,873
-3,108
-5% -$358K
IWP icon
23
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$6.28M 0.69%
64,956
-6,463
-9% -$589K
VTI icon
24
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$6.11M 0.67%
27,721
-4,866
-15% -$1.01M
NVDA icon
25
NVIDIA
NVDA
$4.86T
$6.06M 0.66%
143,250
-38,400
-21% -$1.27M
1
2 3 4 5

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NorthRock Partners's Q2 2023 Portfolio in Review

As of Q2 2023, NorthRock Partners held 356 positions worth $913M, down 2.8% from $939M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

NorthRock Partners withdrew a net $84.5M in Q2 2023, closing 43 positions and reducing 200 holdings. Its most notable exit was Stitch Fix, an estimated $1.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Consumer Staples and Financials.

Against the trend, NorthRock Partners opened a new position in iShares 0-3 Month Treasury Bond ETF worth $32.6M.

  • NorthRock Partners's largest Q2 2023 buy was iShares 0-3 Month Treasury Bond ETF: 324,120 shares worth $32.6M.
  • NorthRock Partners added most to Target in Q2 2023, an estimated $4.1M increase.
  • NorthRock Partners's biggest Q2 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $20M.
  • NorthRock Partners fully exited Stitch Fix in Q2 2023, selling an estimated $1.32M.
  • NorthRock Partners's ten largest holdings make up 60% of its $913M portfolio in Q2 2023.
  • NorthRock Partners opened 29 new positions and closed 43 in Q2 2023.
  • NorthRock Partners's portfolio value fell 2.8% quarter-over-quarter to $913M.

Based on NorthRock Partners's 13F filing for Q2 2023, filed 2 Aug 2023.