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NP
NorthRock Partners Portfolio holdings
AUM
$6.2B
1-Year Est. Return
15.8%
This Fund
S&P 500
This Quarter
Est. Return
+1.26%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$734M
AUM Growth
+$384M
(+110%)
Cap. Flow
+$377M
Cap. Flow
% of AUM
51.38%
Top 10 Holdings %
Top 10 Hldgs %
42.4%
Holding
212
New
136
Increased
49
Reduced
15
Closed
5
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$27.2M |
| 2 |
HDV
iShares Core High Dividend ETF
HDV
|
+$26.3M |
| 3 |
Vanguard High Dividend Yield ETF
VYM
|
+$24.6M |
| 4 |
Philip Morris
PM
|
+$22.4M |
| 5 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$20.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$19.9M |
| 2 |
iShares Russell 1000 Growth ETF
IWF
|
+$13.7M |
| 3 |
Target
TGT
|
+$13M |
| 4 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$9.54M |
| 5 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$8.19M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 10.69% |
| 2 | Financials | 4.53% |
| 3 | Technology | 3.49% |
| 4 | Healthcare | 2.06% |
| 5 | Communication Services | 1.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
State Street SPDR S&P 500 ETF Trust
SPY
$771B
| $92.6M | 12.62% |
310,562
+2,334
| +0.8% | +$690K |
|
|
2
iShares Russell 1000 Growth ETF
IWF
$117B
| $31.2M | 4.25% |
780,604
-342,384
| -30% | -$13.7M |
|
|
3
iShares Core S&P 500 ETF
IVV
$858B
| $27.3M | 3.72% |
+91,448
| New | +$27.2M |
|
|
HDV
4
iShares Core High Dividend ETF
HDV
$14.7B
| $26.4M | 3.6% |
+1,401,060
| New | +$26.3M |
|
|
5
iShares Russell 1000 Value ETF
IWD
$81.4B
| $25.9M | 3.53% |
201,989
-156,898
| -44% | -$19.9M |
|
|
6
Vanguard High Dividend Yield ETF
VYM
$80.8B
| $24.9M | 3.4% |
+280,869
| New | +$24.6M |
|
|
7
Philip Morris
PM
$309B
| $21.7M | 2.96% |
+282,167
| New | +$22.4M |
|
|
8
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.34B
| $20.8M | 2.83% |
+219,227
| New | +$20.4M |
|
9
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
| $20.4M | 2.78% |
637,573
+629,478
| +7,776% | +$19.8M |
|
10
Mondelez International
MDLZ
$83.4B
| $19.9M | 2.72% |
+358,341
| New | +$19.6M |
|
11
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
| $14.9M | 2.03% |
210,176
-95,018
| -31% | -$6.83M |
|
|
12
Target
TGT
$66.3B
| $14.6M | 1.99% |
136,685
-136,450
| -50% | -$13M |
|
13
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
| $13.4M | 1.83% |
344,585
+336,671
| +4,254% | +$13.2M |
|
14
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
| $11.5M | 1.56% |
+229,490
| New | +$11.4M |
|
15
Apple
AAPL
$4.97T
| $11.3M | 1.54% |
201,892
+156,808
| +348% | +$8.2M |
|
|
16
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
| $11.3M | 1.54% |
125,707
-107,659
| -46% | -$9.54M |
|
17
Vanguard Growth ETF
VUG
$212B
| $11.1M | 1.51% |
+399,126
| New | +$11.1M |
|
18
Altria Group
MO
$125B
| $10.9M | 1.49% |
+262,939
| New | +$12.1M |
|
19
Ameriprise Financial
AMP
$47.8B
| $10.8M | 1.47% |
73,315
+288
| +0.4% | +$40.4K |
|
20
iShares Russell Mid-Cap ETF
IWR
$55.9B
| $10.5M | 1.44% |
+188,318
| New | +$10.5M |
|
21
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
| $10.4M | 1.41% |
201,962
+196,602
| +3,668% | +$9.93M |
|
22
Vanguard Total Stock Market ETF
VTI
$646B
| $10.2M | 1.39% |
+67,349
| New | +$10.2M |
|
23
iShares Core S&P Small-Cap ETF
IJR
$109B
| $9.67M | 1.32% |
124,279
+115,947
| +1,392% | +$8.98M |
|
24
Vanguard Long-Term Bond ETF
BLV
$5.74B
| $9.54M | 1.3% |
+92,934
| New | +$9.34M |
|
25
iShares Core S&P Total US Stock Market ETF
ITOT
$92.3B
| $9.16M | 1.25% |
+136,519
| New | +$9.15M |
|
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NorthRock Partners's Q3 2019 Portfolio in Review
As of Q3 2019, NorthRock Partners held 212 positions worth $734M, up 110% from $350M the previous quarter. Its ten largest holdings account for 42% of the portfolio.
NorthRock Partners deployed $377M of net new capital in Q3 2019, opening 136 new positions and adding to 49 existing holdings. Its largest new stake was iShares Core S&P 500 ETF: 91,448 shares worth $27.3M.
By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, up from 7% a quarter earlier, followed by Financials and Technology.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $19.9M trimmed.
- NorthRock Partners's largest Q3 2019 buy was iShares Core S&P 500 ETF: 91,448 shares worth $27.3M.
- NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2019, an estimated $19.8M increase.
- NorthRock Partners's biggest Q3 2019 reduction was iShares Russell 1000 Value ETF, cutting an estimated $19.9M.
- NorthRock Partners fully exited Neurotrope, Inc. Common in Q3 2019, selling an estimated $834K.
- NorthRock Partners's ten largest holdings make up 42% of its $734M portfolio in Q3 2019.
- NorthRock Partners opened 136 new positions and closed 5 in Q3 2019.
- NorthRock Partners's portfolio value rose 110% quarter-over-quarter to $734M.
Based on NorthRock Partners's 13F filing for Q3 2019, filed 12 Nov 2019.