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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$350M
AUM Growth
-$29.8M
Cap. Flow
-$42.8M
Cap. Flow %
-12.25%
Top 10 Hldgs %
85.6%
Holding
97
New
7
Increased
27
Reduced
31
Closed
21

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$12.9M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$465K
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$379K
5
MCD icon
McDonald's
MCD
+$313K

Top Sells

Rank Stock Value
1
BSCJ
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
+$31.9M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$20.7M
3
MSFT icon
Microsoft
MSFT
+$2.83M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.22M
5
NEWR
New Relic, Inc.
NEWR
+$957K

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.96%
2 Financials 5.52%
3 Industrials 2.04%
4 Technology 1.27%
5 Healthcare 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$90.7M 25.94%
308,228
+18,418
+6% +$5.3M
IWD icon
2
iShares Russell 1000 Value ETF
IWD
$82.2B
$45.8M 13.1%
358,887
+3,712
+1% +$465K
IWF icon
3
iShares Russell 1000 Growth ETF
IWF
$121B
$44.4M 12.69%
1,122,988
-31,476
-3% -$1.22M
TGT icon
4
Target
TGT
$65.6B
$23.7M 6.76%
273,135
+159,553
+140% +$12.9M
IWP icon
5
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$21.8M 6.23%
305,194
-4,838
-2% -$336K
IWS icon
6
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$20.8M 5.95%
233,366
+1,900
+0.8% +$167K
IJT icon
7
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.26B
$16.9M 4.84%
184,910
+1,676
+0.9% +$151K
IJS icon
8
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$16.4M 4.68%
220,164
+1,836
+0.8% +$136K
AMP icon
9
Ameriprise Financial
AMP
$48.3B
$10.6M 3.03%
73,027
+33
+0% +$4.77K
EFG icon
10
iShares MSCI EAFE Growth ETF
EFG
$16.6B
$8.3M 2.37%
102,710
– –
FSK icon
11
FS KKR Capital
FSK
$2.96B
$6.83M 1.95%
277,790
-1,068
-0.4% -$26.3K
MBB icon
12
iShares MBS ETF
MBB
$38.9B
$4.47M 1.28%
41,535
– –
EFV icon
13
iShares MSCI EAFE Value ETF
EFV
$28.8B
$4.13M 1.18%
85,947
+15
+0% +$732
BA icon
14
Boeing
BA
$171B
$2.45M 0.7%
6,741
+420
+7% +$153K
AAPL icon
15
Apple
AAPL
$4.54T
$2.27M 0.65%
45,084
-592
-1% -$28.8K
MSFT icon
16
Microsoft
MSFT
$3.45T
$1.68M 0.48%
12,525
-22,319
-64% -$2.83M
BRK.B icon
17
Berkshire Hathaway Class B
BRK.B
$1.1T
$1.56M 0.45%
7,323
-250
-3% -$51.7K
ATI icon
18
ATI
ATI
$25.6B
$1.29M 0.37%
51,047
– –
HON icon
19
Honeywell
HON
$77B
$1.24M 0.35%
7,524
-259
-3% -$41.2K
MMM icon
20
3M
MMM
$90.9B
$975K 0.28%
6,755
+1,733
+35% +$267K
HWKN icon
21
Hawkins
HWKN
$2.67B
$949K 0.27%
43,712
-640
-1% -$12.3K
NTRP
22
DELISTED
Neurotrope, Inc. Common
NTRP
$834K 0.24%
104,000
+32,500
+45% +$219K
VONV icon
23
Vanguard Russell 1000 Value ETF
VONV
$20.7B
$787K 0.23%
14,110
-730
-5% -$40K
CELG
24
DELISTED
Celgene Corp
CELG
$780K 0.22%
8,435
-184
-2% -$17.5K
AMZN icon
25
Amazon
AMZN
$2.92T
$721K 0.21%
7,620
-4,180
-35% -$389K
1
2 3 4

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NorthRock Partners's Q2 2019 Portfolio in Review

As of Q2 2019, NorthRock Partners held 97 positions worth $350M, down 7.8% from $379M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

NorthRock Partners withdrew a net $42.8M in Q2 2019, closing 21 positions and reducing 31 holdings. Its most notable exit was Invesco BulletShares 2019 Corporate Bond ETF, an estimated $31.9M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 7% of assets, up from 2.6% a quarter earlier, followed by Financials and Industrials.

Against the trend, NorthRock Partners opened a new position in State Street SPDR S&P 600 Small Cap Value ETF worth $379K.

  • NorthRock Partners's largest Q2 2019 buy was State Street SPDR S&P 600 Small Cap Value ETF: 6,250 shares worth $379K.
  • NorthRock Partners added most to Target in Q2 2019, an estimated $12.9M increase.
  • NorthRock Partners's biggest Q2 2019 reduction was ClearBridge MLP and Midstream Fund Inc., cutting an estimated $20.7M.
  • NorthRock Partners fully exited Invesco BulletShares 2019 Corporate Bond ETF in Q2 2019, selling an estimated $31.9M.
  • NorthRock Partners's ten largest holdings make up 86% of its $350M portfolio in Q2 2019.
  • NorthRock Partners opened 7 new positions and closed 21 in Q2 2019.
  • NorthRock Partners's portfolio value fell 7.8% quarter-over-quarter to $350M.

Based on NorthRock Partners's 13F filing for Q2 2019, filed 12 Aug 2019.