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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+15%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.01B
AUM Growth
+$113M
Cap. Flow
-$20.2M
Cap. Flow %
-1.99%
Top 10 Hldgs %
63.39%
Holding
257
New
35
Increased
48
Reduced
132
Closed
24

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$9.5M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$3.65M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$3.59M
4
PTPI
Petros Pharmaceuticals
PTPI
+$1.45M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.31M

Top Sells

Rank Stock Value
1
AMP icon
Ameriprise Financial
AMP
+$5.28M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$4.62M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.3M
4
AAPL icon
Apple
AAPL
+$2.41M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$2.22M

Sector Composition

Rank Sector Weight
1 Consumer Staples 13.74%
2 Technology 7.39%
3 Financials 3.8%
4 Healthcare 2.64%
5 Consumer Discretionary 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$182M 17.89%
485,648
+2,726
+0.6% +$967K
SPYV icon
2
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$89.2M 8.79%
2,592,639
+112,186
+5% +$3.65M
SPYG icon
3
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
$58.7M 5.78%
1,061,408
+68,327
+7% +$3.59M
AAPL icon
4
Apple
AAPL
$4.97T
$53.4M 5.27%
402,733
-20,005
-5% -$2.41M
MDYV icon
5
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$53.3M 5.25%
959,920
+2,246
+0.2% +$113K
SLYV icon
6
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$49.7M 4.9%
750,899
+22,101
+3% +$1.31M
MDLZ icon
7
Mondelez International
MDLZ
$83.4B
$45.9M 4.52%
784,994
-26,334
-3% -$1.51M
SLYG icon
8
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
$38.7M 3.82%
507,138
+11,863
+2% +$810K
TGT icon
9
Target
TGT
$66.3B
$36.5M 3.59%
206,530
-325
-0.2% -$54.2K
MDYG icon
10
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
$36.3M 3.58%
523,640
+15,461
+3% +$989K
IWF icon
11
iShares Russell 1000 Growth ETF
IWF
$117B
$31.2M 3.08%
518,020
-75,604
-13% -$4.3M
PM icon
12
Philip Morris
PM
$309B
$27.3M 2.69%
329,650
-24,966
-7% -$1.94M
EFV icon
13
iShares MSCI EAFE Value ETF
EFV
$28.3B
$17.1M 1.69%
363,099
-44,571
-11% -$1.96M
MO icon
14
Altria Group
MO
$125B
$13.6M 1.34%
331,950
-18,067
-5% -$725K
JPST icon
15
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$12.5M 1.24%
247,062
+187,018
+311% +$9.5M
VTI icon
16
Vanguard Total Stock Market ETF
VTI
$646B
$11.8M 1.16%
60,458
-2,335
-4% -$427K
IWP icon
17
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
$11M 1.08%
106,731
-23,353
-18% -$2.22M
DEM icon
18
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.8B
$10.6M 1.05%
254,624
-1,694
-0.7% -$64.9K
OBDC icon
19
Blue Owl Capital
OBDC
$5.35B
$8.96M 0.88%
707,660
+29,028
+4% +$368K
AMP icon
20
Ameriprise Financial
AMP
$47.8B
$8.05M 0.79%
41,452
-29,523
-42% -$5.28M
MSFT icon
21
Microsoft
MSFT
$2.9T
$7.23M 0.71%
32,493
-3,095
-9% -$666K
ABBV icon
22
AbbVie
ABBV
$465B
$7.1M 0.7%
66,280
+1,902
+3% +$183K
VIG icon
23
Vanguard Dividend Appreciation ETF
VIG
$111B
$6.76M 0.67%
47,905
+3,806
+9% +$516K
IWD icon
24
iShares Russell 1000 Value ETF
IWD
$81.4B
$5.41M 0.53%
39,582
-424
-1% -$54.4K
AMZN icon
25
Amazon
AMZN
$2.44T
$5.35M 0.53%
32,840
-8,500
-21% -$1.36M
1
2 3 4 5

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LBA
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B
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EIP
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CA
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ACM
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NorthRock Partners's Q4 2020 Portfolio in Review

As of Q4 2020, NorthRock Partners held 257 positions worth $1.01B, up 13% from $902M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

NorthRock Partners's Q4 2020 filing shows 35 new, 48 increased, 132 reduced and 24 closed positions. Its largest new stake was Petros Pharmaceuticals: 1,540 shares worth $1.69M. The largest sale was Ameriprise Financial, an estimated $5.28M.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, down from 15% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q4 2020 buy was Petros Pharmaceuticals: 1,540 shares worth $1.69M.
  • NorthRock Partners added most to JPMorgan Ultra-Short Income ETF in Q4 2020, an estimated $9.5M increase.
  • NorthRock Partners's biggest Q4 2020 reduction was Ameriprise Financial, cutting an estimated $5.28M.
  • NorthRock Partners fully exited Pinterest in Q4 2020, selling an estimated $459K.
  • NorthRock Partners's ten largest holdings make up 63% of its $1.01B portfolio in Q4 2020.
  • NorthRock Partners opened 35 new positions and closed 24 in Q4 2020.
  • NorthRock Partners's portfolio value rose 13% quarter-over-quarter to $1.01B.

Based on NorthRock Partners's 13F filing for Q4 2020, filed 8 Feb 2021.