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NP
NorthRock Partners Portfolio holdings
AUM
$6.89B
1-Year Est. Return
19.83%
This Fund
S&P 500
This Quarter
Est. Return
+7.07%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$913M
AUM Growth
-$26.3M
(-2.8%)
Cap. Flow
-$84.5M
Cap. Flow
% of AUM
-9.25%
Top 10 Holdings %
Top 10 Hldgs %
60.05%
Holding
356
New
29
Increased
67
Reduced
200
Closed
43
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$32.5M |
| 2 |
Target
TGT
|
+$4.1M |
| 3 |
The Kraft Heinz Company
KHC
|
+$3.18M |
| 4 |
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
|
+$1.08M |
| 5 |
Progressive
PGR
|
+$954K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$20M |
| 2 |
Apple
AAPL
|
+$17.8M |
| 3 |
Mondelez International
MDLZ
|
+$13.9M |
| 4 |
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
|
+$7.77M |
| 5 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$7.21M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 63.34% |
| 2 | Technology | 10.66% |
| 3 | Consumer Staples | 8.44% |
| 4 | Financials | 4.12% |
| 5 | Healthcare | 3.57% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
State Street SPDR S&P 500 ETF Trust
SPY
$795B
| $165M | 18.06% |
372,030
-47,630
| -11% | -$20M |
|
|
2
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
| $89M | 9.75% |
2,059,829
-188,037
| -8% | -$7.77M |
|
|
3
Apple
AAPL
$4.85T
| $55.4M | 6.07% |
285,800
-102,265
| -26% | -$17.8M |
|
|
4
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$53.5B
| $54.4M | 5.95% |
891,236
-125,928
| -12% | -$7.21M |
|
5
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.74B
| $42.8M | 4.68% |
621,792
-59,685
| -9% | -$3.9M |
|
|
6
iShares 0-3 Month Treasury Bond ETF
SGOV
$109B
| $32.6M | 3.57% |
+324,120
| New | +$32.5M |
|
7
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.88B
| $30.3M | 3.32% |
393,069
-60,418
| -13% | -$4.49M |
|
8
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
| $29.9M | 3.28% |
417,418
-53,407
| -11% | -$3.65M |
|
9
iShares Russell 1000 Growth ETF
IWF
$123B
| $24.6M | 2.69% |
357,152
-29,520
| -8% | -$1.88M |
|
10
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$4.82B
| $24.4M | 2.67% |
317,310
-51,880
| -14% | -$3.79M |
|
|
11
Mondelez International
MDLZ
$79.6B
| $20.5M | 2.25% |
281,316
-187,524
| -40% | -$13.9M |
|
12
iShares MSCI EAFE ETF
EFA
$77.6B
| $18M | 1.97% |
247,765
-69,726
| -22% | -$5.06M |
|
13
Microsoft
MSFT
$3.64T
| $16.8M | 1.84% |
49,243
-4,255
| -8% | -$1.33M |
|
|
14
Target
TGT
$70.3B
| $16.6M | 1.82% |
126,156
+27,595
| +28% | +$4.1M |
|
15
Philip Morris
PM
$299B
| $11.3M | 1.24% |
115,962
-23,789
| -17% | -$2.27M |
|
16
Ameriprise Financial
AMP
$47.8B
| $9.91M | 1.09% |
29,846
-85
| -0.3% | -$26.1K |
|
17
ATI
ATI
$25.8B
| $8.79M | 0.96% |
198,736
| – | – |
|
|
18
The Kraft Heinz Company
KHC
$29.3B
| $8.62M | 0.94% |
242,857
+82,640
| +52% | +$3.18M |
|
19
Amazon
AMZN
$2.65T
| $7.23M | 0.79% |
55,460
-8,976
| -14% | -$1.03M |
|
20
FT Vest Fund of Buffer ETFs
BUFR
$10.5B
| $6.72M | 0.74% |
268,286
-69,853
| -21% | -$1.67M |
|
21
Altria Group
MO
$117B
| $6.56M | 0.72% |
144,814
+7,230
| +5% | +$327K |
|
22
Alphabet (Google) Class A
GOOGL
$4.19T
| $6.45M | 0.71% |
53,873
-3,108
| -5% | -$358K |
|
23
iShares Russell Mid-Cap Growth ETF
IWP
$19B
| $6.28M | 0.69% |
64,956
-6,463
| -9% | -$589K |
|
24
Vanguard Morningstar Total Stock Market ETF
VTI
$678B
| $6.11M | 0.67% |
27,721
-4,866
| -15% | -$1.01M |
|
25
NVIDIA
NVDA
$5.17T
| $6.06M | 0.66% |
143,250
-38,400
| -21% | -$1.27M |
|
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NorthRock Partners's Q2 2023 Portfolio in Review
As of Q2 2023, NorthRock Partners held 356 positions worth $913M, down 2.8% from $939M the previous quarter. Its ten largest holdings account for 60% of the portfolio.
NorthRock Partners withdrew a net $84.5M in Q2 2023, closing 43 positions and reducing 200 holdings. Its most notable exit was Stitch Fix, an estimated $1.32M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 62% a quarter earlier, followed by Technology and Consumer Staples.
Against the trend, NorthRock Partners opened a new position in iShares 0-3 Month Treasury Bond ETF worth $32.6M.
- NorthRock Partners's largest Q2 2023 buy was iShares 0-3 Month Treasury Bond ETF: 324,120 shares worth $32.6M.
- NorthRock Partners added most to Target in Q2 2023, an estimated $4.1M increase.
- NorthRock Partners's biggest Q2 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $20M.
- NorthRock Partners fully exited Stitch Fix in Q2 2023, selling an estimated $1.32M.
- NorthRock Partners's ten largest holdings make up 60% of its $913M portfolio in Q2 2023.
- NorthRock Partners opened 29 new positions and closed 43 in Q2 2023.
- NorthRock Partners's portfolio value fell 2.8% quarter-over-quarter to $913M.
Based on NorthRock Partners's 13F filing for Q2 2023, filed 2 Aug 2023.